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Nasdaq · USD

RDVT

Red Violet, Inc.

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Tapewire entity
4826
SEC CIK
0001720116
Parsed reports
216

Last 12 months

Inside the activity.

1 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025028
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202608
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2021 Filed Feb 9, 2022 18:35 UTC GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001553350-22-000117 · ownership.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,092

F1 · balance_after: Includes the 166,667 remaining shares of the 500,000 Performance Grant, which is now fully vested.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:04 UTC
DELL JEFFREY ALANChief Information Officer
Tax withholdingCommon Stock 2,824 $34.90 $98,557.60
Disclosure

SEC source: 0001209191-21-064503 · doc4.xml · nonDerivative · entry 2

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,134

F5 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F5 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 13,333 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 25,000 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vested under certain conditions.

F4 · balance_after: Includes 75,000 RSUs originally granted on August 28, 2019 (the "2019 Performance Grant"), subject to performance criteria and accelerated vesting under certain conditions. The 2019 Performance Grant shall not vest unless and until the Company has, for any fiscal quarter through September 30, 2022 (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $12.5 million for such fiscal quarter, (ii) positive adjusted EBITDA of at least $2.0 million, as determined based on the Company's reviewed or audited financial statements for such fiscal quarter, and (iii) the participant continues to provide services to the Company either as an employee, director or consultant on the last date of the quarter that the performance criteria is met (collectively, the "2019 Performance Criteria"). If the 2019 Performance Criteria are met, the RSUs vest one-third annually on each of September 1, 2020, September 1, 2021, and September 1, 2022.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:04 UTC
DELL JEFFREY ALANChief Information Officer
GrantCommon Stock 6,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064503 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,958

F1 · shares: Represents the first vesting of 6,667 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on November 20, 2020.

F1 · price: Represents the first vesting of 6,667 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on November 20, 2020.

F2 · balance_after: Includes 13,333 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 25,000 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vested under certain conditions.

F4 · balance_after: Includes 75,000 RSUs originally granted on August 28, 2019 (the "2019 Performance Grant"), subject to performance criteria and accelerated vesting under certain conditions. The 2019 Performance Grant shall not vest unless and until the Company has, for any fiscal quarter through September 30, 2022 (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $12.5 million for such fiscal quarter, (ii) positive adjusted EBITDA of at least $2.0 million, as determined based on the Company's reviewed or audited financial statements for such fiscal quarter, and (iii) the participant continues to provide services to the Company either as an employee, director or consultant on the last date of the quarter that the performance criteria is met (collectively, the "2019 Performance Criteria"). If the 2019 Performance Criteria are met, the RSUs vest one-third annually on each of September 1, 2020, September 1, 2021, and September 1, 2022.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:02 UTC
Dubner DerekDirector · CEO · Chairman of Board
Tax withholdingCommon Stock 4,235 $34.90 $147,801.50
Disclosure

SEC source: 0001209191-21-064497 · doc4.xml · nonDerivative · entry 2

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,785

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vested under certain conditions.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:02 UTC
Dubner DerekDirector · CEO · Chairman of Board
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064497 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,020

F1 · shares: Represents the first vesting of 10,000 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on November 20, 2020.

F1 · price: Represents the first vesting of 10,000 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on November 20, 2020.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vested under certain conditions.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:03 UTC
MacLachlan DanielChief Financial Officer
Tax withholdingCommon Stock 4,235 $34.90 $147,801.50
Disclosure

SEC source: 0001209191-21-064498 · doc4.xml · nonDerivative · entry 2

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,120

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vested under certain conditions.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:03 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064498 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,355

F1 · shares: Represents the first vesting of 10,000 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on November 20, 2020.

F1 · price: Represents the first vesting of 10,000 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on November 20, 2020.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vested under certain conditions.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:01 UTC Tax withholdingCommon Stock 4,235 $34.90 $147,801.50
Disclosure

SEC source: 0001209191-21-064494 · doc4.xml · nonDerivative · entry 2

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,443

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vested under certain conditions.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:01 UTC GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-064494 · doc4.xml · nonDerivative · entry 1

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,668

F1 · shares: Represents the first vesting of 10,000 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on November 20, 2020.

F1 · price: Represents the first vesting of 10,000 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on November 20, 2020.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vested under certain conditions.

Read SEC document
November 01, 2021 Filed Feb 9, 2022 18:35 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001553350-22-000117 · ownership.xml · nonDerivative · entry 2

Brauser Michael · CIK 0001336508 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045,092

F2 · shares: The Reporting Person acquired 10,000 shares upon delivery of restricted stock units.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 20:06 UTC SaleCommon Stock 31,552 $27.00 $851,904.00
Disclosure

SEC source: 0001104659-21-123638 · tm2127749-4_4seq1.xml · nonDerivative · entry 2

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370,228

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $27.78, inclusive.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 20:06 UTC SaleCommon Stock 10,000 $25.98 $259,800.00
Disclosure

SEC source: 0001104659-21-123638 · tm2127749-4_4seq1.xml · nonDerivative · entry 1

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401,780

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.89 to $26.08., inclusive. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
September 24, 2021 Filed Sep 24, 2021 23:22 UTC SaleCommon Stock 3,872 $29.00 $112,288.00
Disclosure

SEC source: 0001104659-21-119429 · tm2127749-3_4seq1.xml · nonDerivative · entry 3

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411,780

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.40, inclusive.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 18:33 UTC
BENZ PETERDirector
GrantCommon Stock 8,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057838 · doc4.xml · nonDerivative · entry 1

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,066

F1 · shares: On September 24, 2021, the reporting person received a grant of 8,900 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors, 5,000 RSUs for serving on the Audit Committee and 1,500 RSUs for serving as the Chair of the Audit Committee.

F1 · price: On September 24, 2021, the reporting person received a grant of 8,900 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors, 5,000 RSUs for serving on the Audit Committee and 1,500 RSUs for serving as the Chair of the Audit Committee.

F1 · balance_after: On September 24, 2021, the reporting person received a grant of 8,900 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors, 5,000 RSUs for serving on the Audit Committee and 1,500 RSUs for serving as the Chair of the Audit Committee.

F2 · balance_after: Includes 7,000 RSUs originally granted on November 20, 2020. The RSUs vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 4,166 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest on September 1, 2022, subject to accelerated vesting under certain conditions.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 22:37 UTC
DELL JEFFREY ALANChief Information Officer
GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057842 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,958

F1 · shares: On September 24, 2021, the reporting person received a grant of 25,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F1 · price: On September 24, 2021, the reporting person received a grant of 25,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F1 · balance_after: On September 24, 2021, the reporting person received a grant of 25,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 75,000 RSUs originally granted on August 28, 2019 (the "2019 Performance Grant"), subject to performance criteria and accelerated vesting under certain conditions. The 2019 Performance Grant shall not vest unless and until the Company has, for any fiscal quarter through September 30, 2022 (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $12.5 million for such fiscal quarter, (ii) positive adjusted EBITDA of at least $2.0 million, as determined based on the Company's reviewed or audited financial statements for such fiscal quarter, and (iii) the participant continues to provide services to the Company either as an employee, director or consultant on the last date of the quarter that the performance criteria is met (collectively, the "2019 Performance Criteria"). If the 2019 Performance Criteria are met, the RSUs vest one-third annually on each of September 1, 2020, September 1, 2021, and September 1, 2022.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 22:30 UTC GrantCommon Stock 8,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057836 · doc4.xml · nonDerivative · entry 1

Rubin Steven D · CIK 0001381874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,538

F1 · shares: On September 24, 2021, the reporting person received a grant of 8,900 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors, 5,000 RSUs for serving on the Audit Committee and 1,500 RSUs for serving as the Chair of the Compensation Committee.

F1 · price: On September 24, 2021, the reporting person received a grant of 8,900 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors, 5,000 RSUs for serving on the Audit Committee and 1,500 RSUs for serving as the Chair of the Compensation Committee.

F1 · balance_after: On September 24, 2021, the reporting person received a grant of 8,900 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors, 5,000 RSUs for serving on the Audit Committee and 1,500 RSUs for serving as the Chair of the Compensation Committee.

F2 · balance_after: Includes 4,166 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest on September 1, 2022, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 7,000 RSUs originally granted on November 20, 2020. The RSUs vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 28,334 vested RSUs in which the reporting person has elected to defer delivery until the reporting person's separation of service from the issuer or death or disability.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 22:35 UTC
Dubner DerekDirector · CEO · Chairman of Board
GrantCommon Stock 32,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057840 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,020

F1 · shares: On September 24, 2021, the reporting person received a grant of 32,500 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F1 · price: On September 24, 2021, the reporting person received a grant of 32,500 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F1 · balance_after: On September 24, 2021, the reporting person received a grant of 32,500 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F2 · balance_after: Includes 30,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 18:32 UTC GrantCommon Stock 7,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057837 · doc4.xml · nonDerivative · entry 1

Swayman Robert · CIK 0001636524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,066

F1 · shares: On September 24, 2021, the reporting person received a grant of 7,400 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors and 5,000 RSUs for serving on the Audit Committee.

F1 · price: On September 24, 2021, the reporting person received a grant of 7,400 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors and 5,000 RSUs for serving on the Audit Committee.

F1 · balance_after: On September 24, 2021, the reporting person received a grant of 7,400 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors and 5,000 RSUs for serving on the Audit Committee.

F2 · balance_after: On November 20, 2020, the reporting person received a grant of 4,500 RSUs, convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 2,666 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest on September 1, 2022, subject to accelerated vesting under certain conditions.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 22:36 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 32,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057841 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,355

F1 · shares: On September 24, 2021, the reporting person received a grant of 32,500 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F1 · price: On September 24, 2021, the reporting person received a grant of 32,500 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F1 · balance_after: On September 24, 2021, the reporting person received a grant of 32,500 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F2 · balance_after: Includes 30,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

Read SEC document
September 24, 2021 Filed Sep 27, 2021 22:34 UTC GrantCommon Stock 32,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-057839 · doc4.xml · nonDerivative · entry 1

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,668

F1 · shares: On September 24, 2021, the reporting person received a grant of 32,500 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F1 · price: On September 24, 2021, the reporting person received a grant of 32,500 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F1 · balance_after: On September 24, 2021, the reporting person received a grant of 32,500 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain circumstances.

F2 · balance_after: Includes 30,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

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September 23, 2021 Filed Sep 24, 2021 23:22 UTC SaleCommon Stock 5,000 $29.91 $149,550.00
Disclosure

SEC source: 0001104659-21-119429 · tm2127749-3_4seq1.xml · nonDerivative · entry 2

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,652

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.57 to $30.00, inclusive.

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September 22, 2021 Filed Sep 24, 2021 23:22 UTC SaleCommon Stock 19,577 $30.12 $589,659.24
Disclosure

SEC source: 0001104659-21-119429 · tm2127749-3_4seq1.xml · nonDerivative · entry 1

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420,652

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.27, inclusive. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

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September 21, 2021 Filed Sep 22, 2021 01:16 UTC SaleCommon Stock 6,461 $29.54 $190,857.94
Disclosure

SEC source: 0001104659-21-118046 · tm2127749-2_4seq1.xml · nonDerivative · entry 3

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440,229

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $30.03, inclusive.

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September 20, 2021 Filed Sep 22, 2021 01:16 UTC SaleCommon Stock 4,920 $29.76 $146,419.20
Disclosure

SEC source: 0001104659-21-118046 · tm2127749-2_4seq1.xml · nonDerivative · entry 2

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446,690

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $30.00, inclusive.

Read SEC document
September 17, 2021 Filed Sep 22, 2021 01:16 UTC SaleCommon Stock 21,199 $31.93 $676,884.07
Disclosure

SEC source: 0001104659-21-118046 · tm2127749-2_4seq1.xml · nonDerivative · entry 1

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,451,610

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $32.12, inclusive. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

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September 15, 2021 Filed Sep 16, 2021 01:29 UTC SaleCommon Stock 5,000 $30.09 $150,450.00
Disclosure

SEC source: 0001104659-21-116073 · tm2127749-1_4seq1.xml · nonDerivative · entry 3

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,809

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.42, inclusive.

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September 14, 2021 Filed Sep 16, 2021 01:29 UTC SaleCommon Stock 10,173 $30.35 $308,750.55
Disclosure

SEC source: 0001104659-21-116073 · tm2127749-1_4seq1.xml · nonDerivative · entry 2

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477,809

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.13 to $31.00, inclusive.

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September 13, 2021 Filed Sep 16, 2021 01:29 UTC SaleCommon Stock 10,000 $31.76 $317,600.00
Disclosure

SEC source: 0001104659-21-116073 · tm2127749-1_4seq1.xml · nonDerivative · entry 1

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487,982

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.55 to $32.50, inclusive. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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August 09, 2021 Filed Aug 10, 2021 21:04 UTC GrantCommon Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050640 · doc4.xml · nonDerivative · entry 1

Stanton Lisa M. · CIK 0001858445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

F1 · security: On August 9, 2021, the reporting person received a grant of 2,900 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on August 9, 2022, August 9, 2023 and August 9, 2024, subject to accelerated vesting under certain conditions.

F1 · price: On August 9, 2021, the reporting person received a grant of 2,900 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on August 9, 2022, August 9, 2023 and August 9, 2024, subject to accelerated vesting under certain conditions.

F1 · balance_after: On August 9, 2021, the reporting person received a grant of 2,900 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on August 9, 2022, August 9, 2023 and August 9, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:36 UTC
DELL JEFFREY ALANChief Information Officer
Tax withholdingCommon Stock 6,541 $21.78 $142,462.98
Disclosure

SEC source: 0001209191-21-046687 · doc4.xml · nonDerivative · entry 2

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,958

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three approximately equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 75,000 RSUs originally granted on August 28, 2019 (the "2019 Performance Grant"), subject to performance criteria and accelerated vesting under certain conditions. The 2019 Performance Grant shall not vest unless and until the Company has, for any fiscal quarter through September 30, 2022 (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $12.5 million for such fiscal quarter, (ii) positive adjusted EBITDA of at least $2.0 million, as determined based on the Company's reviewed or audited financial statements for such fiscal quarter, and (iii) the participant continues to provide services to the Company either as an employee, director or consultant on the last date of the quarter that the performance criteria is met (collectively, the "2019 Performance Criteria"). If the 2019 Performance Criteria are met, the RSUs vest one-third annually on each of September 1, 2020, September 1, 2021, and September 1, 2022.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:36 UTC
DELL JEFFREY ALANChief Information Officer
GrantCommon Stock 16,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046687 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,999

F1 · shares: Represents the final vesting of 16,666 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on September 5, 2018.

F1 · price: Represents the final vesting of 16,666 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on September 5, 2018.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three approximately equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 75,000 RSUs originally granted on August 28, 2019 (the "2019 Performance Grant"), subject to performance criteria and accelerated vesting under certain conditions. The 2019 Performance Grant shall not vest unless and until the Company has, for any fiscal quarter through September 30, 2022 (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $12.5 million for such fiscal quarter, (ii) positive adjusted EBITDA of at least $2.0 million, as determined based on the Company's reviewed or audited financial statements for such fiscal quarter, and (iii) the participant continues to provide services to the Company either as an employee, director or consultant on the last date of the quarter that the performance criteria is met (collectively, the "2019 Performance Criteria"). If the 2019 Performance Criteria are met, the RSUs vest one-third annually on each of September 1, 2020, September 1, 2021, and September 1, 2022.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:35 UTC
Dubner DerekDirector · CEO · Chairman of Board
Tax withholdingCommon Stock 49,188 $21.78 $1,071,314.64
Disclosure

SEC source: 0001209191-21-046685 · doc4.xml · nonDerivative · entry 2

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,520

F3 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F3 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 30,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:35 UTC
Dubner DerekDirector · CEO · Chairman of Board
GrantCommon Stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046685 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,708

F1 · shares: Represents the final vesting of 125,000 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on September 5, 2018.

F1 · price: Represents the final vesting of 125,000 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on September 5, 2018.

F2 · balance_after: Includes 30,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:36 UTC
MacLachlan DanielChief Financial Officer
Tax withholdingCommon Stock 36,071 $21.78 $785,626.38
Disclosure

SEC source: 0001209191-21-046686 · doc4.xml · nonDerivative · entry 2

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,855

F3 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F3 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 30,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:36 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 91,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046686 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,926

F1 · shares: Represents the final vesting of 91,666 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on September 5, 2018.

F1 · price: Represents the final vesting of 91,666 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on September 5, 2018.

F2 · balance_after: Includes 30,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:34 UTC Tax withholdingCommon Stock 36,071 $21.78 $785,626.38
Disclosure

SEC source: 0001209191-21-046684 · doc4.xml · nonDerivative · entry 2

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,168

F3 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F3 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 30,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 21:34 UTC GrantCommon Stock 91,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046684 · doc4.xml · nonDerivative · entry 1

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,239

F1 · shares: Represents the final vesting of 91,666 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on September 5, 2018.

F1 · price: Represents the final vesting of 91,666 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on September 5, 2018.

F2 · balance_after: Includes 30,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 21:50 UTC Amendment SaleCommon Stock 1,000,000 $19.75 $19,750,000.00
Disclosure

SEC source: 0001104659-21-076493 · tm2118461-1_4aseq1.xml · nonDerivative · entry 1

Greater Miami Jewish Federation, Inc. · CIK 0001837377 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,982

F1 · price: Sold in private transactions pursuant to Section 4(a)(7) of the Securities Act of 1933, as amended.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:30 UTC SaleCommon Stock 27,000 $24.00 $648,000.00
Disclosure

SEC source: 0001415889-21-000337 · form4-01192021_040102.xml · nonDerivative · entry 3

Brauser Michael · CIK 0001336508 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 529,250

F3 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:30 UTC SaleCommon Stock 40,000 $24.00 $960,000.00
Disclosure

SEC source: 0001415889-21-000337 · form4-01192021_040102.xml · nonDerivative · entry 2

Brauser Michael · CIK 0001336508 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 107,951

F2 · ownership.nature: Shares held by Birchtree Capital, LLC, of which Mr. Brauser is the manager.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 16:30 UTC SaleCommon Stock 240,000 $24.50 $5,880,000.00
Disclosure

SEC source: 0001415889-21-000337 · form4-01192021_040102.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,425

F1 · balance_after: Includes 333,333 shares of the 500,000 Performance Grant, which have already vested.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 16:52 UTC SaleCommon Stock 35,200 $25.50 $897,600.00
Disclosure

SEC source: 0001415889-21-000284 · form4-01112021_010136.xml · nonDerivative · entry 3

Brauser Michael · CIK 0001336508 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 147,951

F2 · ownership.nature: Shares held by Birchtree Capital, LLC, of which Mr. Brauser is the manager.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 16:52 UTC SaleCommon Stock 119 $26.09 $3,104.35
Disclosure

SEC source: 0001415889-21-000284 · form4-01112021_010136.xml · nonDerivative · entry 2

Brauser Michael · CIK 0001336508 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,425

F1 · balance_after: Includes 333,333 shares of the 500,000 Performance Grant, which have already vested.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 16:52 UTC SaleCommon Stock 136,000 $25.50 $3,468,000.00
Disclosure

SEC source: 0001415889-21-000284 · form4-01112021_010136.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,544

F1 · balance_after: Includes 333,333 shares of the 500,000 Performance Grant, which have already vested.

Read SEC document
December 17, 2020 Filed Dec 23, 2020 22:28 UTC GiftCommon Stock 2,497,982 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-139263 · tm2039309-1_4seq1.xml · nonDerivative · entry 1

FROST PHILLIP MD ET AL · CIK 0000898860 · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: This transaction represents a gift / charitable donation effective December 17, 2020. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

F2 · ownership.nature: Prior to disposition, the shares were held by Frost Gamma Investments Trust ("Frost Gamma"). Dr. Phillip Frost is the trustee of Frost Gamma. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc. and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 17:04 UTC
BENZ PETERDirector
GrantCommon Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060265 · doc4.xml · nonDerivative · entry 1

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,166

F1 · shares: On November 20, 2020, the reporting person received a grant of 7,000 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F1 · price: On November 20, 2020, the reporting person received a grant of 7,000 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F1 · balance_after: On November 20, 2020, the reporting person received a grant of 7,000 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F2 · balance_after: Includes 8,333 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest in two equal installments on each of September 1, 2021 and September 1, 2022, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 8,333 RSUs convertible into common stock originally granted subject to both certain performance- and time-based criteria on September 5, 2018. As of June 30, 2019, the issuer deemed the performance criteria had been met. As a result of the meeting the performance criteria, the remaining RSUs vest on July 1, 2021, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 4,000 RSUs convertible into common stock originally granted on March 29, 2018. The RSUs vest on March 29, 2021, subject to accelerated vesting under certain conditions.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:01 UTC
DELL JEFFREY ALANChief Information Officer
GrantCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060255 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,833

F1 · shares: On November 20, 2020, the reporting person received a grant of 20,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F1 · price: On November 20, 2020, the reporting person received a grant of 20,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:00 UTC GrantCommon Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060253 · doc4.xml · nonDerivative · entry 1

Rubin Steven D · CIK 0001381874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,638

F1 · shares: On November 20, 2020, the reporting person received a grant of 7,000 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F1 · price: On November 20, 2020, the reporting person received a grant of 7,000 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F1 · balance_after: On November 20, 2020, the reporting person received a grant of 7,000 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F2 · balance_after: Includes 8,333 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest in two equal installments on each of September 1, 2021 and September 1, 2022, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 8,333 RSUs convertible into common stock originally granted subject to both certain performance- and time-based criteria on September 5, 2018. As of June 30, 2019, the issuer deemed the performance criteria had been met. As a result of the meeting the performance criteria, the remaining RSUs vest on July 1, 2021, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 4,000 RSUs convertible into common stock originally granted on March 29, 2018. The RSUs vest on March 29, 2021, subject to accelerated vesting under certain conditions.

F5 · balance_after: Includes 20,167 vested RSUs in which the reporting person has elected to defer delivery until the reporting person's separation of service from the issuer or death or disability.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 17:00 UTC GrantCommon Stock 4,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060249 · doc4.xml · nonDerivative · entry 1

Swayman Robert · CIK 0001636524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,666

F1 · shares: On November 20, 2020, the reporting person received a grant of 4,500 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F1 · price: On November 20, 2020, the reporting person received a grant of 4,500 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F1 · balance_after: On November 20, 2020, the reporting person received a grant of 4,500 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F2 · balance_after: Includes 5,333 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest in two equal installments on each of September 1, 2021 and September 1, 2022, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 4,166 RSUs convertible into common stock originally granted subject to both certain performance- and time-based criteria on September 5, 2018. As of June 30, 2019, the issuer deemed the performance criteria had been met. As a result of the meeting the performance criteria, the remaining RSUs vest on July 1, 2021, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 4,000 RSUs convertible into common stock originally granted on March 29, 2018. The RSUs vest on March 29, 2021, subject to accelerated vesting under certain conditions.

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November 20, 2020 Filed Nov 24, 2020 22:02 UTC
Dubner DerekDirector · CEO · Chairman of Board
GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060257 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,708

F1 · shares: On November 20, 2020, the reporting person received a grant of 30,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F1 · price: On November 20, 2020, the reporting person received a grant of 30,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.