Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fluent, Inc.COGT · Entity 6736 | Director | April 13, 2017 | April 17, 2017 |
| Red Violet, Inc.RDVT · Entity 4826 | Director | November 30, 2023 | December 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fluent, Inc.
Report date April 13, 2017 · Filed April 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
After 2017-04-13 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2017-04-13 · Grant · Acquired 15,000 · Balance 15,000 F1: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions. F2: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date. |
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2017-04-13 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2017-04-13 · Grant · Acquired 5,000 · Balance 5,000 F2: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date. F3: On April 13, 2017, the reporting person received a grant of 5,000 RSUS, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions. |
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2017-04-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,000 F4: On November 16, 2015, the reporting person received a grant, subject to stockholder approval which was obtained June 1, 2016, of 5,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning November 16, 2016 (the "Time Conditions") provided, however, that no tranche of RSUs will vest until it is determined that Cogint, Inc. has exceeded certain revenue targets and achieved positive EBITDA in any one fiscal year during the vesting period the "Performance Conditions"). Cogint, Inc. determined the Performance Conditions were met effective March 14, 2017. As such, the subsequent tranches vest equally on November 16, 2017 and November 16, 2018. F5: The RSUs will immediately vest upon (i) a Change of Control, or (ii) the reporting person's death or disability. F6: The reporting person has elected to defer delivery of any vested RSUs until the reporting person's separation of service from the Company or death or disability. |
| Common StockSEC Table I · non-derivative | Direct | 16,666 |
Reported balance
Holding disclosure · report date 2017-04-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 16,666 F7: Represents RSUs convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in two approximately equal installments on June 16, 2017 and 2018, subject to accelerated vesting under certain conditions. |
| Common StockSEC Table I · non-derivative | Direct | 13,334 |
Reported balance
Holding disclosure · report date 2017-04-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 13,334 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Family Trust in which the reporting person is a Co-Trustee | 60,000 |
Reported balance
Holding disclosure · report date 2017-04-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 60,000 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 8,130 |
Reported balance
Holding disclosure · report date 2017-04-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 8,130 F8: Represents pro rata ownership of securities of the issuer held by a limited liability company over which the reporting person exercises investment control. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.
F2: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.
F3: On April 13, 2017, the reporting person received a grant of 5,000 RSUS, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.
F4: On November 16, 2015, the reporting person received a grant, subject to stockholder approval which was obtained June 1, 2016, of 5,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning November 16, 2016 (the "Time Conditions") provided, however, that no tranche of RSUs will vest until it is determined that Cogint, Inc. has exceeded certain revenue targets and achieved positive EBITDA in any one fiscal year during the vesting period the "Performance Conditions"). Cogint, Inc. determined the Performance Conditions were met effective March 14, 2017. As such, the subsequent tranches vest equally on November 16, 2017 and November 16, 2018.
F5: The RSUs will immediately vest upon (i) a Change of Control, or (ii) the reporting person's death or disability.
F6: The reporting person has elected to defer delivery of any vested RSUs until the reporting person's separation of service from the Company or death or disability.
F7: Represents RSUs convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in two approximately equal installments on June 16, 2017 and 2018, subject to accelerated vesting under certain conditions.
F8: Represents pro rata ownership of securities of the issuer held by a limited liability company over which the reporting person exercises investment control.
Red Violet, Inc.
Report date November 30, 2023 · Filed December 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,066 |
Reported balance
After 2023-11-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-11-30 · Grant · Acquired 9,000 · Balance 73,066 F1: On November 30, 2023, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of December 1, 2024, December 1, 2025 and December 1, 2026, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee. F2: Includes 2,466 RSUs convertible into common stock originally granted on September 24, 2021. The RSUs vest on October 1, 2024, subject to accelerated vesting under certain conditions. F3: Includes 6,000 RSUs originally granted on October 12, 2022. The RSUs vest in approximately two equal installments on each of November 1, 2024, and November 1, 2025, subject to accelerated vesting under certain conditions. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 5,083 |
Reported balance
Holding disclosure · report date 2023-11-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,083 F4: Shares held through BSIG, LLC, of which Mr. Swayman is a member. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 8,000 |
Reported balance
Holding disclosure · report date 2023-11-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,000 F5: Shares held by a family trust of which Mr. Swayman serves as co-trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 30, 2023, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of December 1, 2024, December 1, 2025 and December 1, 2026, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee.
F2: Includes 2,466 RSUs convertible into common stock originally granted on September 24, 2021. The RSUs vest on October 1, 2024, subject to accelerated vesting under certain conditions.
F3: Includes 6,000 RSUs originally granted on October 12, 2022. The RSUs vest in approximately two equal installments on each of November 1, 2024, and November 1, 2025, subject to accelerated vesting under certain conditions.
F4: Shares held through BSIG, LLC, of which Mr. Swayman is a member.
F5: Shares held by a family trust of which Mr. Swayman serves as co-trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2023 Filed Dec 4, 2023 18:25 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-057298 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,066 F1 · shares: On November 30, 2023, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of December 1, 2024, December 1, 2025 and December 1, 2026, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee. F1 · price: On November 30, 2023, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of December 1, 2024, December 1, 2025 and December 1, 2026, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee. F1 · balance_after: On November 30, 2023, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of December 1, 2024, December 1, 2025 and December 1, 2026, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee. F2 · balance_after: Includes 2,466 RSUs convertible into common stock originally granted on September 24, 2021. The RSUs vest on October 1, 2024, subject to accelerated vesting under certain conditions. F3 · balance_after: Includes 6,000 RSUs originally granted on October 12, 2022. The RSUs vest in approximately two equal installments on each of November 1, 2024, and November 1, 2025, subject to accelerated vesting under certain conditions. Read SEC document |
| October 12, 2022 Filed Oct 13, 2022 17:33 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-053584 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,066 F1 · shares: On October 12, 2022, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee. F1 · price: On October 12, 2022, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee. F1 · balance_after: On October 12, 2022, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee. F2 · balance_after: Includes 4,933 RSUs convertible into common stock originally granted on September 24, 2021. The RSUs vest in approximately two equal installments on October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. F3 · balance_after: Includes 3,000 RSUs originally granted on November 20, 2020. The RSUs vest in approximately two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 18:32 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 7,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-057837 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,066 F1 · shares: On September 24, 2021, the reporting person received a grant of 7,400 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors and 5,000 RSUs for serving on the Audit Committee. F1 · price: On September 24, 2021, the reporting person received a grant of 7,400 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors and 5,000 RSUs for serving on the Audit Committee. F1 · balance_after: On September 24, 2021, the reporting person received a grant of 7,400 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors and 5,000 RSUs for serving on the Audit Committee. F2 · balance_after: On November 20, 2020, the reporting person received a grant of 4,500 RSUs, convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions. F3 · balance_after: Includes 2,666 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest on September 1, 2022, subject to accelerated vesting under certain conditions. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 17:00 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 4,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060249 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,666 F1 · shares: On November 20, 2020, the reporting person received a grant of 4,500 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions. F1 · price: On November 20, 2020, the reporting person received a grant of 4,500 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions. F1 · balance_after: On November 20, 2020, the reporting person received a grant of 4,500 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions. F2 · balance_after: Includes 5,333 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest in two equal installments on each of September 1, 2021 and September 1, 2022, subject to accelerated vesting under certain conditions. F3 · balance_after: Includes 4,166 RSUs convertible into common stock originally granted subject to both certain performance- and time-based criteria on September 5, 2018. As of June 30, 2019, the issuer deemed the performance criteria had been met. As a result of the meeting the performance criteria, the remaining RSUs vest on July 1, 2021, subject to accelerated vesting under certain conditions. F4 · balance_after: Includes 4,000 RSUs convertible into common stock originally granted on March 29, 2018. The RSUs vest on March 29, 2021, subject to accelerated vesting under certain conditions. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 17:40 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-054538 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,166 F1 · price: On October 28, 2019, the reporting person received a grant of 8,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of September 1, 2020, September 1, 2021 and September 1, 2022, subject to accelerated vesting under certain conditions. F1 · balance_after: On October 28, 2019, the reporting person received a grant of 8,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of September 1, 2020, September 1, 2021 and September 1, 2022, subject to accelerated vesting under certain conditions. F2 · balance_after: Includes 8,333 RSUs convertible into common stock originally granted subject to both certain performance and time-based criteria on September 5, 2018. As of June 30, 2019, the issuer deemed the performance criteria had been met. As a result of the meeting the performance criteria, the remaining RSUs vest in two equal installments on each of July 1, 2020 and July 1, 2021, subject to accelerated vesting under certain conditions. F3 · balance_after: Includes 8,000 RSUs convertible into common stock originally granted on March 29, 2018. The RSUs vest in two equal installments on each of March 29, 2020 and March 29, 2021, subject to accelerated vesting under certain conditions. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:19 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 4,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-044732 · doc4.xml · nonDerivative · entry 2 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,833 F3 · shares: Represents the vesting of 4,167 shares of the Performance Grant. Following achievement of the Performance Criteria, the remaining 8,333 RSUs vest in two equal installments on July 1, 2020 and 2021, subject to accelerated vesting under certain conditions. F3 · price: Represents the vesting of 4,167 shares of the Performance Grant. Following achievement of the Performance Criteria, the remaining 8,333 RSUs vest in two equal installments on July 1, 2020 and 2021, subject to accelerated vesting under certain conditions. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:19 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-044732 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: A performance grant of Restricted Stock Units (RSUs), which is convertible into common stock of the issuer on a one-for-one basis, was originally approved by the Company's Compensation Committee on September 5, 2018 (the "Performance Grant"), subject to the Performance Criteria described below, and reported on the Company's Form 8-K on September 10, 2018 and described in the Company's definitive proxy statement filed on April 16, 2019. F2 · price: The Performance Grant shall not vest unless and until the Company has, for any fiscal quarter through September 30, 2021 (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $7.0 million for such fiscal quarter, (ii) positive adjusted EBITDA, as determined based on the Company's reviewed or audited financial statements for such fiscal quarter, and (iii) the participant continues to provide services to the Company either as an employee, director or consultant on the last date of the quarter that the performance criteria is met (collectively, the "Performance Criteria"). If the Performance Criteria are met, the RSUs vest one-third annually on each of July 1, 2019, July 1, 2020 and July 1, 2021 ("Time-Based Vesting Requirement"). In the event of a change of control, all RSUs which have not vested on the date of such change of control shall immediately vest even if the Time-Based Vesting Requirement has not been met. F2 · balance_after: The Performance Grant shall not vest unless and until the Company has, for any fiscal quarter through September 30, 2021 (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $7.0 million for such fiscal quarter, (ii) positive adjusted EBITDA, as determined based on the Company's reviewed or audited financial statements for such fiscal quarter, and (iii) the participant continues to provide services to the Company either as an employee, director or consultant on the last date of the quarter that the performance criteria is met (collectively, the "Performance Criteria"). If the Performance Criteria are met, the RSUs vest one-third annually on each of July 1, 2019, July 1, 2020 and July 1, 2021 ("Time-Based Vesting Requirement"). In the event of a change of control, all RSUs which have not vested on the date of such change of control shall immediately vest even if the Time-Based Vesting Requirement has not been met. Read SEC document |
| May 03, 2018 Filed May 4, 2018 07:42 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 4,000 | $5.87 | $23,480.00 |
DisclosureSEC source: 0001209191-18-027944 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,083 F1 · price: The shares were purchased in multiple transactions at prices ranging from $5.80 to $5.95, with a weighted average price per share of $5.87. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held through BSIG, LLC of which Mr. Swayman is a member. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 07:58 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022261 · doc4.xml · nonDerivative · entry 2 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F2 · security: On March 29, 2018, the reporting person received a grant of 4,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on March 29, 2019, subject to accelerated vesting under certain conditions. F2 · price: On March 29, 2018, the reporting person received a grant of 4,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on March 29, 2019, subject to accelerated vesting under certain conditions. F2 · balance_after: On March 29, 2018, the reporting person received a grant of 4,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on March 29, 2019, subject to accelerated vesting under certain conditions. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 07:58 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022261 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · security: On March 29, 2018, the reporting person received a grant of 12,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal installments on March 29, 2019, 2020 and 2021, subject to accelerated besting under certain conditions. F1 · price: On March 29, 2018, the reporting person received a grant of 12,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal installments on March 29, 2019, 2020 and 2021, subject to accelerated besting under certain conditions. F1 · balance_after: On March 29, 2018, the reporting person received a grant of 12,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal installments on March 29, 2019, 2020 and 2021, subject to accelerated besting under certain conditions. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 20:58 UTC | Fluent, Inc. COGT · Entity 6736 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027079 · doc4.xml · nonDerivative · entry 2 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date. F3 · security: On April 13, 2017, the reporting person received a grant of 5,000 RSUS, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions. F3 · price: On April 13, 2017, the reporting person received a grant of 5,000 RSUS, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions. F3 · balance_after: On April 13, 2017, the reporting person received a grant of 5,000 RSUS, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 20:58 UTC | Fluent, Inc. COGT · Entity 6736 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027079 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · security: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions. F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date. F1 · price: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions. F1 · balance_after: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 21:10 UTC | Fluent, Inc. COGT · Entity 6736 | PurchaseCommon Stock | 50,000 | $3.12 | $156,000.00 |
DisclosureSEC source: 0001209191-17-005268 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Family Trust in which the reporting person is a Co-Trustee Disclosed balance after: 60,000 Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 13:01 UTC | Fluent, Inc. COGT · Entity 6736 | PurchaseCommon Stock | 10,000 | $3.68 | $36,800.00 |
DisclosureSEC source: 0001209191-16-148775 · doc4.xml · nonDerivative · entry 1 Swayman Robert · CIK 0001636524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Family Trust in which the reporting person is a Co-Trustee Disclosed balance after: 10,000 F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.45 to $3.75, with a weighted average price per share of $3.68. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.