Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fluent, Inc.FLNT · Entity 6736 | 10% owner | August 13, 2018 | August 15, 2018 |
| POLARITYTE, INC.COOL · Entity 117561 | Director | December 01, 2016 | December 05, 2016 |
| Red Violet, Inc.RDVT · Entity 4826 | 10% owner | December 31, 2024 | February 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fluent, Inc.
Report date August 13, 2018 · Filed August 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,114,895 |
Ending reported balance
After 2018-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-13 · Sale · Disposed 150,000 · Balance 4,314,895 Row 2 · 2018-08-15 · Sale · Disposed 200,000 · Balance 4,114,895 F1: As a result of this transaction, the Reporting Person owns less than 10% of the Issuer's common stock. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,968,945 |
Reported balance
Holding disclosure · report date 2018-08-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,968,945 F2: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,373,646 |
Reported balance
Holding disclosure · report date 2018-08-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,373,646 F3: Shares held by Birchtree Capital, LLC, of which Mr. Brauser is the manager. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 8,130 |
Reported balance
Holding disclosure · report date 2018-08-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,130 F4: Shares held by BSIG, LLC, of which Mr. Brauser is a member. Mr. Brauser disclaims beneficial ownership of these shares except to the extent of any pecuniary ownership he may have. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,137 |
Reported balance
Holding disclosure · report date 2018-08-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 18,137 F5: Shares held by Betsy and Michael Brauser Charitable Family Foundation, Inc. of which Mr. Brauser is a director. |
Filing footnotes · ownership attribution and instrument terms
F1: As a result of this transaction, the Reporting Person owns less than 10% of the Issuer's common stock.
F2: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.
F3: Shares held by Birchtree Capital, LLC, of which Mr. Brauser is the manager.
F4: Shares held by BSIG, LLC, of which Mr. Brauser is a member. Mr. Brauser disclaims beneficial ownership of these shares except to the extent of any pecuniary ownership he may have.
F5: Shares held by Betsy and Michael Brauser Charitable Family Foundation, Inc. of which Mr. Brauser is a director.
POLARITYTE, INC.
Report date December 01, 2016 · Filed December 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 229,182 |
Reported balance
After 2016-12-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-12-01 · Grant · Acquired 75,000 · Balance 229,182 F1: Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval. F2: Represents (i) the Restricted Stock Award, (ii) a restricted stock award of 66,666 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan, (iii) a restricted stock award of 87,500 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016 and (iv) 16 shares of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval.
F2: Represents (i) the Restricted Stock Award, (ii) a restricted stock award of 66,666 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan, (iii) a restricted stock award of 87,500 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016 and (iv) 16 shares of the Issuer's common stock.
Red Violet, Inc.
Report date December 31, 2024 · Filed February 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 843,021 |
Reported balance
After 2024-12-31 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-12-31 · Disposition to issuer · Disposed 122,071 · Balance 843,021 F1: Shares held by Michael and Betsy Brauser Tenants by Entireties |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2024-12-31 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-12-31 · Disposition to issuer · Disposed 5,084 · Balance 0 F3: Shares disposed by BSIG, LLC, of which Mr. Brauser is a member. Mr. Brauser disclaims beneficial ownership of these shares except to the extent of any pecuniary ownership he may have. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2024-12-31 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2024-12-31 · Disposition to issuer · Disposed 2,417 · Balance 0 F4: Shares held by Betsy and Michael Brauser Charitable Family Foundation, Inc. of which Mr. Brauser is a director. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 529,250 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 529,250 F2: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Michael and Betsy Brauser Tenants by Entireties
F2: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.
F3: Shares disposed by BSIG, LLC, of which Mr. Brauser is a member. Mr. Brauser disclaims beneficial ownership of these shares except to the extent of any pecuniary ownership he may have.
F4: Shares held by Betsy and Michael Brauser Charitable Family Foundation, Inc. of which Mr. Brauser is a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2024 Filed Feb 14, 2025 16:03 UTC | Red Violet, Inc. RDVT · Entity 4826 | Disposition to issuerCommon Stock | 2,417 | $20.74 | $50,128.58 |
DisclosureSEC source: 0001079973-25-000230 · ownership.xml · nonDerivative · entry 4 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · ownership.nature: Shares held by Betsy and Michael Brauser Charitable Family Foundation, Inc. of which Mr. Brauser is a director. Read SEC document |
| December 31, 2024 Filed Feb 14, 2025 16:03 UTC | Red Violet, Inc. RDVT · Entity 4826 | Disposition to issuerCommon Stock | 5,084 | $29.42 | $149,571.28 |
DisclosureSEC source: 0001079973-25-000230 · ownership.xml · nonDerivative · entry 3 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · ownership.nature: Shares disposed by BSIG, LLC, of which Mr. Brauser is a member. Mr. Brauser disclaims beneficial ownership of these shares except to the extent of any pecuniary ownership he may have. Read SEC document |
| December 31, 2024 Filed Feb 14, 2025 16:03 UTC | Red Violet, Inc. RDVT · Entity 4826 | Disposition to issuerCommon Stock | 122,071 | $36.40 | $4,443,384.40 |
DisclosureSEC source: 0001079973-25-000230 · ownership.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 843,021 F1 · ownership.nature: Shares held by Michael and Betsy Brauser Tenants by Entireties Read SEC document |
| November 01, 2023 Filed Jan 25, 2024 16:01 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-24-000119 · ownership.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 965,092 F1 · shares: The Reporting Person acquired 10,000 shares upon delivery of shares of common shares underlying restricted stock units. F2 · ownership.nature: Shares held by Michael and Betsy Brauser Tenants by Entireties. Read SEC document |
| November 08, 2022 Filed Jan 13, 2023 16:05 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-23-000075 · ownership.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 955,092 F2 · shares: The Reporting Person acquired 10,000 shares upon delivery of restricted stock units. Read SEC document |
| March 01, 2022 Filed Jan 13, 2023 16:05 UTC | Red Violet, Inc. RDVT · Entity 4826 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-23-000075 · ownership.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945,092 F1 · security: The Reporting Person gifted the shares to an unaffiliated entity. Read SEC document |
| November 12, 2021 Filed Feb 9, 2022 18:35 UTC | Red Violet, Inc. RDVT · Entity 4826 | GiftCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-22-000117 · ownership.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,092 F1 · balance_after: Includes the 166,667 remaining shares of the 500,000 Performance Grant, which is now fully vested. Read SEC document |
| November 01, 2021 Filed Feb 9, 2022 18:35 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-22-000117 · ownership.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045,092 F2 · shares: The Reporting Person acquired 10,000 shares upon delivery of restricted stock units. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 16:30 UTC | Red Violet, Inc. RDVT · Entity 4826 | SaleCommon Stock | 27,000 | $24.00 | $648,000.00 |
DisclosureSEC source: 0001415889-21-000337 · form4-01192021_040102.xml · nonDerivative · entry 3 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 529,250 F3 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 16:30 UTC | Red Violet, Inc. RDVT · Entity 4826 | SaleCommon Stock | 40,000 | $24.00 | $960,000.00 |
DisclosureSEC source: 0001415889-21-000337 · form4-01192021_040102.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 107,951 F2 · ownership.nature: Shares held by Birchtree Capital, LLC, of which Mr. Brauser is the manager. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 16:30 UTC | Red Violet, Inc. RDVT · Entity 4826 | SaleCommon Stock | 240,000 | $24.50 | $5,880,000.00 |
DisclosureSEC source: 0001415889-21-000337 · form4-01192021_040102.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,425 F1 · balance_after: Includes 333,333 shares of the 500,000 Performance Grant, which have already vested. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:52 UTC | Red Violet, Inc. RDVT · Entity 4826 | SaleCommon Stock | 35,200 | $25.50 | $897,600.00 |
DisclosureSEC source: 0001415889-21-000284 · form4-01112021_010136.xml · nonDerivative · entry 3 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 147,951 F2 · ownership.nature: Shares held by Birchtree Capital, LLC, of which Mr. Brauser is the manager. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:52 UTC | Red Violet, Inc. RDVT · Entity 4826 | SaleCommon Stock | 119 | $26.09 | $3,104.35 |
DisclosureSEC source: 0001415889-21-000284 · form4-01112021_010136.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,425 F1 · balance_after: Includes 333,333 shares of the 500,000 Performance Grant, which have already vested. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:52 UTC | Red Violet, Inc. RDVT · Entity 4826 | SaleCommon Stock | 136,000 | $25.50 | $3,468,000.00 |
DisclosureSEC source: 0001415889-21-000284 · form4-01112021_010136.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,544 F1 · balance_after: Includes 333,333 shares of the 500,000 Performance Grant, which have already vested. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:17 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 166,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-044730 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,877 F3 · shares: Represents the vesting of 166,667 shares of the Performance Grant. Following the achievement of the Performance Criteria, the remaining 333,333 RSUs will vest in two equal installments on July 1, 2020 and 2021, subject to accelerated vesting under certain conditions. F3 · price: Represents the vesting of 166,667 shares of the Performance Grant. Following the achievement of the Performance Criteria, the remaining 333,333 RSUs will vest in two equal installments on July 1, 2020 and 2021, subject to accelerated vesting under certain conditions. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:17 UTC | Red Violet, Inc. RDVT · Entity 4826 | GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-044730 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · shares: A performance grant of Restricted Stock Units (RSUs), which is convertible into common stock of the issuer on a one-for-one basis, was originally approved by the Company's Compensation Committee on September 5, 2018 (the "Performance Grant"), subject to the Performance Criteria described below, and reported on the Company's Form 8-K on September 10, 2018 and described in the Company's definitive proxy statement filed on April 16, 2019. F2 · price: The Performance Grant shall not vest unless and until the Company has, for any fiscal quarter through September 30, 2021 (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $7.0 million for such fiscal quarter, (ii) positive adjusted EBITDA, as determined based on the Company's reviewed or audited financial statements for such fiscal quarter, and (iii) the participant continues to provide services to the Company either as an employee, director or consultant on the last date of the quarter that the performance criteria is met (collectively, the "Performance Criteria"). If the Performance Criteria are met, the RSUs vest one-third annually on each of July 1, 2019, July 1, 2020 and July 1, 2021 ("Time-Based Vesting Requirement"). In the event of a change of control, all RSUs which have not vested on the date of such change of control shall immediately vest even if the Time-Based Vesting Requirement has not been met. F2 · balance_after: The Performance Grant shall not vest unless and until the Company has, for any fiscal quarter through September 30, 2021 (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $7.0 million for such fiscal quarter, (ii) positive adjusted EBITDA, as determined based on the Company's reviewed or audited financial statements for such fiscal quarter, and (iii) the participant continues to provide services to the Company either as an employee, director or consultant on the last date of the quarter that the performance criteria is met (collectively, the "Performance Criteria"). If the Performance Criteria are met, the RSUs vest one-third annually on each of July 1, 2019, July 1, 2020 and July 1, 2021 ("Time-Based Vesting Requirement"). In the event of a change of control, all RSUs which have not vested on the date of such change of control shall immediately vest even if the Time-Based Vesting Requirement has not been met. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 07:29 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 1,000 | $11.95 | $11,950.00 |
DisclosureSEC source: 0001209191-19-036016 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 556,250 F2 · price: The shares were purchased in multiple transactions at prices ranging from $11.90 to $12.00, with a weighted average price per share of $11.95. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 07:29 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 1,000 | $11.85 | $11,850.00 |
DisclosureSEC source: 0001209191-19-036016 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 555,250 F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| May 13, 2019 Filed May 14, 2019 07:11 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 1,000 | $10.12 | $10,120.00 |
DisclosureSEC source: 0001209191-19-029509 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 554,250 F3 · price: The shares were purchased in multiple transactions at prices ranging from $10.00 to $10.24, with a weighted average price per share of $10.12. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| May 10, 2019 Filed May 14, 2019 07:11 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 1,000 | $9.83 | $9,830.00 |
DisclosureSEC source: 0001209191-19-029509 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 553,250 F1 · price: The shares were purchased in multiple transactions at prices ranging from $9.75 to $9.90 with a weighted average price per share of $9.83. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 07:10 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 3,500 | $6.72 | $23,520.00 |
DisclosureSEC source: 0001209191-19-021884 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 549,257 F3 · price: The shares were purchased in multiple transactions at prices ranging from $6.70 to $6.75, with a weighted average price per share of $6.72. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 07:10 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 3,000 | $6.78 | $20,340.00 |
DisclosureSEC source: 0001209191-19-021884 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 545,757 F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.75 to $6.79, with a weighted average price per share of $6.78. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 08:00 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 3,000 | $6.66 | $19,980.00 |
DisclosureSEC source: 0001209191-19-021382 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 545,750 F3 · price: The shares were purchased in multiple transactions at prices ranging from $6.50 to $6.89, with a weighted average price per share of $6.66. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 08:00 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 1,000 | $6.63 | $6,630.00 |
DisclosureSEC source: 0001209191-19-021382 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 542,750 F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.50 to $6.76, with a weighted average price per share of $6.63. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 08:01 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 3,500 | $6.52 | $22,820.00 |
DisclosureSEC source: 0001209191-19-021106 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 541,750 F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.44 to $6.58, with a weighted average price per share of $6.52. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 07:55 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 4,500 | $6.72 | $30,240.00 |
DisclosureSEC source: 0001209191-19-020897 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 538,250 F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.68 to $6.83, with a weighted average price per share of $6.72. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 07:12 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 2,800 | $6.86 | $19,208.00 |
DisclosureSEC source: 0001209191-19-020695 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 533,750 F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.85 to $6.88, with a weighted average price per share of $6.86. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 07:09 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 3,000 | $7.28 | $21,840.00 |
DisclosureSEC source: 0001209191-19-019322 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 530,950 F3 · price: The shares were purchased in multiple transactions at prices ranging from $7.20 to $7.36, with a weighted average price per share of $7.28. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 07:09 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 1,949 | $7.21 | $14,052.29 |
DisclosureSEC source: 0001209191-19-019322 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 527,950 F1 · price: The shares were purchased in multiple transactions at prices ranging from $7.00 to $7.28, with a weighted average price per share of $7.21. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 07:08 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 6,500 | $7.05 | $45,825.00 |
DisclosureSEC source: 0001209191-19-018660 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 526,001 F3 · price: The shares were purchased in multiple transactions at prices ranging from $6.94 to $7.25, with a weighted average price per share of $7.05. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 07:08 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 4,000 | $7.06 | $28,240.00 |
DisclosureSEC source: 0001209191-19-018660 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 519,501 F1 · price: The shares were purchased in multiple transactions at prices ranging from $7.00 to $7.18, with a weighted average price per share of $7.06. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 06:57 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 9,500 | $7.19 | $68,305.00 |
DisclosureSEC source: 0001209191-19-017934 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 515,501 F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.92 to $7.48, with a weighted average price per share of $7.19. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 08:39 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 1,000 | $7.00 | $7,000.00 |
DisclosureSEC source: 0001209191-18-059977 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 506,001 F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| November 23, 2018 Filed Nov 26, 2018 07:56 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 400 | $7.12 | $2,848.00 |
DisclosureSEC source: 0001209191-18-059850 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 505,001 F3 · price: The shares were purchased in multiple transactions at prices ranging from $7.08 to $7.15, with a weighted average price per share of $7.12. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 07:56 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 592 | $6.79 | $4,019.68 |
DisclosureSEC source: 0001209191-18-059850 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 504,601 F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.75 to $6.80, with a weighted average price per share of $6.79. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 16:41 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 1,200 | $6.77 | $8,124.00 |
DisclosureSEC source: 0001209191-18-059446 · doc4.xml · nonDerivative · entry 3 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 504,009 F3 · price: The shares were purchased in multiple transactions at prices ranging from $6.75 to $6.90, with a weighted average price per share of $6.77. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:41 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 402 | $6.92 | $2,781.84 |
DisclosureSEC source: 0001209191-18-059446 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 502,809 F2 · price: The shares were purchased in multiple transactions at prices ranging from $6.75 to $6.95, with a weighted average price per share of $6.92. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:41 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 500 | $6.84 | $3,420.00 |
DisclosureSEC source: 0001209191-18-059446 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 502,407 F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 08:23 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 1,800 | $6.69 | $12,042.00 |
DisclosureSEC source: 0001209191-18-058658 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 501,907 F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.55 to $6.95, with a weighted average price per share of $6.69. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 08:23 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 2,600 | $6.20 | $16,120.00 |
DisclosureSEC source: 0001209191-18-058420 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 500,107 F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 08:25 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 7,900 | $6.14 | $48,506.00 |
DisclosureSEC source: 0001209191-18-058061 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 497,507 F3 · price: The shares were purchased in multiple transactions at prices ranging from $6.10 to $6.25, with a weighted average price per share of $6.14. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 08:25 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 6,102 | $6.00 | $36,612.00 |
DisclosureSEC source: 0001209191-18-058061 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 489,607 F1 · price: The shares were purchased in multiple transactions at prices ranging from $5.98 to $6.00, with a weighted average price per share of $6.00. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| October 02, 2018 Filed Oct 2, 2018 18:05 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 7,500 | $6.39 | $47,925.00 |
DisclosureSEC source: 0001209191-18-053380 · doc4.xml · nonDerivative · entry 3 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 483,505 F4 · price: The shares were purchased in multiple transactions at prices ranging from $6.29 to $6.49, with a weighted average price per share of $6.39. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 18:05 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 10,000 | $6.35 | $63,500.00 |
DisclosureSEC source: 0001209191-18-053380 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 476,005 F3 · price: The shares were purchased in multiple transactions at prices ranging from $6.14 to $6.65, with a weighted average price per share of $6.35. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 18:05 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 5,500 | $6.16 | $33,880.00 |
DisclosureSEC source: 0001209191-18-053380 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 466,005 F1 · price: The shares were purchased in multiple transactions at prices ranging from $6.05 to $6.465, with a weighted average price per share of $6.16. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 08:39 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 2,000 | $7.80 | $15,600.00 |
DisclosureSEC source: 0001209191-18-049138 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,983 Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 07:43 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 2,500 | $7.85 | $19,625.00 |
DisclosureSEC source: 0001209191-18-048757 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 460,505 F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 07:52 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 4,187 | $7.63 | $31,946.81 |
DisclosureSEC source: 0001209191-18-048579 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 458,005 F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| August 15, 2018 Filed Aug 15, 2018 21:57 UTC | Fluent, Inc. FLNT · Entity 6736 | SaleCommon Stock | 200,000 | $2.30 | $460,000.00 |
DisclosureSEC source: 0001209191-18-046879 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,114,895 F1 · kind: As a result of this transaction, the Reporting Person owns less than 10% of the Issuer's common stock. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:57 UTC | Fluent, Inc. FLNT · Entity 6736 | SaleCommon Stock | 150,000 | $2.40 | $360,000.00 |
DisclosureSEC source: 0001209191-18-046879 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,314,895 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.