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Nasdaq · USD

RDVT

Red Violet, Inc.

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Tapewire entity
4826
SEC CIK
0001720116
Parsed reports
216

Last 12 months

Inside the activity.

1 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025028
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202608
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2022 Filed Jan 13, 2023 16:05 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-23-000075 · ownership.xml · nonDerivative · entry 2

Brauser Michael · CIK 0001336508 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,092

F2 · shares: The Reporting Person acquired 10,000 shares upon delivery of restricted stock units.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 23:54 UTC
DELL JEFFREY ALANChief Information Officer
Tax withholdingCommon Stock 2,824 $16.90 $47,725.60
Disclosure

SEC source: 0001209191-22-056156 · doc4.xml · nonDerivative · entry 2

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,932

F5 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F5 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 6,666 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vests on November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 16,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 30,000 RSUs originally granted on October 12, 2022, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 23:54 UTC
DELL JEFFREY ALANChief Information Officer
GrantCommon Stock 6,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-056156 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,756

F1 · kind: Represents the second vesting of 6,667 restricted stock units (RSUs) of the grant originally approved by the Company's Compensation Committee on November 20, 2020.

F1 · price: Represents the second vesting of 6,667 restricted stock units (RSUs) of the grant originally approved by the Company's Compensation Committee on November 20, 2020.

F2 · balance_after: Includes 6,666 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vests on November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 16,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 30,000 RSUs originally granted on October 12, 2022, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 23:53 UTC
Dubner DerekDirector · CEO · Chairman of Board
Tax withholdingCommon Stock 4,235 $16.90 $71,571.50
Disclosure

SEC source: 0001209191-22-056155 · doc4.xml · nonDerivative · entry 2

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,600

F5 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F5 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 10,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vests on November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 40,000 RSUs originally granted on October 12, 2022, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 23:53 UTC
Dubner DerekDirector · CEO · Chairman of Board
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-056155 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,835

F1 · kind: Represents the second vesting of 10,000 restricted stock units (RSUs) of the grant originally approved by the Company's Compensation Committee on November 20, 2020.

F1 · price: Represents the second vesting of 10,000 restricted stock units (RSUs) of the grant originally approved by the Company's Compensation Committee on November 20, 2020.

F2 · balance_after: Includes 10,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vests on November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 40,000 RSUs originally granted on October 12, 2022, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 23:52 UTC
MacLachlan DanielChief Financial Officer
Tax withholdingCommon Stock 4,235 $16.90 $71,571.50
Disclosure

SEC source: 0001209191-22-056153 · doc4.xml · nonDerivative · entry 2

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,713

F5 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F5 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 10,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vests on November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 40,000 RSUs originally granted on October 12, 2022, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 23:52 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-056153 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,948

F1 · kind: Represents the second vesting of 10,000 restricted stock units (RSUs) of the grant originally approved by the Company's Compensation Committee on November 20, 2020.

F1 · price: Represents the second vesting of 10,000 restricted stock units (RSUs) of the grant originally approved by the Company's Compensation Committee on November 20, 2020.

F2 · balance_after: Includes 10,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vests on November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 40,000 RSUs originally granted on October 12, 2022, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 23:53 UTC Tax withholdingCommon Stock 4,235 $16.90 $71,571.50
Disclosure

SEC source: 0001209191-22-056154 · doc4.xml · nonDerivative · entry 2

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,231

F5 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F5 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 10,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vests on November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 40,000 RSUs originally granted on October 12, 2022, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 23:53 UTC GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-056154 · doc4.xml · nonDerivative · entry 1

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,466

F1 · kind: Represents the second vesting of 10,000 restricted stock units (RSUs) of the grant originally approved by the Company's Compensation Committee on November 20, 2020.

F1 · price: Represents the second vesting of 10,000 restricted stock units (RSUs) of the grant originally approved by the Company's Compensation Committee on November 20, 2020.

F2 · balance_after: Includes 10,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vests on November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 40,000 RSUs originally granted on October 12, 2022, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 17:30 UTC
BENZ PETERDirector
GrantCommon Stock 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053582 · doc4.xml · nonDerivative · entry 1

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,266

F1 · shares: On October 12, 2022, the reporting person received a grant of 10,800 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors, 4,000 RSUs for serving on the Audit Committee and 1,800 RSUs for serving as the Chair of the Audit Committee.

F1 · price: On October 12, 2022, the reporting person received a grant of 10,800 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors, 4,000 RSUs for serving on the Audit Committee and 1,800 RSUs for serving as the Chair of the Audit Committee.

F1 · balance_after: On October 12, 2022, the reporting person received a grant of 10,800 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors, 4,000 RSUs for serving on the Audit Committee and 1,800 RSUs for serving as the Chair of the Audit Committee.

F2 · balance_after: Includes 5,933 RSUs convertible into common stock originally granted on September 24, 2021. The RSUs vest in approximately two equal installments on October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 4,666 RSUs originally granted on November 20, 2020. The RSUs vest in approximately two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 22:30 UTC
DELL JEFFREY ALANChief Information Officer
GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053605 · doc4.xml · nonDerivative · entry 3

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,756

F5 · shares: On October 12, 2022, the reporting person received a grant of 30,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

F5 · price: On October 12, 2022, the reporting person received a grant of 30,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

F5 · balance_after: On October 12, 2022, the reporting person received a grant of 30,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 22:30 UTC
DELL JEFFREY ALANChief Information Officer
Tax withholdingCommon Stock 3,530 $17.09 $60,327.70
Disclosure

SEC source: 0001209191-22-053605 · doc4.xml · nonDerivative · entry 2

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,756

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 13,333 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 16,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 22:30 UTC
DELL JEFFREY ALANChief Information Officer
GrantCommon Stock 8,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053605 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,286

F1 · shares: Represents the first vesting of 8,334 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on September 24, 2021.

F1 · price: Represents the first vesting of 8,334 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on September 24, 2021.

F2 · balance_after: Includes 13,333 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 16,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 17:33 UTC GrantCommon Stock 9,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053584 · doc4.xml · nonDerivative · entry 1

Swayman Robert · CIK 0001636524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,066

F1 · shares: On October 12, 2022, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee.

F1 · price: On October 12, 2022, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee.

F1 · balance_after: On October 12, 2022, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee.

F2 · balance_after: Includes 4,933 RSUs convertible into common stock originally granted on September 24, 2021. The RSUs vest in approximately two equal installments on October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 3,000 RSUs originally granted on November 20, 2020. The RSUs vest in approximately two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 22:56 UTC GrantCommon Stock 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053609 · doc4.xml · nonDerivative · entry 1

Rubin Steven D · CIK 0001381874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,338

F1 · shares: On October 12, 2022, the reporting person received a grant of 10,800 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors, 4,000 RSUs for serving on the Audit Committee and 1,800 RSUs for serving as the Chair of the Compensation Committee.

F1 · price: On October 12, 2022, the reporting person received a grant of 10,800 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors, 4,000 RSUs for serving on the Audit Committee and 1,800 RSUs for serving as the Chair of the Compensation Committee.

F1 · balance_after: On October 12, 2022, the reporting person received a grant of 10,800 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors, 4,000 RSUs for serving on the Audit Committee and 1,800 RSUs for serving as the Chair of the Compensation Committee.

F2 · balance_after: Includes 5,933 RSUs convertible into common stock originally granted on September 24, 2021. The RSUs vest in approximately two equal installments on October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 4,666 RSUs originally granted on November 20, 2020. The RSUs vest in approximately two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 37,801 vested RSUs in which the reporting person has elected to defer delivery until the reporting person's separation of service from the issuer or death or disability.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 21:34 UTC
Dubner DerekDirector · CEO · Chairman of Board
GrantCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053585 · doc4.xml · nonDerivative · entry 3

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,835

F5 · shares: On October 12, 2022, the reporting person received a grant of 40,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

F5 · price: On October 12, 2022, the reporting person received a grant of 40,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

F5 · balance_after: On October 12, 2022, the reporting person received a grant of 40,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 21:34 UTC
Dubner DerekDirector · CEO · Chairman of Board
Tax withholdingCommon Stock 4,589 $17.09 $78,426.01
Disclosure

SEC source: 0001209191-22-053585 · doc4.xml · nonDerivative · entry 2

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,835

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 21:34 UTC
Dubner DerekDirector · CEO · Chairman of Board
GrantCommon Stock 10,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053585 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,424

F1 · shares: Represents the first vesting of 10,834 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on September 24, 2021.

F1 · price: Represents the first vesting of 10,834 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on September 24, 2021.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 21:31 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053583 · doc4.xml · nonDerivative · entry 3

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,948

F5 · shares: On October 12, 2022, the reporting person received a grant of 40,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

F5 · price: On October 12, 2022, the reporting person received a grant of 40,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

F5 · balance_after: On October 12, 2022, the reporting person received a grant of 40,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 21:31 UTC
MacLachlan DanielChief Financial Officer
Tax withholdingCommon Stock 4,589 $17.09 $78,426.01
Disclosure

SEC source: 0001209191-22-053583 · doc4.xml · nonDerivative · entry 2

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,948

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 21:31 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 10,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053583 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,537

F1 · shares: Represents the first vesting of 10,834 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on September 24, 2021.

F1 · price: Represents the first vesting of 10,834 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on September 24, 2021.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 22:10 UTC GrantCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053598 · doc4.xml · nonDerivative · entry 3

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,466

F5 · shares: On October 12, 2022, the reporting person received a grant of 40,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

F5 · price: On October 12, 2022, the reporting person received a grant of 40,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

F5 · balance_after: On October 12, 2022, the reporting person received a grant of 40,000 RSUs, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain circumstances.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 22:10 UTC Tax withholdingCommon Stock 4,589 $17.09 $78,426.01
Disclosure

SEC source: 0001209191-22-053598 · doc4.xml · nonDerivative · entry 2

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,466

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 22:10 UTC GrantCommon Stock 10,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053598 · doc4.xml · nonDerivative · entry 1

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,055

F1 · shares: Represents the first vesting of 10,834 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on September 24, 2021.

F1 · price: Represents the first vesting of 10,834 restricted stock units (RSUs) of a grant originally approved by the Company's Compensation Committee on September 24, 2021.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 21,666 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
October 12, 2022 Filed Oct 13, 2022 23:15 UTC GrantCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053617 · doc4.xml · nonDerivative · entry 1

Stanton Lisa M. · CIK 0001858445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

F1 · shares: On October 12, 2022, the reporting person received a grant of 5,000 restricted stock units ("RSUs") for serving as a member of the Company's Board of Directors, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

F1 · price: On October 12, 2022, the reporting person received a grant of 5,000 restricted stock units ("RSUs") for serving as a member of the Company's Board of Directors, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

F1 · balance_after: On October 12, 2022, the reporting person received a grant of 5,000 restricted stock units ("RSUs") for serving as a member of the Company's Board of Directors, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions.

F2 · balance_after: Includes 1,933 RSUs originally granted on August 9, 2021. The RSUs vest in approximately two equal installments on each of August 9, 2023 and August 9, 2024.

Read SEC document
September 26, 2022 Filed Sep 26, 2022 21:45 UTC
DELL JEFFREY ALANChief Information Officer
Tax withholdingCommon Stock 10,588 $16.06 $170,043.28
Disclosure

SEC source: 0001209191-22-051285 · doc4.xml · nonDerivative · entry 2

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,286

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 13,333 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 25,000 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
September 26, 2022 Filed Sep 26, 2022 21:45 UTC
DELL JEFFREY ALANChief Information Officer
GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-051285 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,874

F1 · kind: Represents the final vesting of 25,000 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on September 28, 2019.

F1 · price: Represents the final vesting of 25,000 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on September 28, 2019.

F2 · balance_after: Includes 13,333 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 25,000 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
September 26, 2022 Filed Sep 26, 2022 21:35 UTC
Dubner DerekDirector · CEO · Chairman of Board
Tax withholdingCommon Stock 14,117 $16.06 $226,719.02
Disclosure

SEC source: 0001209191-22-051274 · doc4.xml · nonDerivative · entry 2

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,424

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
September 26, 2022 Filed Sep 26, 2022 21:35 UTC
Dubner DerekDirector · CEO · Chairman of Board
GrantCommon Stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-051274 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,541

F1 · kind: Represents the final vesting of 33,333 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on October 28, 2019.

F1 · price: Represents the final vesting of 33,333 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on October 28, 2019.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
September 26, 2022 Filed Sep 26, 2022 21:30 UTC
MacLachlan DanielChief Financial Officer
Tax withholdingCommon Stock 14,117 $16.06 $226,719.02
Disclosure

SEC source: 0001209191-22-051269 · doc4.xml · nonDerivative · entry 2

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,537

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
September 26, 2022 Filed Sep 26, 2022 21:30 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-051269 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,654

F1 · kind: Represents the final vesting of 33,333 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on October 28, 2019.

F1 · price: Represents the final vesting of 33,333 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on October 28, 2019.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
September 26, 2022 Filed Sep 26, 2022 21:40 UTC Tax withholdingCommon Stock 14,117 $16.06 $226,719.02
Disclosure

SEC source: 0001209191-22-051284 · doc4.xml · nonDerivative · entry 2

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,055

F4 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F4 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
September 26, 2022 Filed Sep 26, 2022 21:40 UTC GrantCommon Stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-051284 · doc4.xml · nonDerivative · entry 1

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,172

F1 · kind: Represents the final vesting of 33,333 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on October 28, 2019.

F1 · price: Represents the final vesting of 33,333 restricted stock units (RSUs) of the performance grant originally approved by the Company's Compensation Committee on October 28, 2019.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
May 11, 2022 Filed May 25, 2022 12:00 UTC GrantCommon Stock 2,000 $24.47 $48,940.00
Disclosure

SEC source: 0001209191-22-031786 · doc4.xml · nonDerivative · entry 1

Stanton Lisa M. · CIK 0001858445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

F1 · balance_after: Includes 2,900 restricted stock units ("RSUs") originally granted on August 9, 2021, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on August 9, 2022, August 9, 2023 and August 9, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
May 11, 2022 Filed May 25, 2022 15:51 UTC Amendment PurchaseCommon Stock 2,000 $24.47 $48,940.00
Disclosure

SEC source: 0001209191-22-031799 · doc4a.xml · nonDerivative · entry 1

Stanton Lisa M. · CIK 0001858445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

F1 · kind: This Amendment is filed to clarify the Reporting Person purchased 2,000 shares at a price of $24.47 per share in the open market on May 11, 2022.

F2 · balance_after: Includes 2,900 restricted stock units ("RSUs") originally granted on August 9, 2021, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on August 9, 2022, August 9, 2023 and August 9, 2024, subject to accelerated vesting under certain conditions.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:10 UTC
DELL JEFFREY ALANChief Information Officer
Tax withholdingCommon Stock 21,260 $26.08 $554,460.80
Disclosure

SEC source: 0001209191-22-027237 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,874

F1 · kind: Represents the disposition to issuer for tax obligations upon the vesting of Restricted Stock Units (RSUs).

F1 · price: Represents the disposition to issuer for tax obligations upon the vesting of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 13,333 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 25,000 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 25,000 RSUs originally granted on August 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:06 UTC
Dubner DerekDirector · CEO · Chairman of Board
Tax withholdingCommon Stock 28,244 $26.08 $736,603.52
Disclosure

SEC source: 0001209191-22-027235 · doc4.xml · nonDerivative · entry 2

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,541

F6 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F6 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F3 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F5 · balance_after: Includes 33,333 RSUs originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:06 UTC
Dubner DerekDirector · CEO · Chairman of Board
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-027235 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · CEO · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,785

F1 · shares: A performance grant of Restricted Stock Units (RSUs), which is convertible into common stock of the Company on a one-for-one basis, was approved by the Company's Compensation Committee on October 28, 2019 (the "Performance Grant"), subject to the Performance Criteria described in footnote 2, and described in the Company's definitive proxy statements filed in 2020, 2021 and 2022. On May 2, 2022, the Company's Compensation Committee deemed the Performance Criteria satisfied. In addition to the Performance Criteria, the RSUs were subject to annual time vesting on September 1, 2020, September 1, 2021 and September 1, 2022. As a result, the reporting person was issued 66,667 shares of common stock on May 2, 2022 and 33,333 RSUs remain unvested (as described in footnote 5).

F2 · shares: The Performance Criteria shall be for any fiscal quarter in which the RSUs are outstanding, such RSU shall not vest unless and until the Company has (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $12.5 million for such fiscal quarter and positive adjusted EBITDA of at least $2.0 million, and (ii) the recipient continues to provide services to the Company either as an employee, director or consultant on the last day of the quarter that the performance criteria is met. In the event of a change of control, all RSUs which have not vested on the date of such change of control shall immediately vest even if the Performance Criteria have not been met.

F1 · price: A performance grant of Restricted Stock Units (RSUs), which is convertible into common stock of the Company on a one-for-one basis, was approved by the Company's Compensation Committee on October 28, 2019 (the "Performance Grant"), subject to the Performance Criteria described in footnote 2, and described in the Company's definitive proxy statements filed in 2020, 2021 and 2022. On May 2, 2022, the Company's Compensation Committee deemed the Performance Criteria satisfied. In addition to the Performance Criteria, the RSUs were subject to annual time vesting on September 1, 2020, September 1, 2021 and September 1, 2022. As a result, the reporting person was issued 66,667 shares of common stock on May 2, 2022 and 33,333 RSUs remain unvested (as described in footnote 5).

F3 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F5 · balance_after: Includes 33,333 RSUs originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:08 UTC
MacLachlan DanielChief Financial Officer
Tax withholdingCommon Stock 28,266 $26.08 $737,177.28
Disclosure

SEC source: 0001209191-22-027236 · doc4.xml · nonDerivative · entry 2

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,654

F6 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F6 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F3 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F5 · balance_after: Includes 33,333 RSUs originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:08 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-027236 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,920

F1 · shares: A performance grant of Restricted Stock Units (RSUs), which is convertible into common stock of the Company on a one-for-one basis, was approved by the Company's Compensation Committee on October 28, 2019 (the "Performance Grant"), subject to the Performance Criteria described in footnote 2, and described in the Company's definitive proxy statements filed in 2020, 2021 and 2022. On May 2, 2022, the Company's Compensation Committee deemed the Performance Criteria satisfied. In addition to the Performance Criteria, the RSUs were subject to annual time vesting on September 1, 2020, September 1, 2021 and September 1, 2022. As a result, the reporting person was issued 66,667 shares of common stock on May 2, 2022 and 33,333 RSUs remain unvested (as described in footnote 5).

F2 · shares: The Performance Criteria shall be for any fiscal quarter in which the RSUs are outstanding, such RSU shall not vest unless and until the Company has (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $12.5 million for such fiscal quarter and positive adjusted EBITDA of at least $2.0 million, and (ii) the recipient continues to provide services to the Company either as an employee, director or consultant on the last day of the quarter that the performance criteria is met. In the event of a change of control, all RSUs which have not vested on the date of such change of control shall immediately vest even if the Performance Criteria have not been met.

F1 · price: A performance grant of Restricted Stock Units (RSUs), which is convertible into common stock of the Company on a one-for-one basis, was approved by the Company's Compensation Committee on October 28, 2019 (the "Performance Grant"), subject to the Performance Criteria described in footnote 2, and described in the Company's definitive proxy statements filed in 2020, 2021 and 2022. On May 2, 2022, the Company's Compensation Committee deemed the Performance Criteria satisfied. In addition to the Performance Criteria, the RSUs were subject to annual time vesting on September 1, 2020, September 1, 2021 and September 1, 2022. As a result, the reporting person was issued 66,667 shares of common stock on May 2, 2022 and 33,333 RSUs remain unvested (as described in footnote 5).

F3 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F5 · balance_after: Includes 33,333 RSUs originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

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May 02, 2022 Filed May 4, 2022 23:04 UTC Tax withholdingCommon Stock 28,261 $26.08 $737,046.88
Disclosure

SEC source: 0001209191-22-027234 · doc4.xml · nonDerivative · entry 2

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,172

F6 · kind: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F6 · price: Represents the disposition to issuer for tax obligations upon the vesting of RSUs.

F3 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F5 · balance_after: Includes 33,333 RSUs originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

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May 02, 2022 Filed May 4, 2022 23:04 UTC GrantCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-027234 · doc4.xml · nonDerivative · entry 1

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,433

F1 · shares: A performance grant of Restricted Stock Units (RSUs), which is convertible into common stock of the Company on a one-for-one basis, was approved by the Company's Compensation Committee on October 28, 2019 (the "Performance Grant"), subject to the Performance Criteria described in footnote 2, and described in the Company's definitive proxy statements filed in 2020, 2021 and 2022. On May 2, 2022, the Company's Compensation Committee deemed the Performance Criteria satisfied. In addition to the Performance Criteria, the RSUs were subject to annual time vesting on September 1, 2020, September 1, 2021 and September 1, 2022. As a result, the reporting person was issued 66,667 shares of common stock on May 2, 2022 and 33,333 RSUs remain unvested (as described in footnote 5).

F2 · shares: The Performance Criteria shall be for any fiscal quarter in which the RSUs are outstanding, such RSU shall not vest unless and until the Company has (i) gross revenue determined in accordance with the Company's reviewed or audited financial statements in excess of $12.5 million for such fiscal quarter and positive adjusted EBITDA of at least $2.0 million, and (ii) the recipient continues to provide services to the Company either as an employee, director or consultant on the last day of the quarter that the performance criteria is met. In the event of a change of control, all RSUs which have not vested on the date of such change of control shall immediately vest even if the Performance Criteria have not been met.

F1 · price: A performance grant of Restricted Stock Units (RSUs), which is convertible into common stock of the Company on a one-for-one basis, was approved by the Company's Compensation Committee on October 28, 2019 (the "Performance Grant"), subject to the Performance Criteria described in footnote 2, and described in the Company's definitive proxy statements filed in 2020, 2021 and 2022. On May 2, 2022, the Company's Compensation Committee deemed the Performance Criteria satisfied. In addition to the Performance Criteria, the RSUs were subject to annual time vesting on September 1, 2020, September 1, 2021 and September 1, 2022. As a result, the reporting person was issued 66,667 shares of common stock on May 2, 2022 and 33,333 RSUs remain unvested (as described in footnote 5).

F3 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

F5 · balance_after: Includes 33,333 RSUs originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

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March 01, 2022 Filed Jan 13, 2023 16:05 UTC GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001079973-23-000075 · ownership.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,092

F1 · security: The Reporting Person gifted the shares to an unaffiliated entity.

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January 06, 2022 Filed Jan 6, 2022 18:30 UTC
BENZ PETERDirector
SaleCommon Stock 1,157 $33.78 $39,083.46
Disclosure

SEC source: 0001209191-22-002234 · doc4.xml · nonDerivative · entry 6

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,466

F7 · price: The shares were sold in multiple transactions at prices ranging from $33.53 to $34.09, inclusive, with a weighted average price per share of $33.78. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F2 · balance_after: Includes 4,166 restricted stock units ("RSUs") originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 4,666 RSUs, originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately two equal installments on each of November 1, 2022 and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 8,900 RSUs, originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

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January 05, 2022 Filed Jan 6, 2022 18:30 UTC
BENZ PETERDirector
SaleCommon Stock 6,800 $35.15 $239,020.00
Disclosure

SEC source: 0001209191-22-002234 · doc4.xml · nonDerivative · entry 5

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,623

F6 · price: The shares were sold in multiple transactions at prices ranging from $35.00 to $35.55, inclusive, with a weighted average price per share of $35.15. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F2 · balance_after: Includes 4,166 restricted stock units ("RSUs") originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 4,666 RSUs, originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately two equal installments on each of November 1, 2022 and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 8,900 RSUs, originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

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January 05, 2022 Filed Jan 6, 2022 18:30 UTC
BENZ PETERDirector
SaleCommon Stock 1,839 $36.53 $67,178.67
Disclosure

SEC source: 0001209191-22-002234 · doc4.xml · nonDerivative · entry 4

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,423

F5 · price: The shares were sold in multiple transactions at prices ranging from $36.00 to $36.88, inclusive, with a weighted average price per share of $36.53. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F2 · balance_after: Includes 4,166 restricted stock units ("RSUs") originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 4,666 RSUs, originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately two equal installments on each of November 1, 2022 and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 8,900 RSUs, originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

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January 05, 2022 Filed Jan 6, 2022 18:30 UTC
BENZ PETERDirector
SaleCommon Stock 200 $37.21 $7,442.00
Disclosure

SEC source: 0001209191-22-002234 · doc4.xml · nonDerivative · entry 3

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,262

F2 · balance_after: Includes 4,166 restricted stock units ("RSUs") originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 4,666 RSUs, originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately two equal installments on each of November 1, 2022 and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 8,900 RSUs, originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

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January 04, 2022 Filed Jan 6, 2022 18:30 UTC
BENZ PETERDirector
SaleCommon Stock 4 $37.75 $151.00
Disclosure

SEC source: 0001209191-22-002234 · doc4.xml · nonDerivative · entry 2

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,462

F2 · balance_after: Includes 4,166 restricted stock units ("RSUs") originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 4,666 RSUs, originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately two equal installments on each of November 1, 2022 and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 8,900 RSUs, originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

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December 09, 2021 Filed Jan 6, 2022 18:30 UTC
BENZ PETERDirector
GiftCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002234 · doc4.xml · nonDerivative · entry 1

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,466

F1 · price: This transaction represents a gift/charitable donation effective December 9, 2021, to a qualified religious and educational organization. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

F2 · balance_after: Includes 4,166 restricted stock units ("RSUs") originally granted on October 28, 2019, convertible into common stock of the issuer on a one-for-one basis, which vests on September 1, 2022, subject to accelerated vesting under certain conditions.

F3 · balance_after: Includes 4,666 RSUs, originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately two equal installments on each of November 1, 2022 and November 1, 2023, subject to accelerated vesting under certain conditions.

F4 · balance_after: Includes 8,900 RSUs, originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.

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December 08, 2021 Filed Feb 14, 2022 22:31 UTC
MacLachlan DanielChief Financial Officer
GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009422 · doc5.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,920

F1 · price: This transaction represented a gift/charitable donation effective December 8, 2021, to a qualified religious and educational organization. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

F2 · balance_after: Includes 20,000 RSUs originally granted on November 20, 2020, convertible into common stock of the issuer on a one-for-one basis, which vest in two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vested under certain conditions.

F3 · balance_after: Includes 32,500 RSUs originally granted on September 24, 2021, convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vested under certain conditions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.