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Nasdaq · USD

RCAT

Red Cat Holdings, Inc.

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Tapewire entity
4802
SEC CIK
0000748268
Parsed reports
176

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2017 Filed Mar 27, 2017 20:16 UTC GrantWarrants (Right to Buy) · Derivative 333,334 Not disclosed Strike: $0.35 Not disclosed
Disclosure

SEC source: 0001554795-17-000115 · tfvr0327form4werner.xml · derivative · entry 2

Werner Lou III · CIK 0001682908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,334

Underlying: Common Stock · 333,334 shares

Expires 2022-09-03

F2 · price: In connection with a $100,000 loan, the issuer issued the reporting person a 5% original issue discount senior convertible promissory note bearing interest at 8% annually which is convertible into shares of the issuer's common stock at $0.30 per share, subject to adjustment. The number of shares reported as securities underlying the convertible note do not include additional shares issuable upon conversion of accrued interest and certain repayment premiums. As additional consideration, the issuer issued the reported warrants to the reporting person.

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March 06, 2017 Filed Mar 27, 2017 20:16 UTC Grant8% Senior Convertible Note · Derivative Not disclosed Not disclosed Strike: $0.30 $100,000.00
Disclosure

SEC source: 0001554795-17-000115 · tfvr0327form4werner.xml · derivative · entry 1

Werner Lou III · CIK 0001682908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 333,334 shares

Expires not disclosed

F2 · price: In connection with a $100,000 loan, the issuer issued the reporting person a 5% original issue discount senior convertible promissory note bearing interest at 8% annually which is convertible into shares of the issuer's common stock at $0.30 per share, subject to adjustment. The number of shares reported as securities underlying the convertible note do not include additional shares issuable upon conversion of accrued interest and certain repayment premiums. As additional consideration, the issuer issued the reported warrants to the reporting person.

F1 · derivative.expiration_date: Not applicable.

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January 20, 2017 Filed Mar 14, 2017 20:10 UTC
Smith Jessica LInterim CFO
GrantStock Options (Right to Buy) · Derivative 150,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001554795-17-000095 · tfvr0314form4smith.xml · derivative · entry 1

Smith Jessica L · CIK 0001597140 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2022-01-20

F2 · price: Not applicable.

F1 · derivative.exercise_date: 16,667 options were vested on the date of grant. The remainder vest in two approximately equal installments on the first and second anniversaries of the date of grant, subject to continued employment on each applicable vesting date.

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January 20, 2017 Filed Mar 14, 2017 20:09 UTC
RASSAS JEFFREYDirector · Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 650,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001554795-17-000093 · tfvr0314form4rassas.xml · derivative · entry 1

RASSAS JEFFREY · CIK 0001212494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2022-01-20

F2 · price: Not applicable.

F1 · derivative.exercise_date: 216,667 options were vested on the date of grant. The remainder vest in two approximately equal installments on the first and second anniversaries of the date of grant, subject to continued employment on each applicable vesting date.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 20:49 UTC
Wise John M.Director · President · 10% owner
GrantWarrants (Right to Buy) · Derivative 20,464,128 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001445866-16-002628 · form4.xml · derivative · entry 2

Wise John M. · CIK 0001682582 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,464,128

Underlying: Common Stock · 20,464,128 shares

Expires 2021-09-07

F1 · price: On September 13, 2016, the issuer acquired Timefire LLC, a privately-held limited liability company ("Timefire") through a merger of Timefire with a subsidiary of the issuer. As merger consideration, holders of Timefire's securities received shares of the issuer's common stock and warrants with the terms reported above. The reporting person, a former principal security holder of Timefire, acquired these securities in connection with the merger. The closing price of the issuer's common stock on the OTCQB on September 13, 2016 was $.0452.

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September 13, 2016 Filed Sep 15, 2016 20:49 UTC
Wise John M.Director · President · 10% owner
GrantCommon Stock 303,118,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001445866-16-002628 · form4.xml · nonDerivative · entry 1

Wise John M. · CIK 0001682582 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,118,026

F1 · price: On September 13, 2016, the issuer acquired Timefire LLC, a privately-held limited liability company ("Timefire") through a merger of Timefire with a subsidiary of the issuer. As merger consideration, holders of Timefire's securities received shares of the issuer's common stock and warrants with the terms reported above. The reporting person, a former principal security holder of Timefire, acquired these securities in connection with the merger. The closing price of the issuer's common stock on the OTCQB on September 13, 2016 was $.0452.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 20:48 UTC
RASSAS JEFFREYChief Strategy Officer
GrantWarrants (Right to Buy) · Derivative 340,885 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001445866-16-002626 · form4.xml · derivative · entry 2

RASSAS JEFFREY · CIK 0001212494 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 340,885

Underlying: Common Stock · 340,885 shares

Expires 2021-09-07

F1 · price: On September 13, 2016, the issuer acquired Timefire LLC, a privately-held limited liability company ("Timefire") through a merger of Timefire with a subsidiary of the issuer. As merger consideration, holders of Timefire's securities received shares of the issuer's common stock and warrants with the terms reported above. The reporting person, a former security holder of Timefire, acquired these securities in connection with the merger. The closing price of the issuer's common stock on the OTCQB on September 13, 2016 was $.0452.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 20:48 UTC
RASSAS JEFFREYChief Strategy Officer
GrantCommon Stock 5,049,242 Not disclosed Not disclosed
Disclosure

SEC source: 0001445866-16-002626 · form4.xml · nonDerivative · entry 1

RASSAS JEFFREY · CIK 0001212494 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 5,049,242

F1 · price: On September 13, 2016, the issuer acquired Timefire LLC, a privately-held limited liability company ("Timefire") through a merger of Timefire with a subsidiary of the issuer. As merger consideration, holders of Timefire's securities received shares of the issuer's common stock and warrants with the terms reported above. The reporting person, a former security holder of Timefire, acquired these securities in connection with the merger. The closing price of the issuer's common stock on the OTCQB on September 13, 2016 was $.0452.

Read SEC document
September 13, 2016 Filed Sep 23, 2016 20:17 UTC GrantWarrants (Right to Buy) · Derivative 3,999,170 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001445866-16-002656 · form4.xml · derivative · entry 2

Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,999,170

Underlying: Common Stock · 3,999,170 shares

Expires 2021-09-07

F1 · price: On September 13, 2016, the issuer acquired Timefire LLC, a privately-held limited liability company ("Timefire") through a merger of Timefire with a subsidiary of the issuer. As merger consideration, holders of Timefire's securities received shares of the issuer's common stock and warrants with the terms reported above. The reporting person, a former security holder of Timefire, acquired these securities in connection with the merger. The closing price of the issuer's common stock on the OTCQB on September 13, 2016 was $.0452.

Read SEC document
September 13, 2016 Filed Sep 23, 2016 20:17 UTC GrantCommon Stock 59,236,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001445866-16-002656 · form4.xml · nonDerivative · entry 1

Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,236,367

F1 · price: On September 13, 2016, the issuer acquired Timefire LLC, a privately-held limited liability company ("Timefire") through a merger of Timefire with a subsidiary of the issuer. As merger consideration, holders of Timefire's securities received shares of the issuer's common stock and warrants with the terms reported above. The reporting person, a former security holder of Timefire, acquired these securities in connection with the merger. The closing price of the issuer's common stock on the OTCQB on September 13, 2016 was $.0452.

Read SEC document
September 13, 2016 Filed Dec 7, 2016 21:22 UTC
READ JONATHAN RDirector · Chief Executive Officer
GrantCommon Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001554795-16-000974 · tfvr1207form4read.xml · nonDerivative · entry 1

READ JONATHAN R · CIK 0001356504 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · security: Represents an award of restricted stock units of which 166,667 were fully vested on grant and the remainder vest in approximately equal installments on the first and second anniversary of the date of grant, subject to continued employment on each vesting date. The shares underlying the restricted stock units are deliverable on the second anniversary of the date of grant. All share numbers give effect to the Issuer's one-for-10 reverse stock split effective November 21, 2016.

F1 · price: Represents an award of restricted stock units of which 166,667 were fully vested on grant and the remainder vest in approximately equal installments on the first and second anniversary of the date of grant, subject to continued employment on each vesting date. The shares underlying the restricted stock units are deliverable on the second anniversary of the date of grant. All share numbers give effect to the Issuer's one-for-10 reverse stock split effective November 21, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.