Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Red Cat Holdings, Inc.TFVR · Entity 4802 | Director · Chief Executive Officer | January 20, 2017 | March 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Red Cat Holdings, Inc.
Report date January 20, 2017 · Filed March 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.50 · Expires 2022-01-20 | Direct | 650,000 |
Reported balance
After 2017-01-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-01-20 · Grant · Acquired 650,000 · Balance 650,000 F2: Not applicable. F1: 216,667 options were vested on the date of grant. The remainder vest in two approximately equal installments on the first and second anniversaries of the date of grant, subject to continued employment on each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: 216,667 options were vested on the date of grant. The remainder vest in two approximately equal installments on the first and second anniversaries of the date of grant, subject to continued employment on each applicable vesting date.
F2: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2017 Filed Mar 14, 2017 20:09 UTC | Red Cat Holdings, Inc. TFVR · Entity 4802 | GrantStock Options (Right to Buy) · Derivative | 650,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001554795-17-000093 · tfvr0314form4rassas.xml · derivative · entry 1 RASSAS JEFFREY · CIK 0001212494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2022-01-20 F2 · price: Not applicable. F1 · derivative.exercise_date: 216,667 options were vested on the date of grant. The remainder vest in two approximately equal installments on the first and second anniversaries of the date of grant, subject to continued employment on each applicable vesting date. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 20:48 UTC | Red Cat Holdings, Inc. ENTK · Entity 4802 | GrantWarrants (Right to Buy) · Derivative | 340,885 | Not disclosed Strike: $0.06 | Not disclosed |
DisclosureSEC source: 0001445866-16-002626 · form4.xml · derivative · entry 2 RASSAS JEFFREY · CIK 0001212494 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 340,885 Underlying: Common Stock · 340,885 shares Expires 2021-09-07 F1 · price: On September 13, 2016, the issuer acquired Timefire LLC, a privately-held limited liability company ("Timefire") through a merger of Timefire with a subsidiary of the issuer. As merger consideration, holders of Timefire's securities received shares of the issuer's common stock and warrants with the terms reported above. The reporting person, a former security holder of Timefire, acquired these securities in connection with the merger. The closing price of the issuer's common stock on the OTCQB on September 13, 2016 was $.0452. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 20:48 UTC | Red Cat Holdings, Inc. ENTK · Entity 4802 | GrantCommon Stock | 5,049,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445866-16-002626 · form4.xml · nonDerivative · entry 1 RASSAS JEFFREY · CIK 0001212494 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 5,049,242 F1 · price: On September 13, 2016, the issuer acquired Timefire LLC, a privately-held limited liability company ("Timefire") through a merger of Timefire with a subsidiary of the issuer. As merger consideration, holders of Timefire's securities received shares of the issuer's common stock and warrants with the terms reported above. The reporting person, a former security holder of Timefire, acquired these securities in connection with the merger. The closing price of the issuer's common stock on the OTCQB on September 13, 2016 was $.0452. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.