Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Red Cat Holdings, Inc.TFVR · Entity 4802 | Director | March 06, 2017 | March 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Red Cat Holdings, Inc.
Report date March 06, 2017 · Filed March 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 8% Senior Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.30 | Direct | Not disclosed |
Reported balance
After 2017-03-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-06 · Grant · Acquired Not disclosed · Balance Not disclosed F2: In connection with a $100,000 loan, the issuer issued the reporting person a 5% original issue discount senior convertible promissory note bearing interest at 8% annually which is convertible into shares of the issuer's common stock at $0.30 per share, subject to adjustment. The number of shares reported as securities underlying the convertible note do not include additional shares issuable upon conversion of accrued interest and certain repayment premiums. As additional consideration, the issuer issued the reported warrants to the reporting person. F1: Not applicable. |
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.35 · Expires 2022-09-03 | Direct | 333,334 |
Reported balance
After 2017-03-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-06 · Grant · Acquired 333,334 · Balance 333,334 F2: In connection with a $100,000 loan, the issuer issued the reporting person a 5% original issue discount senior convertible promissory note bearing interest at 8% annually which is convertible into shares of the issuer's common stock at $0.30 per share, subject to adjustment. The number of shares reported as securities underlying the convertible note do not include additional shares issuable upon conversion of accrued interest and certain repayment premiums. As additional consideration, the issuer issued the reported warrants to the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable.
F2: In connection with a $100,000 loan, the issuer issued the reporting person a 5% original issue discount senior convertible promissory note bearing interest at 8% annually which is convertible into shares of the issuer's common stock at $0.30 per share, subject to adjustment. The number of shares reported as securities underlying the convertible note do not include additional shares issuable upon conversion of accrued interest and certain repayment premiums. As additional consideration, the issuer issued the reported warrants to the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2017 Filed Mar 27, 2017 20:16 UTC | Red Cat Holdings, Inc. TFVR · Entity 4802 | GrantWarrants (Right to Buy) · Derivative | 333,334 | Not disclosed Strike: $0.35 | Not disclosed |
DisclosureSEC source: 0001554795-17-000115 · tfvr0327form4werner.xml · derivative · entry 2 Werner Lou III · CIK 0001682908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,334 Underlying: Common Stock · 333,334 shares Expires 2022-09-03 F2 · price: In connection with a $100,000 loan, the issuer issued the reporting person a 5% original issue discount senior convertible promissory note bearing interest at 8% annually which is convertible into shares of the issuer's common stock at $0.30 per share, subject to adjustment. The number of shares reported as securities underlying the convertible note do not include additional shares issuable upon conversion of accrued interest and certain repayment premiums. As additional consideration, the issuer issued the reported warrants to the reporting person. Read SEC document |
| March 06, 2017 Filed Mar 27, 2017 20:16 UTC | Red Cat Holdings, Inc. TFVR · Entity 4802 | Grant8% Senior Convertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.30 | $100,000.00 |
DisclosureSEC source: 0001554795-17-000115 · tfvr0327form4werner.xml · derivative · entry 1 Werner Lou III · CIK 0001682908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 333,334 shares Expires not disclosed F2 · price: In connection with a $100,000 loan, the issuer issued the reporting person a 5% original issue discount senior convertible promissory note bearing interest at 8% annually which is convertible into shares of the issuer's common stock at $0.30 per share, subject to adjustment. The number of shares reported as securities underlying the convertible note do not include additional shares issuable upon conversion of accrued interest and certain repayment premiums. As additional consideration, the issuer issued the reported warrants to the reporting person. F1 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.