Last 12 months
Inside the activity.
3 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2016 Filed Nov 29, 2016 18:33 UTC |
Ross Jack J.Director · President
|
PurchaseCommon Stock | 39,000 | $12.90 | $503,100.00 |
DisclosureSEC source: 0001104659-16-159643 · a4.xml · nonDerivative · entry 1 Ross Jack J. · CIK 0001469109 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Robin J. Ross 2009 Trust Disclosed balance after: 39,000 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.85 to $12.95, inclusive on November 25, 2016. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: The Reporting Person owns the shares of common stock of the Issuer through the Robin J. Ross 2009 Trust. The Reporting Person does not serve as the trustee for the trust and the Reporting Person's wife is the trustee and sole beneficiary of the trust. The trustee of the trust has sole voting and investment power with respect to the securities held by the trust. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:51 UTC |
Motani NishaChief Accounting Officer
|
Disposition to issuerCommon Stock | 1,104 | $15.37 | $16,968.48 |
DisclosureSEC source: 0001144204-16-129995 · v451536_form4.xml · nonDerivative · entry 2 Motani Nisha · CIK 0001572518 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 594.02 F1 · shares: The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:51 UTC |
Motani NishaChief Accounting Officer
|
Disposition to issuerCommon Stock | 1,389 | $15.37 | $21,348.93 |
DisclosureSEC source: 0001144204-16-129995 · v451536_form4.xml · nonDerivative · entry 1 Motani Nisha · CIK 0001572518 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739.7 F1 · shares: The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined. Read SEC document |
| October 25, 2016 Filed Oct 28, 2016 00:53 UTC |
Zugel ChristianDirector · Chairman
|
Disposition to issuerCommon Stock | 7,455 | $15.37 | $114,583.35 |
DisclosureSEC source: 0001144204-16-129998 · v451541_form4.xml · nonDerivative · entry 2 Zugel Christian · CIK 0001568768 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,273 F1 · shares: The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined. Read SEC document |
| October 25, 2016 Filed Oct 28, 2016 00:53 UTC |
Zugel ChristianDirector · Chairman
|
Disposition to issuerCommon Stock | 78,473 | $15.37 | $1,206,130.01 |
DisclosureSEC source: 0001144204-16-129998 · v451541_form4.xml · nonDerivative · entry 1 Zugel Christian · CIK 0001568768 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,438 F1 · shares: The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined. Read SEC document |
| October 25, 2016 Filed Oct 28, 2016 00:52 UTC |
Szymanski MichaelCEO, President and Director
|
Disposition to issuerCommon Stock | 19,324 | $15.37 | $297,009.88 |
DisclosureSEC source: 0001144204-16-129997 · v451538_form4.xml · nonDerivative · entry 1 Szymanski Michael · CIK 0001568804 · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,622 F1 · shares: The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined. F2 · balance_after: The shares are held jointly by the Reporting Person and his spouse. Read SEC document |
| October 25, 2016 Filed Oct 28, 2016 00:52 UTC |
Mudge DanielDirector
|
Disposition to issuerCommon stock | 4,149 | $15.37 | $63,770.13 |
DisclosureSEC source: 0001144204-16-129996 · v451537_form4.xml · nonDerivative · entry 1 Mudge Daniel · CIK 0001568816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,851 F1 · shares: The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined. Read SEC document |
| October 25, 2016 Filed Nov 1, 2016 17:10 UTC Amendment |
Motani NishaChief Accounting Officer
|
Disposition to issuerCommon Stock | 1,103 | $15.37 | $16,953.11 |
DisclosureSEC source: 0001144204-16-130887 · v451813_4a.xml · nonDerivative · entry 2 Motani Nisha · CIK 0001572518 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 595.02 F1 · shares: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. Read SEC document |
| October 25, 2016 Filed Nov 1, 2016 17:10 UTC Amendment |
Motani NishaChief Accounting Officer
|
Disposition to issuerCommon Stock | 1,388 | $15.37 | $21,333.56 |
DisclosureSEC source: 0001144204-16-130887 · v451813_4a.xml · nonDerivative · entry 1 Motani Nisha · CIK 0001572518 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740.7 F1 · shares: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. Read SEC document |
| October 25, 2016 Filed Nov 1, 2016 21:16 UTC Amendment |
Mudge DanielDirector
|
Disposition to issuerCommon stock | 4,144 | $15.37 | $63,693.28 |
DisclosureSEC source: 0001144204-16-130893 · v451816_form4a.xml · nonDerivative · entry 1 Mudge Daniel · CIK 0001568816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,856 F1 · shares: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. Read SEC document |
| October 25, 2016 Filed Nov 1, 2016 21:15 UTC Amendment |
Zugel ChristianDirector · Chairman
|
Disposition to issuerCommon Stock | 7,410 | $15.37 | $113,891.70 |
DisclosureSEC source: 0001144204-16-130890 · v451815_4a.xml · nonDerivative · entry 2 Zugel Christian · CIK 0001568768 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,318 F1 · shares: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. Read SEC document |
| October 25, 2016 Filed Nov 1, 2016 21:15 UTC Amendment |
Zugel ChristianDirector · Chairman
|
Disposition to issuerCommon Stock | 77,986 | $15.37 | $1,198,644.82 |
DisclosureSEC source: 0001144204-16-130890 · v451815_4a.xml · nonDerivative · entry 1 Zugel Christian · CIK 0001568768 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,925 F1 · shares: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. Read SEC document |
| October 25, 2016 Filed Nov 1, 2016 21:13 UTC Amendment |
Szymanski MichaelCEO, President and Director
|
Disposition to issuerCommon Stock | 19,302 | $15.37 | $296,671.74 |
DisclosureSEC source: 0001144204-16-130889 · v451814_4a.xml · nonDerivative · entry 1 Szymanski Michael · CIK 0001568804 · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,644 F1 · shares: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. F2 · balance_after: The shares are held jointly by the Reporting Person and his spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.