person · Reporting owner

Szymanski Michael

Disclosed activity across 2 companies

Tapewire entity: 177615
SEC CIK: 0001568804

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ZAIS Group Holdings, Inc.ZAIS · Entity 166472	Director · CEO & President	March 17, 2017	March 21, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ZAIS Group Holdings, Inc.

Report date March 17, 2017 · Filed March 21, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $.0001SEC Table I · non-derivative	Direct	102,585	Reported balance After 2017-03-17 transaction · row 1 1 source row Row 1 · 2017-03-17 · Tax withholding · Disposed 60,680 · Balance 102,585

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Ready Capital Corp

Report date October 25, 2016 · Filed November 01, 2016 · Amendment

Section 16 reporting ended · disclosed 2016-11-01. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,644	Reported balance After 2016-10-25 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2016-10-25 · Disposition to issuer · Disposed 19,302 · Balance 8,644 F1: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. F2: The shares are held jointly by the Reporting Person and his spouse.

Filing footnotes · ownership attribution and instrument terms

F1: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%.

F2: The shares are held jointly by the Reporting Person and his spouse.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 17, 2017 Filed Mar 21, 2017 17:48 UTC	ZAIS Group Holdings, Inc. ZAIS · Entity 166472	Tax withholdingClass A Common Stock, par value $.0001	60,680	$2.28	$138,350.40	Disclosure SEC source: 0001144204-17-015909 · v462294_4.xml · nonDerivative · entry 1 Szymanski Michael · CIK 0001568804 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,585 Read SEC document
December 30, 2016 Filed Jan 4, 2017 16:53 UTC	ZAIS Group Holdings, Inc. ZAIS · Entity 166472	Disposition to issuerClass B-0 Units of ZAIS Group Parent, LLC · Derivative	163,265	Not disclosed	Not disclosed	Disclosure SEC source: 0000914760-17-000003 · formfour.xml · derivative · entry 2 Szymanski Michael · CIK 0001568804 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 163,265 shares Expires 2016-12-31 F3 · derivative.exercise_price: Under certain circumstances, each Class B-0 Unit is exchangeable for one share of Class A Common Stock or cash, at the option of ZAIS Group Holdings, Inc. F2 · price: The reporting person elected to cancel 163,265 unvested Class B-0 Units of ZAIS Group Parent, LLC and receive in substitution therefor 163,265 Restricted Stock Units granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan. Read SEC document
December 30, 2016 Filed Jan 4, 2017 16:53 UTC	ZAIS Group Holdings, Inc. ZAIS · Entity 166472	GrantClass A Common Stock, par value $.0001	163,265	Not disclosed	Not disclosed	Disclosure SEC source: 0000914760-17-000003 · formfour.xml · nonDerivative · entry 1 Szymanski Michael · CIK 0001568804 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,265 F1 · security: Pursuant to Restricted Stock Units that are scheduled to vest on March 17, 2017 granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan. F2 · shares: The reporting person elected to cancel 163,265 unvested Class B-0 Units of ZAIS Group Parent, LLC and receive in substitution therefor 163,265 Restricted Stock Units granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan. F2 · price: The reporting person elected to cancel 163,265 unvested Class B-0 Units of ZAIS Group Parent, LLC and receive in substitution therefor 163,265 Restricted Stock Units granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan. Read SEC document
October 25, 2016 Filed Oct 28, 2016 00:52 UTC	Ready Capital Corp ZFC · Entity 5999	Disposition to issuerCommon Stock	19,324	$15.37	$297,009.88	Disclosure SEC source: 0001144204-16-129997 · v451538_form4.xml · nonDerivative · entry 1 Szymanski Michael · CIK 0001568804 · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,622 F1 · shares: The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined. F2 · balance_after: The shares are held jointly by the Reporting Person and his spouse. Read SEC document
October 25, 2016 Filed Nov 1, 2016 21:13 UTC Amendment	Ready Capital Corp ZFC · Entity 5999	Disposition to issuerCommon Stock	19,302	$15.37	$296,671.74	Disclosure SEC source: 0001144204-16-130889 · v451814_4a.xml · nonDerivative · entry 1 Szymanski Michael · CIK 0001568804 · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,644 F1 · shares: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. F2 · balance_after: The shares are held jointly by the Reporting Person and his spouse. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.