Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ZAIS Group Holdings, Inc.ZAIS · Entity 166472 | CFO & Chief Acctg. Ofc. | May 18, 2018 | May 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ZAIS Group Holdings, Inc.
Report date May 18, 2018 · Filed May 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $.0001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-18 transaction · row 1
1 source rowRow 1 · 2018-05-18 · Disposition to issuer · Disposed 20,490 · Balance 0 F1: Disposed of pursuant to the closing of the merger (the "Merger") and other transactions contemplated by that certain Agreement and Plan of Merger, dated as of January 11, 2018 by and among the ZAIS Group Holdings, Inc., ZGH Merger Sub, Inc. and Z Acquisition LLC. Each share of Class A Common Stock held by the reporting person was cancelled in the Merger and converted into the right to receive $4.10 in cash per share, without interest and less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the closing of the merger (the "Merger") and other transactions contemplated by that certain Agreement and Plan of Merger, dated as of January 11, 2018 by and among the ZAIS Group Holdings, Inc., ZGH Merger Sub, Inc. and Z Acquisition LLC. Each share of Class A Common Stock held by the reporting person was cancelled in the Merger and converted into the right to receive $4.10 in cash per share, without interest and less any applicable withholding taxes.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ready Capital Corp
Report date October 25, 2016 · Filed November 01, 2016 · Amendment
Section 16 reporting ended · disclosed 2016-11-01. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 740.7 |
Reported balance
After 2016-10-25 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2016-10-25 · Disposition to issuer · Disposed 1,388 · Balance 740.7 F1: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 595.02 |
Reported balance
After 2016-10-25 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2016-10-25 · Disposition to issuer · Disposed 1,103 · Balance 595.02 F1: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2018 Filed May 18, 2018 16:35 UTC | ZAIS Group Holdings, Inc. ZAIS · Entity 166472 | Disposition to issuerClass A Common Stock, par value $.0001 | 20,490 | $4.10 | $84,009.00 |
DisclosureSEC source: 0001144204-18-029843 · tv494095_4.xml · nonDerivative · entry 1 Motani Nisha · CIK 0001572518 · CFO & Chief Acctg. Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the closing of the merger (the "Merger") and other transactions contemplated by that certain Agreement and Plan of Merger, dated as of January 11, 2018 by and among the ZAIS Group Holdings, Inc., ZGH Merger Sub, Inc. and Z Acquisition LLC. Each share of Class A Common Stock held by the reporting person was cancelled in the Merger and converted into the right to receive $4.10 in cash per share, without interest and less any applicable withholding taxes. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 17:46 UTC | ZAIS Group Holdings, Inc. ZAIS · Entity 166472 | Tax withholdingClass A Common Stock, par value $.0001 | 12,163 | $2.28 | $27,731.64 |
DisclosureSEC source: 0001144204-17-015905 · v462293_4.xml · nonDerivative · entry 1 Motani Nisha · CIK 0001572518 · Acting CFO & Chief Acctg. Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,490 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:53 UTC | ZAIS Group Holdings, Inc. ZAIS · Entity 166472 | Disposition to issuerClass B-0 Units of ZAIS Group Parent, LLC · Derivative | 32,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914760-17-000002 · motani_form4.xml · derivative · entry 2 Motani Nisha · CIK 0001572518 · Acting CFO & Chief Acctg. Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 32,653 shares Expires 2016-12-31 F3 · derivative.exercise_price: Under certain circumstances, each Class B-0 Unit is exchangeable for one share of Class A Common Stock or cash, at the option of ZAIS Group Holdings, Inc. F2 · price: The reporting person elected to cancel 32,653 unvested Class B-0 Units of ZAIS Group Parent, LLC and receive in substitution therefor 32,653 Restricted Stock Units granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:53 UTC | ZAIS Group Holdings, Inc. ZAIS · Entity 166472 | GrantClass A Common Stock, par value $.0001 | 32,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914760-17-000002 · motani_form4.xml · nonDerivative · entry 1 Motani Nisha · CIK 0001572518 · Acting CFO & Chief Acctg. Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,653 F1 · security: Pursuant to Restricted Stock Units that are scheduled to vest on March 17, 2017 granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan. F2 · shares: The reporting person elected to cancel 32,653 unvested Class B-0 Units of ZAIS Group Parent, LLC and receive in substitution therefor 32,653 Restricted Stock Units granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan. F2 · price: The reporting person elected to cancel 32,653 unvested Class B-0 Units of ZAIS Group Parent, LLC and receive in substitution therefor 32,653 Restricted Stock Units granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:51 UTC | Ready Capital Corp ZFC · Entity 5999 | Disposition to issuerCommon Stock | 1,104 | $15.37 | $16,968.48 |
DisclosureSEC source: 0001144204-16-129995 · v451536_form4.xml · nonDerivative · entry 2 Motani Nisha · CIK 0001572518 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 594.02 F1 · shares: The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:51 UTC | Ready Capital Corp ZFC · Entity 5999 | Disposition to issuerCommon Stock | 1,389 | $15.37 | $21,348.93 |
DisclosureSEC source: 0001144204-16-129995 · v451536_form4.xml · nonDerivative · entry 1 Motani Nisha · CIK 0001572518 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739.7 F1 · shares: The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined. Read SEC document |
| October 25, 2016 Filed Nov 1, 2016 17:10 UTC Amendment | Ready Capital Corp ZFC · Entity 5999 | Disposition to issuerCommon Stock | 1,103 | $15.37 | $16,953.11 |
DisclosureSEC source: 0001144204-16-130887 · v451813_4a.xml · nonDerivative · entry 2 Motani Nisha · CIK 0001572518 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 595.02 F1 · shares: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. Read SEC document |
| October 25, 2016 Filed Nov 1, 2016 17:10 UTC Amendment | Ready Capital Corp ZFC · Entity 5999 | Disposition to issuerCommon Stock | 1,388 | $15.37 | $21,333.56 |
DisclosureSEC source: 0001144204-16-130887 · v451813_4a.xml · nonDerivative · entry 1 Motani Nisha · CIK 0001572518 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740.7 F1 · shares: The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.