RBCAA

SEC source: 0001179110-20-010111 · edgar.xml · nonDerivative · entry 1

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,662.85

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

F2 · balance_after: Includes 29.240 shares acquired under the Issuer's employee stock purchase plan on September 30, 2020.

SEC source: 0001179110-20-010109 · edgar.xml · nonDerivative · entry 1

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,731.716

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-010103 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Mg Dir Comm & Priv Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,443.541

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-009874 · edgar.xml · nonDerivative · entry 1

SIPES KEVIN D · CIK 0001243572 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,440.924

SEC source: 0001179110-20-009870 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Mg Dir Comm & Priv Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,243.727

SEC source: 0001179110-20-009868 · edgar.xml · nonDerivative · entry 1

Rippy John T · CIK 0001632077 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,358.133

F1 · balance_after: Includes 104.774 shares acquired under the Issuer's dividend reinvestment plan since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-009479 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Mg Dir Comm & Priv Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,237.727

SEC source: 0001179110-20-009071 · edgar.xml · derivative · entry 12

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Teebank Family Limited Partnership

Disclosed balance after: 714,339.17

Underlying: Class A Common Stock · 0 shares

Expires not disclosed

F9 · derivative.exercise_price: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.

F7 · shares: The numbers of shares disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transactions which are the subject of this report. As of the reporting date, Teebank and Jaytee have engaged a valuation firm to conduct an appraisal of their respective LP units. The appraised value of Teebank and Jaytee will be partially determined using the 08/14/2020 closing price of shares of Issuer Class A Common Stock. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the numbers of shares disclosed in Table I and Table II and to disclose the number of Issuer securities that were sold to LP Trusts 3 and 4, and to the trusts in which the Reporting Person does not have a pecuniary interest. The Reporting Person will continue to report his pecuniary interest in the shares represented by the Teebank and Jaytee LP Units sold to LP Trusts 3 and 4.

F10 · derivative.exercise_date: Immediate.

F11 · derivative.expiration_date: None.

F7 · derivative.underlying_shares: The numbers of shares disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transactions which are the subject of this report. As of the reporting date, Teebank and Jaytee have engaged a valuation firm to conduct an appraisal of their respective LP units. The appraised value of Teebank and Jaytee will be partially determined using the 08/14/2020 closing price of shares of Issuer Class A Common Stock. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the numbers of shares disclosed in Table I and Table II and to disclose the number of Issuer securities that were sold to LP Trusts 3 and 4, and to the trusts in which the Reporting Person does not have a pecuniary interest. The Reporting Person will continue to report his pecuniary interest in the shares represented by the Teebank and Jaytee LP Units sold to LP Trusts 3 and 4.

F5 · balance_after: On 08/14/2020, LP Trust 2 transferred 225 shares of Issuer Class A Common Stock and 814,347 shares of Issuer Class B Common Stock to Teebank in consideration for one (1) Teebank GP Unit and a number of Teebank LP Units equal in value to the aggregate value of the shares of Issuer Class A Common Stock and Class B Common Stock that Teebank received.

F6 · balance_after: On 08/15/2020, in exchange for promissory notes from each transferee trust, LP Trust 2 sold all of its Teebank LP Units and all of its Jaytee LP Units in five equal portions to each of LP Trust 3, LP Trust 4 and three other LP Trusts in which the Reporting Person does not have a pecuniary interest. The number and value of Teebank LP Units and Jaytee LP Units (and the face value of the promissory notes) will be determined following an appraisal of the value of Teebank and Jaytee.

F7 · balance_after: The numbers of shares disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transactions which are the subject of this report. As of the reporting date, Teebank and Jaytee have engaged a valuation firm to conduct an appraisal of their respective LP units. The appraised value of Teebank and Jaytee will be partially determined using the 08/14/2020 closing price of shares of Issuer Class A Common Stock. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the numbers of shares disclosed in Table I and Table II and to disclose the number of Issuer securities that were sold to LP Trusts 3 and 4, and to the trusts in which the Reporting Person does not have a pecuniary interest. The Reporting Person will continue to report his pecuniary interest in the shares represented by the Teebank and Jaytee LP Units sold to LP Trusts 3 and 4.

F2 · ownership.nature: Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2," respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4," respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets included: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirect beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

SEC source: 0001179110-20-009071 · edgar.xml · derivative · entry 11

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jaytee Properties Limited Partnership

Disclosed balance after: 108,169.715

Underlying: Class A Common Stock · 0 shares

Expires not disclosed

F9 · derivative.exercise_price: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.

F7 · shares: The numbers of shares disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transactions which are the subject of this report. As of the reporting date, Teebank and Jaytee have engaged a valuation firm to conduct an appraisal of their respective LP units. The appraised value of Teebank and Jaytee will be partially determined using the 08/14/2020 closing price of shares of Issuer Class A Common Stock. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the numbers of shares disclosed in Table I and Table II and to disclose the number of Issuer securities that were sold to LP Trusts 3 and 4, and to the trusts in which the Reporting Person does not have a pecuniary interest. The Reporting Person will continue to report his pecuniary interest in the shares represented by the Teebank and Jaytee LP Units sold to LP Trusts 3 and 4.

F10 · derivative.exercise_date: Immediate.

F11 · derivative.expiration_date: None.

F7 · derivative.underlying_shares: The numbers of shares disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transactions which are the subject of this report. As of the reporting date, Teebank and Jaytee have engaged a valuation firm to conduct an appraisal of their respective LP units. The appraised value of Teebank and Jaytee will be partially determined using the 08/14/2020 closing price of shares of Issuer Class A Common Stock. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the numbers of shares disclosed in Table I and Table II and to disclose the number of Issuer securities that were sold to LP Trusts 3 and 4, and to the trusts in which the Reporting Person does not have a pecuniary interest. The Reporting Person will continue to report his pecuniary interest in the shares represented by the Teebank and Jaytee LP Units sold to LP Trusts 3 and 4.

F6 · balance_after: On 08/15/2020, in exchange for promissory notes from each transferee trust, LP Trust 2 sold all of its Teebank LP Units and all of its Jaytee LP Units in five equal portions to each of LP Trust 3, LP Trust 4 and three other LP Trusts in which the Reporting Person does not have a pecuniary interest. The number and value of Teebank LP Units and Jaytee LP Units (and the face value of the promissory notes) will be determined following an appraisal of the value of Teebank and Jaytee.

F7 · balance_after: The numbers of shares disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transactions which are the subject of this report. As of the reporting date, Teebank and Jaytee have engaged a valuation firm to conduct an appraisal of their respective LP units. The appraised value of Teebank and Jaytee will be partially determined using the 08/14/2020 closing price of shares of Issuer Class A Common Stock. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the numbers of shares disclosed in Table I and Table II and to disclose the number of Issuer securities that were sold to LP Trusts 3 and 4, and to the trusts in which the Reporting Person does not have a pecuniary interest. The Reporting Person will continue to report his pecuniary interest in the shares represented by the Teebank and Jaytee LP Units sold to LP Trusts 3 and 4.

F1 · ownership.nature: Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is also the trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2," respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4," respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets included: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirect beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

SEC source: 0001179110-20-009071 · edgar.xml · nonDerivative · entry 6

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Teebank Family Limited Partnership

Disclosed balance after: 5,448,168.641

F7 · shares: The numbers of shares disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transactions which are the subject of this report. As of the reporting date, Teebank and Jaytee have engaged a valuation firm to conduct an appraisal of their respective LP units. The appraised value of Teebank and Jaytee will be partially determined using the 08/14/2020 closing price of shares of Issuer Class A Common Stock. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the numbers of shares disclosed in Table I and Table II and to disclose the number of Issuer securities that were sold to LP Trusts 3 and 4, and to the trusts in which the Reporting Person does not have a pecuniary interest. The Reporting Person will continue to report his pecuniary interest in the shares represented by the Teebank and Jaytee LP Units sold to LP Trusts 3 and 4.

F5 · balance_after: On 08/14/2020, LP Trust 2 transferred 225 shares of Issuer Class A Common Stock and 814,347 shares of Issuer Class B Common Stock to Teebank in consideration for one (1) Teebank GP Unit and a number of Teebank LP Units equal in value to the aggregate value of the shares of Issuer Class A Common Stock and Class B Common Stock that Teebank received.

F6 · balance_after: On 08/15/2020, in exchange for promissory notes from each transferee trust, LP Trust 2 sold all of its Teebank LP Units and all of its Jaytee LP Units in five equal portions to each of LP Trust 3, LP Trust 4 and three other LP Trusts in which the Reporting Person does not have a pecuniary interest. The number and value of Teebank LP Units and Jaytee LP Units (and the face value of the promissory notes) will be determined following an appraisal of the value of Teebank and Jaytee.

F7 · balance_after: The numbers of shares disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transactions which are the subject of this report. As of the reporting date, Teebank and Jaytee have engaged a valuation firm to conduct an appraisal of their respective LP units. The appraised value of Teebank and Jaytee will be partially determined using the 08/14/2020 closing price of shares of Issuer Class A Common Stock. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the numbers of shares disclosed in Table I and Table II and to disclose the number of Issuer securities that were sold to LP Trusts 3 and 4, and to the trusts in which the Reporting Person does not have a pecuniary interest. The Reporting Person will continue to report his pecuniary interest in the shares represented by the Teebank and Jaytee LP Units sold to LP Trusts 3 and 4.

F2 · ownership.nature: Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2," respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4," respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets included: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirect beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

SEC source: 0001179110-20-009071 · edgar.xml · nonDerivative · entry 5

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jaytee Properties Limited Partnership

Disclosed balance after: 482,753.998

F7 · shares: The numbers of shares disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transactions which are the subject of this report. As of the reporting date, Teebank and Jaytee have engaged a valuation firm to conduct an appraisal of their respective LP units. The appraised value of Teebank and Jaytee will be partially determined using the 08/14/2020 closing price of shares of Issuer Class A Common Stock. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the numbers of shares disclosed in Table I and Table II and to disclose the number of Issuer securities that were sold to LP Trusts 3 and 4, and to the trusts in which the Reporting Person does not have a pecuniary interest. The Reporting Person will continue to report his pecuniary interest in the shares represented by the Teebank and Jaytee LP Units sold to LP Trusts 3 and 4.

F6 · balance_after: On 08/15/2020, in exchange for promissory notes from each transferee trust, LP Trust 2 sold all of its Teebank LP Units and all of its Jaytee LP Units in five equal portions to each of LP Trust 3, LP Trust 4 and three other LP Trusts in which the Reporting Person does not have a pecuniary interest. The number and value of Teebank LP Units and Jaytee LP Units (and the face value of the promissory notes) will be determined following an appraisal of the value of Teebank and Jaytee.

F7 · balance_after: The numbers of shares disclosed in Table I, Column 5 and Table II, Column 9 are the amounts beneficially owned before the transactions which are the subject of this report. As of the reporting date, Teebank and Jaytee have engaged a valuation firm to conduct an appraisal of their respective LP units. The appraised value of Teebank and Jaytee will be partially determined using the 08/14/2020 closing price of shares of Issuer Class A Common Stock. Upon receipt of the appraisal, the Reporting Person expects to file an amendment to this report to update the numbers of shares disclosed in Table I and Table II and to disclose the number of Issuer securities that were sold to LP Trusts 3 and 4, and to the trusts in which the Reporting Person does not have a pecuniary interest. The Reporting Person will continue to report his pecuniary interest in the shares represented by the Teebank and Jaytee LP Units sold to LP Trusts 3 and 4.

F1 · ownership.nature: Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Jaytee. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is also the trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2," respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4," respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets included: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirect beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

SEC source: 0001179110-21-003330 · edgar.xml · derivative · entry 4

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Teebank Family Limited Partnership

Disclosed balance after: 984,716.1

Underlying: Class A Common Stock · 645,363.258 shares

Expires not disclosed

F7 · derivative.exercise_price: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.

F6 · shares: As of the original reporting date, Teebank and Jaytee engaged a valuation firm to conduct appraisals of their LP Units. This amendment is being filed to reflect the number of Issuer securities that were the subject of this transaction based on such appraisal. Share numbers shown at Table I, Column 4, and Table II, Column 5, represent the total number of Issuer shares represented by the Teebank LP Units and Jaytee LP Units sold by LP Trust 2 to the five LP trusts described at footnote 5, including the shares represented by the Teebank and Jaytee Units sold to LP Trust 3 and LP Trust 4, which shares are included in the share totals shown at Table I, Column 5, and Table II, Column 9.

F8 · derivative.exercise_date: Immediate.

F9 · derivative.expiration_date: None.

F6 · derivative.underlying_shares: As of the original reporting date, Teebank and Jaytee engaged a valuation firm to conduct appraisals of their LP Units. This amendment is being filed to reflect the number of Issuer securities that were the subject of this transaction based on such appraisal. Share numbers shown at Table I, Column 4, and Table II, Column 5, represent the total number of Issuer shares represented by the Teebank LP Units and Jaytee LP Units sold by LP Trust 2 to the five LP trusts described at footnote 5, including the shares represented by the Teebank and Jaytee Units sold to LP Trust 3 and LP Trust 4, which shares are included in the share totals shown at Table I, Column 5, and Table II, Column 9.

F4 · balance_after: On 08/14/2020, LP Trust 2 transferred 225 shares of Issuer Class A Common Stock and 814,347 shares of Issuer Class B Common Stock to Teebank in consideration for one (1) Teebank GP Unit and a number of Teebank LP Units equal in value to the aggregate value of the shares of Issuer Class A Common Stock and Class B Common Stock that Teebank received.

F5 · balance_after: On 08/15/2020, in exchange for promissory notes from each transferee trust, LP Trust 2 sold all of its Teebank LP Units and a number of its Jaytee LP Units in five equal portions to each of LP Trust 3, LP Trust 4 and three other LP Trusts in which the Reporting Person does not have a pecuniary interest. The number and value of Teebank LP Units and Jaytee LP Units (and the face value of the promissory notes) were determined following an appraisal of the value of Teebank and Jaytee.

F6 · balance_after: As of the original reporting date, Teebank and Jaytee engaged a valuation firm to conduct appraisals of their LP Units. This amendment is being filed to reflect the number of Issuer securities that were the subject of this transaction based on such appraisal. Share numbers shown at Table I, Column 4, and Table II, Column 5, represent the total number of Issuer shares represented by the Teebank LP Units and Jaytee LP Units sold by LP Trust 2 to the five LP trusts described at footnote 5, including the shares represented by the Teebank and Jaytee Units sold to LP Trust 3 and LP Trust 4, which shares are included in the share totals shown at Table I, Column 5, and Table II, Column 9.

F2 · ownership.nature: Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2", respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4", respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets include: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirectly beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

SEC source: 0001179110-21-003330 · edgar.xml · derivative · entry 3

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jaytee Properties Limited Partnership

Disclosed balance after: 98,097.857

Underlying: Class A Common Stock · 16,786.432 shares

Expires not disclosed

F7 · derivative.exercise_price: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.

F6 · shares: As of the original reporting date, Teebank and Jaytee engaged a valuation firm to conduct appraisals of their LP Units. This amendment is being filed to reflect the number of Issuer securities that were the subject of this transaction based on such appraisal. Share numbers shown at Table I, Column 4, and Table II, Column 5, represent the total number of Issuer shares represented by the Teebank LP Units and Jaytee LP Units sold by LP Trust 2 to the five LP trusts described at footnote 5, including the shares represented by the Teebank and Jaytee Units sold to LP Trust 3 and LP Trust 4, which shares are included in the share totals shown at Table I, Column 5, and Table II, Column 9.

F8 · derivative.exercise_date: Immediate.

F9 · derivative.expiration_date: None.

F6 · derivative.underlying_shares: As of the original reporting date, Teebank and Jaytee engaged a valuation firm to conduct appraisals of their LP Units. This amendment is being filed to reflect the number of Issuer securities that were the subject of this transaction based on such appraisal. Share numbers shown at Table I, Column 4, and Table II, Column 5, represent the total number of Issuer shares represented by the Teebank LP Units and Jaytee LP Units sold by LP Trust 2 to the five LP trusts described at footnote 5, including the shares represented by the Teebank and Jaytee Units sold to LP Trust 3 and LP Trust 4, which shares are included in the share totals shown at Table I, Column 5, and Table II, Column 9.

F5 · balance_after: On 08/15/2020, in exchange for promissory notes from each transferee trust, LP Trust 2 sold all of its Teebank LP Units and a number of its Jaytee LP Units in five equal portions to each of LP Trust 3, LP Trust 4 and three other LP Trusts in which the Reporting Person does not have a pecuniary interest. The number and value of Teebank LP Units and Jaytee LP Units (and the face value of the promissory notes) were determined following an appraisal of the value of Teebank and Jaytee.

F6 · balance_after: As of the original reporting date, Teebank and Jaytee engaged a valuation firm to conduct appraisals of their LP Units. This amendment is being filed to reflect the number of Issuer securities that were the subject of this transaction based on such appraisal. Share numbers shown at Table I, Column 4, and Table II, Column 5, represent the total number of Issuer shares represented by the Teebank LP Units and Jaytee LP Units sold by LP Trust 2 to the five LP trusts described at footnote 5, including the shares represented by the Teebank and Jaytee Units sold to LP Trust 3 and LP Trust 4, which shares are included in the share totals shown at Table I, Column 5, and Table II, Column 9.

F1 · ownership.nature: Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Jaytee. A trust ("GP Trust 2")in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is also the trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2", respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4", respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets include: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirectly beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

SEC source: 0001179110-21-003330 · edgar.xml · nonDerivative · entry 2

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Teebank Family Limited Partnership

Disclosed balance after: 4,023,137.6

F6 · shares: As of the original reporting date, Teebank and Jaytee engaged a valuation firm to conduct appraisals of their LP Units. This amendment is being filed to reflect the number of Issuer securities that were the subject of this transaction based on such appraisal. Share numbers shown at Table I, Column 4, and Table II, Column 5, represent the total number of Issuer shares represented by the Teebank LP Units and Jaytee LP Units sold by LP Trust 2 to the five LP trusts described at footnote 5, including the shares represented by the Teebank and Jaytee Units sold to LP Trust 3 and LP Trust 4, which shares are included in the share totals shown at Table I, Column 5, and Table II, Column 9.

F4 · balance_after: On 08/14/2020, LP Trust 2 transferred 225 shares of Issuer Class A Common Stock and 814,347 shares of Issuer Class B Common Stock to Teebank in consideration for one (1) Teebank GP Unit and a number of Teebank LP Units equal in value to the aggregate value of the shares of Issuer Class A Common Stock and Class B Common Stock that Teebank received.

F5 · balance_after: On 08/15/2020, in exchange for promissory notes from each transferee trust, LP Trust 2 sold all of its Teebank LP Units and a number of its Jaytee LP Units in five equal portions to each of LP Trust 3, LP Trust 4 and three other LP Trusts in which the Reporting Person does not have a pecuniary interest. The number and value of Teebank LP Units and Jaytee LP Units (and the face value of the promissory notes) were determined following an appraisal of the value of Teebank and Jaytee.

F6 · balance_after: As of the original reporting date, Teebank and Jaytee engaged a valuation firm to conduct appraisals of their LP Units. This amendment is being filed to reflect the number of Issuer securities that were the subject of this transaction based on such appraisal. Share numbers shown at Table I, Column 4, and Table II, Column 5, represent the total number of Issuer shares represented by the Teebank LP Units and Jaytee LP Units sold by LP Trust 2 to the five LP trusts described at footnote 5, including the shares represented by the Teebank and Jaytee Units sold to LP Trust 3 and LP Trust 4, which shares are included in the share totals shown at Table I, Column 5, and Table II, Column 9.

F2 · ownership.nature: Teebank Family Limited Partnership ("Teebank") is a family limited partnership. GP Trust 1 and GP Trust 2 are co-General Partners of Teebank. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2", respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4", respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets include: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirectly beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

SEC source: 0001179110-21-003330 · edgar.xml · nonDerivative · entry 1

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jaytee Properties Limited Partnership

Disclosed balance after: 437,803.983

F6 · shares: As of the original reporting date, Teebank and Jaytee engaged a valuation firm to conduct appraisals of their LP Units. This amendment is being filed to reflect the number of Issuer securities that were the subject of this transaction based on such appraisal. Share numbers shown at Table I, Column 4, and Table II, Column 5, represent the total number of Issuer shares represented by the Teebank LP Units and Jaytee LP Units sold by LP Trust 2 to the five LP trusts described at footnote 5, including the shares represented by the Teebank and Jaytee Units sold to LP Trust 3 and LP Trust 4, which shares are included in the share totals shown at Table I, Column 5, and Table II, Column 9.

F5 · balance_after: On 08/15/2020, in exchange for promissory notes from each transferee trust, LP Trust 2 sold all of its Teebank LP Units and a number of its Jaytee LP Units in five equal portions to each of LP Trust 3, LP Trust 4 and three other LP Trusts in which the Reporting Person does not have a pecuniary interest. The number and value of Teebank LP Units and Jaytee LP Units (and the face value of the promissory notes) were determined following an appraisal of the value of Teebank and Jaytee.

F6 · balance_after: As of the original reporting date, Teebank and Jaytee engaged a valuation firm to conduct appraisals of their LP Units. This amendment is being filed to reflect the number of Issuer securities that were the subject of this transaction based on such appraisal. Share numbers shown at Table I, Column 4, and Table II, Column 5, represent the total number of Issuer shares represented by the Teebank LP Units and Jaytee LP Units sold by LP Trust 2 to the five LP trusts described at footnote 5, including the shares represented by the Teebank and Jaytee Units sold to LP Trust 3 and LP Trust 4, which shares are included in the share totals shown at Table I, Column 5, and Table II, Column 9.

F1 · ownership.nature: Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Jaytee. A trust ("GP Trust 2")in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Jaytee. The Reporting Person is also the trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Jaytee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2", respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4", respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets include: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirectly beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

SEC source: 0001179110-20-009071 · edgar.xml · derivative · entry 10

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP Trust 2

Disclosed balance after: 0

Underlying: Class A Common Stock · 814,347 shares

Expires not disclosed

F9 · derivative.exercise_price: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.

F10 · derivative.exercise_date: Immediate.

F11 · derivative.expiration_date: None.

F3 · balance_after: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2," respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4," respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets included: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirect beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

F5 · balance_after: On 08/14/2020, LP Trust 2 transferred 225 shares of Issuer Class A Common Stock and 814,347 shares of Issuer Class B Common Stock to Teebank in consideration for one (1) Teebank GP Unit and a number of Teebank LP Units equal in value to the aggregate value of the shares of Issuer Class A Common Stock and Class B Common Stock that Teebank received.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2," respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4," respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets included: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirect beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

F5 · ownership.nature: On 08/14/2020, LP Trust 2 transferred 225 shares of Issuer Class A Common Stock and 814,347 shares of Issuer Class B Common Stock to Teebank in consideration for one (1) Teebank GP Unit and a number of Teebank LP Units equal in value to the aggregate value of the shares of Issuer Class A Common Stock and Class B Common Stock that Teebank received.

SEC source: 0001179110-20-009071 · edgar.xml · nonDerivative · entry 4

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP Trust 2

Disclosed balance after: 0

F3 · balance_after: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2," respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4," respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets included: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirect beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

F5 · balance_after: On 08/14/2020, LP Trust 2 transferred 225 shares of Issuer Class A Common Stock and 814,347 shares of Issuer Class B Common Stock to Teebank in consideration for one (1) Teebank GP Unit and a number of Teebank LP Units equal in value to the aggregate value of the shares of Issuer Class A Common Stock and Class B Common Stock that Teebank received.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2," respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4," respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets included: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirect beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

F5 · ownership.nature: On 08/14/2020, LP Trust 2 transferred 225 shares of Issuer Class A Common Stock and 814,347 shares of Issuer Class B Common Stock to Teebank in consideration for one (1) Teebank GP Unit and a number of Teebank LP Units equal in value to the aggregate value of the shares of Issuer Class A Common Stock and Class B Common Stock that Teebank received.

SEC source: 0001179110-20-009069 · edgar.xml · derivative · entry 2

TEEBANK FAMILY LTD PARTNERSHIP · CIK 0001078585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,796

Underlying: Class A Common Stock · 814,347 shares

Expires not disclosed

F2 · derivative.exercise_price: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.

F3 · derivative.exercise_date: Immediate.

F4 · derivative.expiration_date: None.

F5 · balance_after: Reflects an increase of 175,465 shares of Class B Common Stock as a result of stock dividends received since the Reporting Person's most recent filing.

SEC source: 0001179110-20-009069 · edgar.xml · nonDerivative · entry 1

TEEBANK FAMILY LTD PARTNERSHIP · CIK 0001078585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165,276

F1 · balance_after: Reflects an increase of 1,261,439 shares of Class A Common Stock as a result of stock dividends received since the Reporting Person's most recent filing.

SEC source: 0001179110-20-009077 · edgar.xml · derivative · entry 3

Trager Jean S · CIK 0001372597 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 142,764 shares

Expires not disclosed

F4 · derivative.exercise_price: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.

F3 · shares: On August 13, 2020, the Reporting Person gifted 142,764 shares of Class B Common Stock to one of the LP Trusts.

F5 · derivative.exercise_date: Immediate.

F6 · derivative.expiration_date: None.

SEC source: 0001179110-20-009071 · edgar.xml · derivative · entry 9

TRAGER STEVE · CIK 0001078587 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP Trust 2

Disclosed balance after: 814,347

Underlying: Class A Common Stock · 142,764 shares

Expires not disclosed

F9 · derivative.exercise_price: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.

F4 · price: On 08/13/2020, the Reporting Person's mother gifted 142,764 shares of Issuer Class B Common Stock to LP Trust 2.

F10 · derivative.exercise_date: Immediate.

F11 · derivative.expiration_date: None.

F4 · derivative.underlying_shares: On 08/13/2020, the Reporting Person's mother gifted 142,764 shares of Issuer Class B Common Stock to LP Trust 2.

F3 · balance_after: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2," respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4," respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets included: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirect beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

F5 · balance_after: On 08/14/2020, LP Trust 2 transferred 225 shares of Issuer Class A Common Stock and 814,347 shares of Issuer Class B Common Stock to Teebank in consideration for one (1) Teebank GP Unit and a number of Teebank LP Units equal in value to the aggregate value of the shares of Issuer Class A Common Stock and Class B Common Stock that Teebank received.

F3 · ownership.nature: The Reporting Person is the sole trustee of two LP Trusts ("LP Trust 1" and "LP Trust 2," respectively) the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 3" and "LP Trust 4," respectively). On 08/13/2020, LP Trust 1 dissolved and all of its assets were transferred to LP Trust 2 for no consideration. The transferred assets included: 225 shares of Issuer Class A Common Stock, 671,583 shares of Issuer Class B Common Stock, 76,031 Jaytee LP Units and 293,541 Teebank LP Units. The Reporting Person previously reported the shares of Issuer stock held by LP Trust 1 as indirectly owned "By Trager Marital Trust". The Reporting Person continues to report indirect beneficial ownership of the shares of Issuer stock underlying LP Units through Teebank and Jaytee.

F5 · ownership.nature: On 08/14/2020, LP Trust 2 transferred 225 shares of Issuer Class A Common Stock and 814,347 shares of Issuer Class B Common Stock to Teebank in consideration for one (1) Teebank GP Unit and a number of Teebank LP Units equal in value to the aggregate value of the shares of Issuer Class A Common Stock and Class B Common Stock that Teebank received.

SEC source: 0001179110-20-008859 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Mg Dir Comm & Priv Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,515.727

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the reporting person's last ownership report.

SEC source: 0001179110-22-001139 · edgar.xml · nonDerivative · entry 11

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trager Family Irrevocable Trust

Disclosed balance after: 60,367

F4 · security: Filing 2 of 2.

F2 · shares: Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.

F3 · shares: The Reporting Person's sister has regularly withdrawn shares from her sub-trust since its creation. The Reporting Person did not take any action in and was only recently made aware of these withdrawals.

F1 · ownership.nature: Trager Family Irrevocable Trust (the "Trust") is a family trust of which the Reporting Person is a co-trustee and a beneficiary.

F2 · ownership.nature: Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.

SEC source: 0001179110-20-008610 · edgar.xml · nonDerivative · entry 2

Vogt Mark A · CIK 0001670473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Delaware Trust

Disclosed balance after: 10,000

F2 · price: The range of prices for the transactions that are aggregated and reported are $31.64 - $32.25. The Reporting Person will provide to the SEC staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: The Reporting Person is the Investment Direction Advisor of a Delaware Trust for the benefit of him and his family. In this capacity, he retains investment discretion over the shares of the Issuer held by the trust. The Reporting Person disclaims beneficial ownership of any shares held by the trust in which he does not have a pecuniary interest.

SEC source: 0001179110-20-008537 · edgar.xml · nonDerivative · entry 3

Vogt Mark A · CIK 0001670473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Delaware Trust

Disclosed balance after: 8,000

F3 · price: The range of prices for the transactions that are aggregated and reported are $31.46 - $32.24. The Reporting Person will provide to the SEC staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: The Reporting Person is the Investment Direction Advisor of a Delaware Trust for the benefit of him and his family. In this capacity, he retains investment discretion over shares of the Issuer held by the trust. The Reporting Person disclaims beneficial ownership of any shares held by the trust in which he does not have a pecuniary interest.

SEC source: 0001179110-20-008537 · edgar.xml · nonDerivative · entry 2

Vogt Mark A · CIK 0001670473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Delaware Trust

Disclosed balance after: 6,000

F2 · price: The range of prices for the transactions that are aggregated and reported are $31.23 - $31.79. The Reporting Person will provide to the SEC staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: The Reporting Person is the Investment Direction Advisor of a Delaware Trust for the benefit of him and his family. In this capacity, he retains investment discretion over shares of the Issuer held by the trust. The Reporting Person disclaims beneficial ownership of any shares held by the trust in which he does not have a pecuniary interest.

SEC source: 0001179110-20-008488 · edgar.xml · nonDerivative · entry 3

Vogt Mark A · CIK 0001670473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Delaware Trust

Disclosed balance after: 4,000

F4 · price: The range of prices for the transactions that are aggregated and reported are $30.77 - $31.50. The Reporting Person will provide to the SEC staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The Reporting Person is the Investment Direction Advisor of a Delaware Trust for the benefit of him and his family. In this capacity, he retains investment discretion over shares of the Issuer held by the trust. The Reporting Person disclaims beneficial ownership of any shares held by the trust in which he does not have a pecuniary interest.

SEC source: 0001179110-20-008488 · edgar.xml · nonDerivative · entry 2

Vogt Mark A · CIK 0001670473 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Delaware Trust

Disclosed balance after: 2,000

F3 · price: The range of prices for the transactions that are aggregated and reported are $30.85 - $31.49. The Reporting Person will provide to the SEC staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The Reporting Person is the Investment Direction Advisor of a Delaware Trust for the benefit of him and his family. In this capacity, he retains investment discretion over shares of the Issuer held by the trust. The Reporting Person disclaims beneficial ownership of any shares held by the trust in which he does not have a pecuniary interest.

SEC source: 0001179110-21-001678 · edgar.xml · nonDerivative · entry 7

Feaster David P · CIK 0001811077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310.718

SEC source: 0001179110-20-008265 · edgar.xml · derivative · entry 3

Bryant Pedro A · CIK 0001817638 · EVP, Mg Dir Community Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2026-07-12

SEC source: 0001179110-20-008265 · edgar.xml · derivative · entry 2

Bryant Pedro A · CIK 0001817638 · EVP, Mg Dir Community Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2025-07-12

SEC source: 0001179110-20-007904 · edgar.xml · nonDerivative · entry 1

Barnes Ronald F · CIK 0001810693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,955.487

SEC source: 0001179110-20-007932 · edgar.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320.939

SEC source: 0001179110-20-007929 · edgar.xml · nonDerivative · entry 1

Greenberg Craig · CIK 0001433661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,211.883

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-007927 · edgar.xml · nonDerivative · entry 1

Nelson William R · CIK 0001459625 · President, RPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,598.876

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-007922 · edgar.xml · nonDerivative · entry 1

Vogt Mark A · CIK 0001670473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,979.306

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-007915 · edgar.xml · nonDerivative · entry 1

Rust Michael T · CIK 0001396876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,007.114

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-007911 · edgar.xml · nonDerivative · entry 1

TAMME STOUT SUE · CIK 0001242469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,771.445

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-007901 · edgar.xml · nonDerivative · entry 1

Douglas Laura M · CIK 0001811083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897.838

SEC source: 0001179110-20-007907 · edgar.xml · nonDerivative · entry 1

Mulloy William Patrick II · CIK 0001810703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,020.371

SEC source: 0001179110-20-007863 · edgar.xml · nonDerivative · entry 1

SIPES KEVIN D · CIK 0001243572 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,435.924

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-007858 · edgar.xml · nonDerivative · entry 1

Howell Heather V · CIK 0001811085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,537.911

SEC source: 0001179110-20-007855 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Dir of Bus & Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,707.463

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-007853 · edgar.xml · nonDerivative · entry 1

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,384.171

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

F2 · balance_after: Includes 21.583 shares acquired under the Issuer's employee stock purchase plan on 06/30/2020.

SEC source: 0001179110-20-007851 · edgar.xml · nonDerivative · entry 1

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,483.295

F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-007849 · edgar.xml · nonDerivative · entry 1

MARSHALL ERNEST W JR · CIK 0001768444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431.859

SEC source: 0001179110-20-007846 · edgar.xml · nonDerivative · entry 1

Rippy John T · CIK 0001632077 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250.358

F1 · balance_after: Includes 108.04 shares acquired under the Issuer's dividend reinvestment plan since the date of the Reporting Person's last ownership report.

F2 · balance_after: Includes 10.791 shares acquired under the Issuer's employee stock purchase plan on 06/30/2020.

F3 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.

SEC source: 0001179110-20-007476 · edgar.xml · derivative · entry 1

PICHEL LOGAN · CIK 0001279261 · President, Republic Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,995

Underlying: Class A Common Stock · 74,995 shares

Expires 2024-12-31

SEC source: 0001179110-20-007399 · edgar.xml · nonDerivative · entry 1

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,294.404

SEC source: 0001179110-21-001678 · edgar.xml · nonDerivative · entry 6

Feaster David P · CIK 0001811077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,302