Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2020 Filed Mar 13, 2020 20:37 UTC |
McClelland Bruce WilliamDirector · President & CEO
|
PurchaseCommon Stock | 20,000 | $2.58 | $51,592.00 |
DisclosureSEC source: 0001708055-20-000042 · edgar.xml · nonDerivative · entry 1 McClelland Bruce William · CIK 0001424201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,575 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.575 to $2.58, inclusive. The reporting person undertakes to provide to Ribbon Communications Inc. ("Ribbon"), any security holder of Ribbon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 21:36 UTC |
McClelland Bruce WilliamDirector · President & CEO
|
PurchaseCommon Stock | 11,414 | $2.88 | $32,880.31 |
DisclosureSEC source: 0001708055-20-000040 · edgar.xml · nonDerivative · entry 2 McClelland Bruce William · CIK 0001424201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,575 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $2.96, inclusive. The reporting person undertakes to provide to Ribbon, any security holder of Ribbon, or the Staff, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:36 UTC |
McClelland Bruce WilliamDirector · President & CEO
|
PurchaseCommon Stock | 24,161 | $3.06 | $73,894.00 |
DisclosureSEC source: 0001708055-20-000040 · edgar.xml · nonDerivative · entry 1 McClelland Bruce William · CIK 0001424201 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,161 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.0399 to $3.09, inclusive. The reporting person undertakes to provide to Ribbon Communications Inc. ("Ribbon"), any security holder of Ribbon, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:16 UTC |
Raiford Daryl EEVP & CFO
|
GrantRestricted Stock Units · Derivative | 4,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000031 · edgar.xml · derivative · entry 1 Raiford Daryl · CIK 0001405026 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,089 Underlying: Common Stock · 4,089 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Raiford earned 4,089 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Raiford earned 4,089 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:15 UTC |
Scarfo AnthonyEVP, Products & R&D
|
GrantRestricted Stock Units · Derivative | 4,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000029 · edgar.xml · derivative · entry 1 Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,381 Underlying: Common Stock · 4,381 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Scarfo earned 4,381 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Scarfo earned 4,381 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:17 UTC |
Joggerst PatrickCMO & EVP Business Development
|
GrantRestricted Stock Units · Derivative | 2,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000034 · edgar.xml · derivative · entry 1 Joggerst Patrick · CIK 0001556832 · CMO & EVP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,045 Underlying: Common Stock · 2,045 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Joggerst earned 2,045 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Joggerst earned 2,045 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:16 UTC |
Riley Kevin W.CTO & EVP of Advanced R&D
|
GrantRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000030 · edgar.xml · derivative · entry 1 Riley Kevin W. · CIK 0001615890 · CTO & EVP of Advanced R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Common Stock · 2,337 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Riley earned 2,337 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Riley earned 2,337 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:18 UTC |
Ferguson Justin K.EVP and General Counsel
|
GrantRestricted Stock Units · Derivative | 3,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000035 · edgar.xml · derivative · entry 1 Ferguson Justin K. · CIK 0001655819 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,797 Underlying: Common Stock · 3,797 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Ferguson earned 3,797 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Ferguson earned 3,797 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:18 UTC |
Bruny Steven MEVP Global Operations
|
GrantRestricted Stock Units · Derivative | 4,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000036 · edgar.xml · derivative · entry 1 Bruny Steven M · CIK 0001720723 · EVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,381 Underlying: Common Stock · 4,381 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Bruny earned 4,381 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Bruny earned 4,381 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:17 UTC |
Marmurek Eric SSVP and CAO
|
GrantRestricted Stock Units · Derivative | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000033 · edgar.xml · derivative · entry 1 Marmurek Eric S · CIK 0001720721 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216 Underlying: Common Stock · 2,216 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Marmurek earned 2,216 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Marmurek earned 2,216 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:17 UTC |
McCready John REVP & Chief Strategy Officer
|
GrantRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000032 · edgar.xml · derivative · entry 1 McCready John R · CIK 0001720719 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Common Stock · 2,337 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. McCready earned 2,337 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. McCready earned 2,337 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 16:30 UTC |
MATHY KENTDirector
|
PurchaseCommon Stock | 28,500 | $3.23 | $92,055.00 |
DisclosureSEC source: 0001104659-20-027157 · a4.xml · nonDerivative · entry 1 MATHY KENT · CIK 0001684548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,076 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.20 and $3.23, inclusive. The reporting person undertakes to provide Ribbon Communications Inc., any security holder of Ribbon Communications Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:18 UTC |
Lynch Richard J.Director
|
PurchaseCommon Stock | 25,000 | $3.58 | $89,500.00 |
DisclosureSEC source: 0001104659-20-026311 · a4.xml · nonDerivative · entry 1 Lynch Richard J. · CIK 0001407680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,408 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.53 and $3.58, inclusive. The reporting person undertakes to provide Ribbon Communications Inc., any security holder of Ribbon Communications Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:49 UTC |
MATHY KENTDirector
|
Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000010 · edgar.xml · derivative · entry 3 MATHY KENT · CIK 0001684548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:49 UTC |
MATHY KENTDirector
|
GrantRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000010 · edgar.xml · derivative · entry 2 MATHY KENT · CIK 0001684548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:49 UTC |
MATHY KENTDirector
|
Exercise / conversionCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000010 · edgar.xml · nonDerivative · entry 1 MATHY KENT · CIK 0001684548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:48 UTC |
Lynch Richard J.Director
|
Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000009 · edgar.xml · derivative · entry 3 Lynch Richard J. · CIK 0001407680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:48 UTC |
Lynch Richard J.Director
|
GrantRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000009 · edgar.xml · derivative · entry 2 Lynch Richard J. · CIK 0001407680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:48 UTC |
Lynch Richard J.Director
|
Exercise / conversionCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000009 · edgar.xml · nonDerivative · entry 1 Lynch Richard J. · CIK 0001407680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:49 UTC |
SCHUBERT SCOTT EDirector
|
Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000011 · edgar.xml · derivative · entry 3 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:49 UTC |
SCHUBERT SCOTT EDirector
|
GrantRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000011 · edgar.xml · derivative · entry 2 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:49 UTC |
SCHUBERT SCOTT EDirector
|
Exercise / conversionCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000011 · edgar.xml · nonDerivative · entry 1 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:50 UTC |
GRAYSON BRUNS HDirector
|
Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000012 · edgar.xml · derivative · entry 3 GRAYSON BRUNS H · CIK 0001204899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:50 UTC |
GRAYSON BRUNS HDirector
|
GrantRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000012 · edgar.xml · derivative · entry 2 GRAYSON BRUNS H · CIK 0001204899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:50 UTC |
GRAYSON BRUNS HDirector
|
Exercise / conversionCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000012 · edgar.xml · nonDerivative · entry 1 GRAYSON BRUNS H · CIK 0001204899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:51 UTC |
INFANTE BEATRIZ VDirector
|
Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000014 · edgar.xml · derivative · entry 3 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:51 UTC |
INFANTE BEATRIZ VDirector
|
GrantRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000014 · edgar.xml · derivative · entry 2 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:51 UTC |
INFANTE BEATRIZ VDirector
|
Exercise / conversionCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000014 · edgar.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:51 UTC |
Fennebresque Kim SDirector
|
Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000013 · edgar.xml · derivative · entry 3 Fennebresque Kim S · CIK 0001361379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:51 UTC |
Fennebresque Kim SDirector
|
GrantRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000013 · edgar.xml · derivative · entry 2 Fennebresque Kim S · CIK 0001361379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:51 UTC |
Fennebresque Kim SDirector
|
Exercise / conversionCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000013 · edgar.xml · nonDerivative · entry 1 Fennebresque Kim S · CIK 0001361379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 16:46 UTC |
Scarfo AnthonyEVP, Products & R&D
|
SaleCommon Stock | 4,645 | $3.01 | $13,979.13 |
DisclosureSEC source: 0001708055-20-000002 · edgar.xml · nonDerivative · entry 1 Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,954 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock awards. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:27 UTC |
Raiford Daryl EEVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-19-000054 · edgar.xml · derivative · entry 3 Raiford Daryl · CIK 0001405026 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: 20,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. F3 · derivative.expiration_date: 20,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:27 UTC |
Raiford Daryl EEVP & CFO
|
SaleCommon Stock | 1,326 | $2.80 | $3,712.80 |
DisclosureSEC source: 0001708055-19-000054 · edgar.xml · nonDerivative · entry 2 Raiford Daryl · CIK 0001405026 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,489 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:27 UTC |
Raiford Daryl EEVP & CFO
|
Exercise / conversionCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-19-000054 · edgar.xml · nonDerivative · entry 1 Raiford Daryl · CIK 0001405026 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 17:26 UTC |
Scarfo AnthonyEVP, Products & R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-19-000053 · edgar.xml · derivative · entry 3 Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,499 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: 15,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021 F3 · derivative.expiration_date: 15,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021 Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 17:26 UTC |
Scarfo AnthonyEVP, Products & R&D
|
SaleCommon Stock | 1,156 | $2.80 | $3,236.80 |
DisclosureSEC source: 0001708055-19-000053 · edgar.xml · nonDerivative · entry 2 Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,599 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 17:26 UTC |
Scarfo AnthonyEVP, Products & R&D
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-19-000053 · edgar.xml · nonDerivative · entry 1 Scarfo Anthony · CIK 0001550524 · EVP, Products & R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:23 UTC |
Joggerst PatrickCMO & EVP Business Development
|
Exercise / conversionRestricted Stock Units · Derivative | 4,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-19-000050 · edgar.xml · derivative · entry 3 Joggerst Patrick · CIK 0001556832 · CMO & EVP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 4,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: 25,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. F3 · derivative.expiration_date: 25,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:23 UTC |
Joggerst PatrickCMO & EVP Business Development
|
SaleCommon Stock | 1,391 | $2.80 | $3,894.80 |
DisclosureSEC source: 0001708055-19-000050 · edgar.xml · nonDerivative · entry 2 Joggerst Patrick · CIK 0001556832 · CMO & EVP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,515 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:23 UTC |
Joggerst PatrickCMO & EVP Business Development
|
Exercise / conversionCommon Stock | 4,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-19-000050 · edgar.xml · nonDerivative · entry 1 Joggerst Patrick · CIK 0001556832 · CMO & EVP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 17:26 UTC |
Riley Kevin W.Interim Co-CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-19-000052 · edgar.xml · derivative · entry 3 Riley Kevin W. · CIK 0001615890 · Interim Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,999 Underlying: Common Stock · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: 40,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. F3 · derivative.expiration_date: 40,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 17:26 UTC |
Riley Kevin W.Interim Co-CEO and President
|
SaleCommon Stock | 1,978 | $2.80 | $5,538.40 |
DisclosureSEC source: 0001708055-19-000052 · edgar.xml · nonDerivative · entry 2 Riley Kevin W. · CIK 0001615890 · Interim Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,579 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 17:26 UTC |
Riley Kevin W.Interim Co-CEO and President
|
Exercise / conversionCommon Stock | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-19-000052 · edgar.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Interim Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:28 UTC |
McCready John REVP and Chief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-19-000055 · edgar.xml · derivative · entry 4 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 Underlying: Common Stock · 4,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: 25,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. F4 · derivative.expiration_date: 25,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:28 UTC |
McCready John REVP and Chief Strategy Officer
|
SaleCommon Stock | 1,239 | $2.80 | $3,469.20 |
DisclosureSEC source: 0001708055-19-000055 · edgar.xml · nonDerivative · entry 3 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,777 F3 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:28 UTC |
McCready John REVP and Chief Strategy Officer
|
Exercise / conversionCommon Stock | 4,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-19-000055 · edgar.xml · nonDerivative · entry 2 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:24 UTC |
Bruny Steven MInterim Co-CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-19-000051 · edgar.xml · derivative · entry 3 Bruny Steven M · CIK 0001720723 · Interim Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,999 Underlying: Common Stock · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: 40,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. F3 · derivative.expiration_date: 40,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:24 UTC |
Bruny Steven MInterim Co-CEO and President
|
SaleCommon Stock | 2,954 | $2.80 | $8,271.20 |
DisclosureSEC source: 0001708055-19-000051 · edgar.xml · nonDerivative · entry 2 Bruny Steven M · CIK 0001720723 · Interim Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,941 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:24 UTC |
Bruny Steven MInterim Co-CEO and President
|
Exercise / conversionCommon Stock | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-19-000051 · edgar.xml · nonDerivative · entry 1 Bruny Steven M · CIK 0001720723 · Interim Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.