Tapewire

Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2018 Filed May 24, 2018 16:03 UTC SaleCommon Stock, No Par Value 2,000 $28.90 $57,800.00
Disclosure

SEC source: 0001209191-18-032852 · doc4.xml · nonDerivative · entry 9

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,563

Read SEC document
May 22, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionCommon Stock, No Par Value 2,000 $28.90 $57,800.00
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · nonDerivative · entry 8

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2018 Filed May 23, 2018 21:52 UTC SaleStock Options 3,906 $28.15 $109,953.90
Disclosure

SEC source: 0001209191-18-032697 · doc4.xml · nonDerivative · entry 9

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,978

Read SEC document
May 11, 2018 Filed May 24, 2018 16:03 UTC SaleCommon Stock, No Par Value 3,906 $28.15 $109,953.90
Disclosure

SEC source: 0001209191-18-032852 · doc4.xml · nonDerivative · entry 8

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,563

Read SEC document
May 11, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionCommon Stock, No Par Value 3,906 $28.15 $109,953.90
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · nonDerivative · entry 7

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 23, 2018 21:52 UTC SaleStock Options 2,000 $27.70 $55,400.00
Disclosure

SEC source: 0001209191-18-032697 · doc4.xml · nonDerivative · entry 8

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,884

Read SEC document
May 10, 2018 Filed May 23, 2018 21:52 UTC SaleStock Options 2,000 $27.80 $55,600.00
Disclosure

SEC source: 0001209191-18-032697 · doc4.xml · nonDerivative · entry 7

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,884

Read SEC document
May 10, 2018 Filed May 23, 2018 21:52 UTC SaleStock Options 2,000 $27.90 $55,800.00
Disclosure

SEC source: 0001209191-18-032697 · doc4.xml · nonDerivative · entry 6

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,884

Read SEC document
May 10, 2018 Filed May 23, 2018 21:52 UTC SaleStock Options 2,000 $28.00 $56,000.00
Disclosure

SEC source: 0001209191-18-032697 · doc4.xml · nonDerivative · entry 5

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,884

Read SEC document
May 10, 2018 Filed May 24, 2018 16:03 UTC SaleCommon Stock, No Par Value 2,000 $27.70 $55,400.00
Disclosure

SEC source: 0001209191-18-032852 · doc4.xml · nonDerivative · entry 7

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,469

Read SEC document
May 10, 2018 Filed May 24, 2018 16:03 UTC SaleCommon Stock, No Par Value 2,000 $27.80 $55,600.00
Disclosure

SEC source: 0001209191-18-032852 · doc4.xml · nonDerivative · entry 6

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,469

Read SEC document
May 10, 2018 Filed May 24, 2018 16:03 UTC SaleCommon Stock, No Par Value 2,000 $27.90 $55,800.00
Disclosure

SEC source: 0001209191-18-032852 · doc4.xml · nonDerivative · entry 5

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,469

Read SEC document
May 10, 2018 Filed May 24, 2018 16:03 UTC SaleCommon Stock, No Par Value 2,000 $28.00 $56,000.00
Disclosure

SEC source: 0001209191-18-032852 · doc4.xml · nonDerivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,469

Read SEC document
May 10, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionCommon Stock, No Par Value 2,000 $27.70 $55,400.00
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · nonDerivative · entry 6

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionCommon Stock, No Par Value 2,000 $27.80 $55,600.00
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · nonDerivative · entry 5

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionCommon Stock, No Par Value 2,000 $27.90 $55,800.00
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · nonDerivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionCommon Stock, No Par Value 2,000 $28.00 $56,000.00
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 18, 2018 17:03 UTC SaleCommon Stock, No Par Value 15,000 $27.37 $410,520.00
Disclosure

SEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 5

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,754

Read SEC document
May 09, 2018 Filed May 18, 2018 16:52 UTC Exercise / conversionOption (right to buy) · Derivative 5,381 $9.29 Strike: $9.29 $49,997.56
Disclosure

SEC source: 0001209191-18-031318 · doc4.xml · derivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,381 shares

Expires 2018-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.

Read SEC document
May 09, 2018 Filed May 18, 2018 16:52 UTC Exercise / conversionOption (right to buy) · Derivative 818 $9.29 Strike: $9.29 $7,600.45
Disclosure

SEC source: 0001209191-18-031318 · doc4.xml · derivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 818 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
May 09, 2018 Filed May 18, 2018 16:52 UTC Exercise / conversionCommon Stock, No Par Value 6,199 $9.29 $57,598.01
Disclosure

SEC source: 0001209191-18-031318 · doc4.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 23, 2018 21:52 UTC Exercise / conversionStock Options 6,199 $9.29 $57,598.01
Disclosure

SEC source: 0001209191-18-032697 · doc4.xml · nonDerivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed Jun 4, 2018 20:38 UTC Exercise / conversionStock Options 6,199 $9.29 $57,598.01
Disclosure

SEC source: 0001209191-18-035133 · doc4.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed Nov 9, 2018 16:43 UTC Amendment Exercise / conversionCommon Stock, No Par Value 15,000 $27.37 $410,520.00
Disclosure

SEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 5

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionOption (right to buy) · Derivative 5,381 $9.29 Strike: $9.29 $49,997.56
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · derivative · entry 11

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,381 shares

Expires 2018-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.

Read SEC document
May 09, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionOption (right to buy) · Derivative 818 $9.29 Strike: $9.29 $7,600.45
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · derivative · entry 10

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 818 shares

Expires 2018-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.

Read SEC document
May 09, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionStock Options 6,199 $9.29 $57,598.01
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · nonDerivative · entry 9

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionCommon Stock, No Par Value 6,199 $27.28 $169,108.72
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed Nov 9, 2018 16:41 UTC Amendment Exercise / conversionCommon Stock, No Par Value 6,199 $9.29 $57,598.01
Disclosure

SEC source: 0001209191-18-057870 · doc4a.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 18, 2018 17:03 UTC SaleCommon Stock, No Par Value 8,000 $27.37 $218,992.00
Disclosure

SEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 4

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,754

Read SEC document
May 08, 2018 Filed Nov 9, 2018 16:43 UTC Amendment Exercise / conversionCommon Stock, No Par Value 8,000 $27.37 $218,992.00
Disclosure

SEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 4

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 18, 2018 17:03 UTC SaleCommon Stock, No Par Value 7,000 $27.37 $191,618.00
Disclosure

SEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 3

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,754

Read SEC document
May 07, 2018 Filed Nov 9, 2018 16:43 UTC Amendment Exercise / conversionCommon Stock, No Par Value 7,000 $27.37 $191,618.00
Disclosure

SEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 3

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 18, 2018 17:03 UTC Exercise / conversionOption (right to buy) · Derivative 35,000 $11.15 Strike: $11.15 $390,243.00
Disclosure

SEC source: 0001209191-18-031322 · doc4.xml · derivative · entry 7

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,078

Underlying: Common Stock · 121,078 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

Read SEC document
May 04, 2018 Filed May 18, 2018 17:03 UTC Exercise / conversionStock Options 35,000 $11.15 $390,243.00
Disclosure

SEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 6

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 18, 2018 17:03 UTC SaleCommon Stock, No Par Value 5,000 $27.54 $137,695.00
Disclosure

SEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 2

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,754

Read SEC document
May 04, 2018 Filed May 18, 2018 17:03 UTC Exercise / conversionCommon Stock, No Par Value 35,000 $11.15 $390,243.00
Disclosure

SEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 1

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 23, 2018 21:52 UTC SaleStock Options 2,000 $27.70 $55,400.00
Disclosure

SEC source: 0001209191-18-032697 · doc4.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,083

Read SEC document
May 04, 2018 Filed May 24, 2018 16:03 UTC SaleCommon Stock, No Par Value 2,000 $27.70 $55,400.00
Disclosure

SEC source: 0001209191-18-032852 · doc4.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,270

Read SEC document
May 04, 2018 Filed Nov 9, 2018 16:43 UTC Amendment Exercise / conversionOption (right to buy) · Derivative 35,000 $11.15 Strike: $11.15 $390,243.00
Disclosure

SEC source: 0001209191-18-057872 · doc4a.xml · derivative · entry 7

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,078

Underlying: Common Stock · 121,078 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

Read SEC document
May 04, 2018 Filed Nov 9, 2018 16:43 UTC Amendment Exercise / conversionStock Options 35,000 $11.15 $390,243.00
Disclosure

SEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 6

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed Nov 9, 2018 16:43 UTC Amendment Exercise / conversionCommon Stock, No Par Value 5,000 $27.54 $137,695.00
Disclosure

SEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 2

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed Nov 9, 2018 16:43 UTC Amendment Exercise / conversionCommon Stock, No Par Value 35,000 $11.15 $390,243.00
Disclosure

SEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 1

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 23, 2018 21:52 UTC SaleStock Options 5,288 $27.43 $145,049.84
Disclosure

SEC source: 0001209191-18-032697 · doc4.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,083

Read SEC document
May 03, 2018 Filed May 24, 2018 16:03 UTC SaleCommon Stock, No Par Value 5,288 $27.43 $145,049.84
Disclosure

SEC source: 0001209191-18-032852 · doc4.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,270

Read SEC document
May 02, 2018 Filed May 23, 2018 21:52 UTC SaleStock Options 7,000 $27.41 $191,870.00
Disclosure

SEC source: 0001209191-18-032697 · doc4.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,371

Read SEC document
May 02, 2018 Filed May 24, 2018 16:03 UTC SaleCommon Stock, No Par Value 7,000 $27.41 $191,870.00
Disclosure

SEC source: 0001209191-18-032852 · doc4.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,558

Read SEC document
April 27, 2018 Filed May 1, 2018 15:09 UTC Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-027027 · doc4.xml · derivative · entry 3

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.

Read SEC document
April 27, 2018 Filed May 1, 2018 15:09 UTC Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-027027 · doc4.xml · nonDerivative · entry 2

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed May 1, 2018 15:09 UTC Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-027027 · doc4.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.