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Nasdaq · USD

QURE

uniQure N.V.

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4162
SEC CIK
0001590560
Parsed reports
431

Last 12 months

Inside the activity.

0 purchase rows · 57 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202604
Feb 202602
Mar 202608
Apr 202600
May 202602
Jun 2026033
Jul 202603
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2017 Filed Jun 7, 2017 16:34 UTC
Zelenkofske StevenChief Medical Officer
GrantOrdinary Shares 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038308 · doc4.xml · nonDerivative · entry 1

Zelenkofske Steven · CIK 0001578333 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Read SEC document
May 09, 2017 Filed May 10, 2017 13:59 UTC
Kapusta Matthew CDirector · CEO, CFO, Managing Director
GrantRestricted Stock Unit · Derivative 175,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019229 · doc1.xml · derivative · entry 2

Kapusta Matthew C · CIK 0001536290 · Director · CEO, CFO, Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Ordinary Shares · 175,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Units vest 50% on March 14, 2018 and 50% on March 14, 2019, if the Reporting Person continues to be employed by the Issuer or a subsidiary of the Issuer employing the Reporting Person through and including said dates.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vests.

Read SEC document
May 09, 2017 Filed May 10, 2017 13:59 UTC
Kapusta Matthew CDirector · CEO, CFO, Managing Director
GrantStock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $6.22 $0.00
Disclosure

SEC source: 0001140361-17-019229 · doc1.xml · derivative · entry 1

Kapusta Matthew C · CIK 0001536290 · Director · CEO, CFO, Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Ordinary Shares · 175,000 shares

Expires 2027-03-14

F1 · derivative.exercise_date: The Stock Option vests 25% on March 14, 2018 and 6.25% quarterly thereafter until fully vested.

Read SEC document
March 21, 2017 Filed Jun 8, 2017 16:33 UTC
Petry HaraldChief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,422 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0001209191-17-038555 · doc4.xml · derivative · entry 3

Petry Harald · CIK 0001693830 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,230

Underlying: Ordinary Shares · 25,422 shares

Expires 2022-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Stock Option was exercised at a price of 3.07 Euros per share. The conversion from Euro to U.S. dollars ($) applied the exchange rate of 1.0737 Euros to U.S. dollars as of the exercise date (the "Exchange Rate").

F4 · derivative.exercise_date: The Stock Option vested in full on February 6, 2014.

Read SEC document
March 21, 2017 Filed Jun 8, 2017 16:33 UTC
Petry HaraldChief Scientific Officer
SaleOrdinary Shares 25,422 $6.03 $153,289.58
Disclosure

SEC source: 0001209191-17-038555 · doc4.xml · nonDerivative · entry 2

Petry Harald · CIK 0001693830 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.

F3 · price: The shares were sold at a price of 5.6159 Euros per share. The conversion from Euro to U.S. dollars applied the Exchange Rate.

Read SEC document
March 21, 2017 Filed Jun 8, 2017 16:33 UTC
Petry HaraldChief Scientific Officer
Exercise / conversionOrdinary Shares 25,422 $3.30 $83,798.54
Disclosure

SEC source: 0001209191-17-038555 · doc4.xml · nonDerivative · entry 1

Petry Harald · CIK 0001693830 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Stock Option was exercised at a price of 3.07 Euros per share. The conversion from Euro to U.S. dollars ($) applied the exchange rate of 1.0737 Euros to U.S. dollars as of the exercise date (the "Exchange Rate").

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:26 UTC
Garen JonathanChief Business Officer
GrantPerformance Share Unit · Derivative 43,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003723 · doc1.xml · derivative · entry 2

Garen Jonathan · CIK 0001693817 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Underlying: Ordinary Shares · 43,250 shares

Expires not disclosed

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:26 UTC
Garen JonathanChief Business Officer
GrantStock Option (Right to Buy) · Derivative 43,250 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003723 · doc1.xml · derivative · entry 1

Garen Jonathan · CIK 0001693817 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Underlying: Ordinary Shares · 43,250 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:02 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003702 · doc1.xml · derivative · entry 2

SCHAFFER DAVID · CIK 0001692929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Ordinary Shares · 11,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Unit vests 100% on January 27, 2018.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vests.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:02 UTC GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003702 · doc1.xml · derivative · entry 1

SCHAFFER DAVID · CIK 0001692929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Ordinary Shares · 11,000 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 100% on January 27, 2018.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:20 UTC
Meyer ChristianChief Medical Officer
GrantPreformance Share Unit · Derivative 43,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003712 · doc1.xml · derivative · entry 2

Meyer Christian · CIK 0001693826 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,250

Underlying: Ordinary Shares · 43,250 shares

Expires not disclosed

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:20 UTC
Meyer ChristianChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 43,250 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003712 · doc1.xml · derivative · entry 1

Meyer Christian · CIK 0001693826 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Underlying: Ordinary Shares · 43,250 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:22 UTC
Petry HaraldChief Scientific Officer
GrantPerformance Share Unit · Derivative 43,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003715 · doc1.xml · derivative · entry 2

Petry Harald · CIK 0001693830 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,250

Underlying: Ordinary Shares · 43,250 shares

Expires not disclosed

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:22 UTC
Petry HaraldChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 43,250 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003715 · doc1.xml · derivative · entry 1

Petry Harald · CIK 0001693830 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Underlying: Ordinary Shares · 43,250 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:28 UTC
Keson-Brookes MaikenGeneral Counsel
GrantPerformance Share Unit · Derivative 43,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003727 · doc1.xml · derivative · entry 2

Keson-Brookes Maiken · CIK 0001693805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Underlying: Ordinary Shares · 43,250 shares

Expires not disclosed

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:28 UTC
Keson-Brookes MaikenGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 43,250 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003727 · doc1.xml · derivative · entry 1

Keson-Brookes Maiken · CIK 0001693805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Underlying: Ordinary Shares · 43,250 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:03 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003704 · doc1.xml · derivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Ordinary Shares · 11,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Unit vests 100% on January 27, 2018.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vests.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:03 UTC GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003704 · doc1.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Ordinary Shares · 11,000 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 100% on January 27, 2018.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:00 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003699 · doc1.xml · derivative · entry 2

Lewis William · CIK 0001402051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Ordinary Shares · 11,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Unit vests 100% on January 27, 2018.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vests.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:00 UTC GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003699 · doc1.xml · derivative · entry 1

Lewis William · CIK 0001402051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Ordinary Shares · 11,000 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 100% on January 27, 2018.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:56 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003695 · doc1.xml · derivative · entry 2

Astley-Sparke Philip · CIK 0001376491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Unit vests 100% on January 27, 2018.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vests.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:56 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003695 · doc1.xml · derivative · entry 1

Astley-Sparke Philip · CIK 0001376491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Ordinary Shares · 25,000 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 100% on January 27, 2018.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:57 UTC
Kaye JackDirector
GrantRestricted Stock Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003697 · doc1.xml · derivative · entry 2

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Ordinary Shares · 11,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Unit vests 100% on January 27, 2018.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vests.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:57 UTC
Kaye JackDirector
GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003697 · doc1.xml · derivative · entry 1

Kaye Jack · CIK 0001376099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Ordinary Shares · 11,000 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 100% on January 27, 2018.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:19 UTC
Kapusta Matthew CDirector · CEO, CFO, Managing Director
GrantPerformance Share Units · Derivative 162,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003709 · doc1.xml · derivative · entry 1

Kapusta Matthew C · CIK 0001536290 · Director · CEO, CFO, Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,124

Underlying: Ordinary Shares · 162,500 shares

Expires not disclosed

F1 · derivative.exercise_date: Performance Shares Units of a maximum of 162,500 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F2 · derivative.expiration_date: Expiration date is not applicable.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:25 UTC
Cantor Maria ESVP, Investor Relations · SVP, Investor Communications
GrantPreformance Share Unit · Derivative 43,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003720 · doc1.xml · derivative · entry 2

Cantor Maria E · CIK 0001542768 · SVP, Investor Relations · SVP, Investor Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Underlying: Ordinary Shares · 43,250 shares

Expires not disclosed

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:25 UTC
Cantor Maria ESVP, Investor Relations · SVP, Investor Communications
GrantStock Option (Right to Buy) · Derivative 43,250 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003720 · doc1.xml · derivative · entry 1

Cantor Maria E · CIK 0001542768 · SVP, Investor Relations · SVP, Investor Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Underlying: Ordinary Shares · 43,250 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:17 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003707 · doc1.xml · derivative · entry 2

van Deventer Sander · CIK 0001543084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner

Disclosed balance after: 16,000

Underlying: Ordinary Shares · 11,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Unit vests 100% on January 27, 2018.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vests.

F4 · ownership.nature: Under Mr. van Deventer's employment agreement with Forbion Capital Partners, he is required to transfer the Restricted Stock Units and stock options to Forbion Capital Partners. As a managing partner of Forbion Capital Partners, Mr. van Deventer has a partial beneficial interest in the Restricted Stock Units and stock options transferred to Forbion Capital Partners. Mr. van Deventer disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 15:17 UTC GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003707 · doc1.xml · derivative · entry 1

van Deventer Sander · CIK 0001543084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner

Disclosed balance after: 11,000

Underlying: Ordinary Shares · 11,000 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 100% on January 27, 2018.

F4 · ownership.nature: Under Mr. van Deventer's employment agreement with Forbion Capital Partners, he is required to transfer the Restricted Stock Units and stock options to Forbion Capital Partners. As a managing partner of Forbion Capital Partners, Mr. van Deventer has a partial beneficial interest in the Restricted Stock Units and stock options transferred to Forbion Capital Partners. Mr. van Deventer disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:23 UTC
Firuta Paul EChief Commercial Officer
GrantPreformance Share Unit · Derivative 43,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003717 · doc1.xml · derivative · entry 2

Firuta Paul E · CIK 0001602727 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Underlying: Ordinary Shares · 43,250 shares

Expires not disclosed

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 20:23 UTC
Firuta Paul EChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 43,250 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-003717 · doc1.xml · derivative · entry 1

Firuta Paul E · CIK 0001602727 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Underlying: Ordinary Shares · 43,250 shares

Expires 2027-01-27

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 17:05 UTC Amendment
Garen JonathanChief Business Officer
GrantPerformance Share Unit · Derivative 43,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008378 · doc1.xml · derivative · entry 2

Garen Jonathan · CIK 0001693817 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Underlying: Ordinary Shares · 43,500 shares

Expires not disclosed

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 17:05 UTC Amendment
Garen JonathanChief Business Officer
GrantStock Option (Right to Buy) · Derivative 43,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-008378 · doc1.xml · derivative · entry 1

Garen Jonathan · CIK 0001693817 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Ordinary Shares · 43,000 shares

Expires 2027-01-27

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 17:07 UTC Amendment
Meyer ChristianChief Medical Officer
GrantPreformance Share Unit · Derivative 43,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008384 · doc1.xml · derivative · entry 2

Meyer Christian · CIK 0001693826 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Underlying: Ordinary Shares · 43,500 shares

Expires not disclosed

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

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January 27, 2017 Filed Feb 21, 2017 17:07 UTC Amendment
Meyer ChristianChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 43,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-008384 · doc1.xml · derivative · entry 1

Meyer Christian · CIK 0001693826 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Ordinary Shares · 43,000 shares

Expires 2027-01-27

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 17:08 UTC Amendment
Petry HaraldChief Scientific Officer
GrantPerformance Share Unit · Derivative 43,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008385 · doc1.xml · derivative · entry 2

Petry Harald · CIK 0001693830 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Underlying: Ordinary Shares · 43,500 shares

Expires not disclosed

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 17:08 UTC Amendment
Petry HaraldChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 43,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-008385 · doc1.xml · derivative · entry 1

Petry Harald · CIK 0001693830 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Ordinary Shares · 43,000 shares

Expires 2027-01-27

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 17:06 UTC Amendment
Keson-Brookes MaikenGeneral Counsel
GrantPerformance Share Unit · Derivative 43,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008381 · doc1.xml · derivative · entry 2

Keson-Brookes Maiken · CIK 0001693805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Underlying: Ordinary Shares · 43,500 shares

Expires not disclosed

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 17:06 UTC Amendment
Keson-Brookes MaikenGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 43,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-008381 · doc1.xml · derivative · entry 1

Keson-Brookes Maiken · CIK 0001693805 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Ordinary Shares · 43,000 shares

Expires 2027-01-27

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 17:03 UTC Amendment
Cantor Maria ESVP, Investor Relations · SVP, Investor Communications
GrantPreformance Share Unit · Derivative 43,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008374 · doc1.xml · derivative · entry 2

Cantor Maria E · CIK 0001542768 · SVP, Investor Relations · SVP, Investor Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Underlying: Ordinary Shares · 43,500 shares

Expires not disclosed

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 17:03 UTC Amendment
Cantor Maria ESVP, Investor Relations · SVP, Investor Communications
GrantStock Option (Right to Buy) · Derivative 43,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-008374 · doc1.xml · derivative · entry 1

Cantor Maria E · CIK 0001542768 · SVP, Investor Relations · SVP, Investor Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Ordinary Shares · 43,000 shares

Expires 2027-01-27

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 22:04 UTC Amendment
Firuta Paul EChief Commercial Officer
GrantPreformance Share Unit · Derivative 43,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008376 · doc1.xml · derivative · entry 2

Firuta Paul E · CIK 0001602727 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Underlying: Ordinary Shares · 43,500 shares

Expires not disclosed

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F2 · derivative.exercise_date: Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F3 · derivative.expiration_date: Expiration date is not applicable.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Feb 21, 2017 22:04 UTC Amendment
Firuta Paul EChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 43,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0001140361-17-008376 · doc1.xml · derivative · entry 1

Firuta Paul E · CIK 0001602727 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Ordinary Shares · 43,000 shares

Expires 2027-01-27

F4 · shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F1 · derivative.exercise_date: The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.

F4 · derivative.underlying_shares: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

F4 · balance_after: Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.

Read SEC document
January 27, 2017 Filed Mar 3, 2017 16:25 UTC
Kapusta Matthew CDirector · CEO, CFO, Managing Director
GrantPerformance Share Units · Derivative 162,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010423 · doc1.xml · derivative · entry 1

Kapusta Matthew C · CIK 0001536290 · Director · CEO, CFO, Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,124

Underlying: Ordinary Shares · 162,500 shares

Expires not disclosed

F1 · derivative.exercise_date: Performance Shares Units of a maximum of 162,500 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.

F2 · derivative.expiration_date: Expiration date is not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.