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QUAD

Quad/Graphics, Inc.

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5435
SEC CIK
0001481792
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410

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2020 Filed Jan 3, 2020 17:49 UTC
Frankowski Thomas JChief Operating Officer
GrantClass A Common Stock 99,207 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000837 · form4.xml · nonDerivative · entry 1

Frankowski Thomas J · CIK 0001495596 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,402

F1 · shares: Includes 99,207 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2023.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 17:51 UTC
Honan David JEVP & CFO
GrantClass A Common Stock 56,690 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000839 · form4.xml · nonDerivative · entry 1

Honan David J · CIK 0001495588 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,820

F1 · shares: Includes 56,690 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2023.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 17:53 UTC
Jaeger Steven DChief Information Officer
GrantClass A Common Stock 17,007 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000841 · form4.xml · nonDerivative · entry 1

Jaeger Steven D · CIK 0001495616 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,204

F1 · shares: Includes 17,007 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2023.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:11 UTC GrantClass A Common Stock 25,511 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000862 · form4.xml · nonDerivative · entry 1

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,184

F1 · shares: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F1 · balance_after: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 986 additional deferred stock units resulting from payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.

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January 01, 2020 Filed Jan 3, 2020 18:01 UTC
Quadracci J JoelDirector · Chairman, Pres & CEO
GrantClass A Common Stock 238,096 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000852 · form4.xml · nonDerivative · entry 1

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308,425

F1 · shares: Includes 238,096 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2023.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:07 UTC GrantClass A Common Stock 25,511 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000857 · form4.xml · nonDerivative · entry 1

Buth Douglas P · CIK 0001495364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,646

F1 · shares: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F1 · balance_after: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 8,229 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying the previously granted deferred stock units.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:20 UTC GrantClass A Common Stock 25,511 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000883 · form4.xml · nonDerivative · entry 1

Flores Kathryn Quadracci · CIK 0001595041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,253

F1 · shares: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F1 · balance_after: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 1,820 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying the previously granted deferred stock units.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:23 UTC GrantClass A Common Stock 25,511 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000888 · form4.xml · nonDerivative · entry 1

Rothman Jay O. · CIK 0001705018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,316

F1 · shares: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F1 · balance_after: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 1,821 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying the previously granted deferred stock units.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:16 UTC GrantClass A Common Stock 25,511 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000870 · form4.xml · nonDerivative · entry 1

Harned Christopher B · CIK 0001309337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,340

F1 · shares: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F1 · balance_after: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 1,786 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying the previously granted deferred stock units.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:13 UTC GrantClass A Common Stock 25,511 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000867 · form4.xml · nonDerivative · entry 1

Fuller Stephen M. · CIK 0001680917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,967

F1 · shares: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F1 · balance_after: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 1,940 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying the previously granted deferred stock units.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:55 UTC
Kent Jennifer J.EVP of Admin. & Gen. Counsel
GrantClass A Common Stock 48,186 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000844 · form4.xml · nonDerivative · entry 1

Kent Jennifer J. · CIK 0001595040 · EVP of Admin. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,315

F1 · shares: Includes 48,186 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2023.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:47 UTC
BAUER ANNE MChief Accounting Officer
GrantClass A Common Stock 4,252 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000835 · form4.xml · nonDerivative · entry 1

BAUER ANNE M · CIK 0001235538 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,244

F1 · shares: Includes 4,252 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2023.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:41 UTC
ASHWORTH ERIC NExecutive Vice President*
GrantClass A Common Stock 34,014 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000833 · form4.xml · nonDerivative · entry 1

ASHWORTH ERIC N · CIK 0001552972 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,359

F1 · shares: Includes 34,014 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2023.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 12:01 UTC
Frankowski Thomas JChief Operating Officer
PurchaseClass A Common Stock 11,000 $4.30 $47,261.50
Disclosure

SEC source: 0001127602-19-033794 · form4.xml · nonDerivative · entry 1

Frankowski Thomas J · CIK 0001495596 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,195

F1 · price: Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $4.27 to $4.315. The Reporting Person undertakes to provide the Company, any shareholders of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Total includes 275,181 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

F3 · balance_after: Total adjusted by 19,383 shares that were transferred on 3/17/2011 to Reporting Person's ex-spouse, pursuant to a divorce decree.

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November 11, 2019 Filed Nov 12, 2019 09:33 UTC
Vanderboom Kelly AEVP & Treasurer
PurchaseClass A Common Stock 18,287 $4.22 $77,238.80
Disclosure

SEC source: 0001127602-19-032427 · form4.xml · nonDerivative · entry 2

Vanderboom Kelly A · CIK 0001495576 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,110

F1 · price: Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $4.205 to $4.25. The reporting person undertakes to provide to the Company, any shareholder of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 09:33 UTC
Vanderboom Kelly AEVP & Treasurer
PurchaseClass A Common Stock 1,713 $4.25 $7,280.25
Disclosure

SEC source: 0001127602-19-032427 · form4.xml · nonDerivative · entry 1

Vanderboom Kelly A · CIK 0001495576 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,823

Read SEC document
November 06, 2019 Filed Nov 8, 2019 20:13 UTC PurchaseClass A Common Stock 4,350 $4.14 $18,004.65
Disclosure

SEC source: 0001127602-19-032310 · form4.xml · nonDerivative · entry 1

Harned Christopher B · CIK 0001309337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,043

F1 · price: Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $4.125 to $4.16. The reporting person undertakes to provide to the Company, any shareholder of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 4,860 additional deferred stock units, resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 12:40 UTC
Honan David JEVP & CFO
PurchaseClass A Common Stock 10,000 $4.58 $45,830.00
Disclosure

SEC source: 0001127602-19-031998 · form4.xml · nonDerivative · entry 1

Honan David J · CIK 0001495588 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,130

F1 · price: Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $4.535 to $4.61. The reporting person undertakes to provide to the Company, any shareholders of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Total includes 162,748 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 17:38 UTC
Kent Jennifer J.EVP of Admin. & Gen. Counsel
PurchaseClass A Common Stock 10,000 $4.57 $45,651.00
Disclosure

SEC source: 0001127602-19-031997 · form4.xml · nonDerivative · entry 1

Kent Jennifer J. · CIK 0001595040 · EVP of Admin. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,129

F1 · price: Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $4.54 to $4.58. The reporting person undertakes to provide to the Company, any shareholder of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Total includes 133,523 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:33 UTC SaleClass A Common Stock 4,974 $10.67 $53,082.53
Disclosure

SEC source: 0001127602-19-026414 · form4.xml · nonDerivative · entry 1

Flores Kathryn Quadracci · CIK 0001595041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,922

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $10.67 to $10.68. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F2 · balance_after: Includes 23,241 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the settlement date or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F3 · balance_after: Includes 1,661 additional deferred stock units resulting from payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 22:40 UTC SaleClass A Common Stock 7,900 $11.10 $87,710.54
Disclosure

SEC source: 0001127602-19-026192 · form4.xml · nonDerivative · entry 2

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,687

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $11.00 to $11.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F3 · balance_after: Includes 13,978 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of the two-year anniversary of the grant or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F4 · balance_after: Includes 835 additional deferred stock units resulting from payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:40 UTC SaleClass A Common Stock 2,100 $11.53 $24,213.00
Disclosure

SEC source: 0001127602-19-026192 · form4.xml · nonDerivative · entry 1

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,587

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $11.50 to $11.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
May 31, 2019 Filed Aug 12, 2019 20:33 UTC OtherClass B Common Stock · Derivative 156 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-026414 · form4.xml · derivative · entry 6

Flores Kathryn Quadracci · CIK 0001595041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 156 shares

Expires not disclosed

F4 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

Read SEC document
March 05, 2019 Filed Mar 8, 2019 00:07 UTC
ASHWORTH ERIC NExecutive Vice President*
SaleClass A Common Stock 15,000 $13.14 $197,062.50
Disclosure

SEC source: 0001127602-19-010466 · form4.xml · nonDerivative · entry 1

ASHWORTH ERIC N · CIK 0001552972 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,345

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $12.98 to $13.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:33 UTC
Vanderboom Kelly AEVP & Treasurer
Tax withholdingClass A Common Stock 14,243 $14.59 $207,805.37
Disclosure

SEC source: 0000899243-19-006152 · doc4.xml · nonDerivative · entry 1

Vanderboom Kelly A · CIK 0001495576 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,110

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:36 UTC
Frankowski Thomas JChief Operating Officer
Tax withholdingClass A Common Stock 31,986 $14.59 $466,675.74
Disclosure

SEC source: 0000899243-19-006158 · doc4.xml · nonDerivative · entry 1

Frankowski Thomas J · CIK 0001495596 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,578

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:51 UTC
Honan David JEVP & CFO
Tax withholdingClass A Common Stock 33,114 $14.59 $483,133.26
Disclosure

SEC source: 0000899243-19-006176 · doc4.xml · nonDerivative · entry 1

Honan David J · CIK 0001495588 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,130

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:22 UTC
Jaeger Steven DChief Information Officer
Tax withholdingClass A Common Stock 9,628 $14.59 $140,472.52
Disclosure

SEC source: 0000899243-19-006134 · doc4.xml · nonDerivative · entry 1

Jaeger Steven D · CIK 0001495616 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,197

F1 · shares: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:27 UTC
Quadracci J JoelDirector · Chairman, Pres & CEO
Tax withholdingClass A Common Stock 141,000 $14.59 $2,057,190.00
Disclosure

SEC source: 0000899243-19-006142 · doc4.xml · nonDerivative · entry 1

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,717

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:24 UTC
Kent Jennifer J.EVP of Admin. & Gen. Counsel
Tax withholdingClass A Common Stock 28,394 $14.59 $414,268.46
Disclosure

SEC source: 0000899243-19-006139 · doc4.xml · nonDerivative · entry 1

Kent Jennifer J. · CIK 0001595040 · EVP of Admin. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,129

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:20 UTC
BAUER ANNE MChief Accounting Officer
Tax withholdingClass A Common Stock 931 $14.59 $13,583.29
Disclosure

SEC source: 0000899243-19-006133 · doc4.xml · nonDerivative · entry 1

BAUER ANNE M · CIK 0001235538 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,992

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:13 UTC
ASHWORTH ERIC NExecutive Vice President*
Tax withholdingClass A Common Stock 11,682 $14.59 $170,440.38
Disclosure

SEC source: 0000899243-19-006207 · doc4.xml · nonDerivative · entry 1

ASHWORTH ERIC N · CIK 0001552972 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,345

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:13 UTC
Badura ReneeExecutive VP - Sales
Tax withholdingClass A Common Stock 14,474 $14.59 $211,175.66
Disclosure

SEC source: 0000899243-19-006123 · doc4.xml · nonDerivative · entry 1

Badura Renee · CIK 0001647723 · Executive VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,421

F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.

Read SEC document
January 08, 2019 Filed Aug 6, 2019 22:40 UTC GiftClass B Common Stock · Derivative 482 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-026192 · form4.xml · derivative · entry 5

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee - KMF Tr

Disclosed balance after: 7,087

Underlying: Class A Common Stock · 482 shares

Expires not disclosed

F5 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F5 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F5 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F8 · ownership.nature: As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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January 08, 2019 Filed Aug 6, 2019 22:40 UTC GiftClass B Common Stock · Derivative 482 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-026192 · form4.xml · derivative · entry 4

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee - IMF Tr

Disclosed balance after: 7,087

Underlying: Class A Common Stock · 482 shares

Expires not disclosed

F5 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F5 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F5 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F7 · ownership.nature: As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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January 08, 2019 Filed Aug 6, 2019 22:40 UTC GiftClass B Common Stock · Derivative 481 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-026192 · form4.xml · derivative · entry 3

Fowler John C · CIK 0001495362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee - HVF Tr

Disclosed balance after: 7,086

Underlying: Class A Common Stock · 481 shares

Expires not disclosed

F5 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F5 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F5 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F6 · ownership.nature: As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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January 08, 2019 Filed Aug 12, 2019 20:33 UTC GiftClass B Common Stock · Derivative 1,445 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-026414 · form4.xml · derivative · entry 5

Flores Kathryn Quadracci · CIK 0001595041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156

Underlying: Class A Common Stock · 1,445 shares

Expires not disclosed

F4 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

F4 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.

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January 01, 2019 Filed Jan 3, 2019 21:46 UTC
Vanderboom Kelly AEVP & Treasurer
GrantClass A Common Stock 48,310 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-000389 · doc4.xml · nonDerivative · entry 1

Vanderboom Kelly A · CIK 0001495576 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,353

F1 · shares: Includes 48,310 shares of restricted stock granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will vest on March 1, 2022.

F1 · balance_after: Includes 48,310 shares of restricted stock granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will vest on March 1, 2022.

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January 01, 2019 Filed Jan 3, 2019 21:11 UTC
Frankowski Thomas JChief Operating Officer
GrantClass A Common Stock 140,902 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001010 · form4.xml · nonDerivative · entry 1

Frankowski Thomas J · CIK 0001495596 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,564

F1 · shares: Includes 140,902 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

F1 · balance_after: Includes 140,902 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

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January 01, 2019 Filed Jan 3, 2019 21:22 UTC
Honan David JEVP & CFO
GrantClass A Common Stock 80,516 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001015 · form4.xml · nonDerivative · entry 1

Honan David J · CIK 0001495588 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,244

F1 · shares: Includes 80,516 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

F1 · balance_after: Includes 80,516 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

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January 01, 2019 Filed Jan 3, 2019 21:19 UTC
Jaeger Steven DChief Information Officer
GrantClass A Common Stock 24,155 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001014 · form4.xml · nonDerivative · entry 1

Jaeger Steven D · CIK 0001495616 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,825

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January 01, 2019 Filed Jan 4, 2019 02:39 UTC GrantClass A Common Stock 9,058 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001019 · form4.xml · nonDerivative · entry 1

Buth Douglas P · CIK 0001495364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,906

F1 · shares: Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F1 · balance_after: Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 3,256 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.

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January 01, 2019 Filed Jan 4, 2019 02:48 UTC GrantClass A Common Stock 9,058 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001022 · form4.xml · nonDerivative · entry 1

Fuller Stephen M. · CIK 0001680917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,516

F1 · shares: Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F1 · balance_after: Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 479 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.

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January 01, 2019 Filed Jan 4, 2019 02:45 UTC
Kent Jennifer J.EVP of Admin. & Gen. Counsel
GrantClass A Common Stock 68,439 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-000386 · doc4.xml · nonDerivative · entry 1

Kent Jennifer J. · CIK 0001595040 · EVP of Admin. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,523

F1 · shares: Includes 68,439 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

F1 · balance_after: Includes 68,439 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

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January 01, 2019 Filed Jan 4, 2019 02:20 UTC
ASHWORTH ERIC NExecutive Vice President*
GrantClass A Common Stock 48,310 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-000358 · doc4.xml · nonDerivative · entry 1

ASHWORTH ERIC N · CIK 0001552972 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,027

F1 · shares: Includes 48,310 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

F1 · balance_after: Includes 48,310 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

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January 01, 2019 Filed Jan 4, 2019 02:02 UTC
BAUER ANNE MChief Accounting Officer
GrantClass A Common Stock 6,039 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001008 · form4.xml · nonDerivative · entry 1

BAUER ANNE M · CIK 0001235538 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,923

F1 · shares: Includes 6,039 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

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January 01, 2019 Filed Jan 4, 2019 01:55 UTC
Badura ReneeExecutive VP - Sales
GrantClass A Common Stock 24,155 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001006 · form4.xml · nonDerivative · entry 1

Badura Renee · CIK 0001647723 · Executive VP - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,895

F1 · shares: Includes 24,155 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

F1 · balance_after: Includes 24,155 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

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January 01, 2019 Filed Jan 4, 2019 10:46 UTC GrantClass A Common Stock 9,058 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001054 · form4.xml · nonDerivative · entry 1

SHIELY JOHN S · CIK 0001093033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,962

F1 · shares: Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F1 · balance_after: Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 3,484 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.

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January 01, 2019 Filed Jan 4, 2019 10:21 UTC GrantClass A Common Stock 9,058 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001039 · form4.xml · nonDerivative · entry 1

ANGELSON MARK A · CIK 0001164474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,434

F1 · shares: Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F1 · balance_after: Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.

F2 · balance_after: Includes 1,376 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.

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January 01, 2019 Filed Jan 4, 2019 10:59 UTC
Quadracci J JoelDirector · Chairman, Pres. & CEO
GrantClass A Common Stock 338,165 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-001079 · form4.xml · nonDerivative · entry 5

Quadracci J Joel · CIK 0001495363 · Director · Chairman, Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227,717

F2 · shares: Includes 338,165 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

F2 · balance_after: Includes 338,165 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.