Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Quad/Graphics, Inc.QUAD · Entity 5435 | Director | July 31, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Quad/Graphics, Inc.
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 245,104 |
Reported balance
After 2026-07-31 transaction · row 1
1 source rowRow 1 · 2026-07-31 · Disposition to issuer · Disposed 26,000 · Balance 245,104 F1: The price in column 4 is a weighted average price. The prices actually received ranged from $9.61 to $10.02 per share. The reporting person has provided the issuer, and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4, utilizing an average weighted price. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectAs Trustee - HVF Tr | 7,086 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 7,086 F2: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F3: As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectAs Trustee - IMF Tr | 7,087 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 7,087 F2: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F4: As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectAs Trustee - KMF Tr | 7,087 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,087 F2: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F5: As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectAs Trustee - KQF Descen | 156 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 156 F2: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F6: As Trustee for the KQF 2019 Descendants' Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in column 4 is a weighted average price. The prices actually received ranged from $9.61 to $10.02 per share. The reporting person has provided the issuer, and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4, utilizing an average weighted price.
F2: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F3: As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F5: As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F6: As Trustee for the KQF 2019 Descendants' Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2026 Filed Aug 4, 2026 10:08 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Disposition to issuerClass A Common Stock | 26,000 | $9.86 | $256,360.00 |
DisclosureSEC source: 0001481792-26-000138 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,104 F1 · price: The price in column 4 is a weighted average price. The prices actually received ranged from $9.61 to $10.02 per share. The reporting person has provided the issuer, and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4, utilizing an average weighted price. Read SEC document |
| May 20, 2026 Filed May 22, 2026 12:32 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 19,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001481792-26-000112 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,220 F1 · balance_after: Includes 9,952 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted. F2 · balance_after: Includes 19,178 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2020 Omnibus Incentive Plan that will be delivered to the reporting person on May 20, 2028 unless deferred by the reporting person, or on separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend payable date. Read SEC document |
| May 21, 2025 Filed May 23, 2025 16:15 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 22,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015418 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,090 F1 · balance_after: Includes 22,004 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2020 Omnibus Incentive Plan that will be delivered to the reporting person on May 21, 2027 unless deferred by the reporting person, or on separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend payable date. F2 · balance_after: Includes 6,514 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted. Read SEC document |
| May 22, 2024 Filed May 24, 2024 19:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016544 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,572 F1 · shares: Includes 25,000 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2020 Omnibus Incentive Plan that will be delivered to the reporting person on May 22, 2026 unless deferred by the reporting person, or on separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend payable date. F1 · balance_after: Includes 25,000 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2020 Omnibus Incentive Plan that will be delivered to the reporting person on May 22, 2026 unless deferred by the reporting person, or on separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend payable date. F2 · balance_after: Includes 1,293 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted. Read SEC document |
| May 22, 2023 Filed May 24, 2023 13:20 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 36,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-016657 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,279 F1 · balance_after: Includes 131,211 shares attributable to deferred stock units and dividend equivalents. The deferred stock units were granted under the Quad/Graphics, Inc. 2010 and 2020 Omnibus Incentive Plans. Read SEC document |
| May 23, 2022 Filed May 25, 2022 17:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 23,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015577 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,674 F1 · balance_after: Includes 94,606 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 and 2020 Omnibus Incentive Plans. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:23 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 27,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000532 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,220 F1 · balance_after: Includes 71,152 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 and 2020 Omnibus Incentive Plans. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 21:29 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Disposition to issuerClass A Common Stock | 41,500 | $3.45 | $143,253.85 |
DisclosureSEC source: 0001127602-20-023846 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,518 F1 · price: The price in column 4 is a weighted average price. The prices actually received ranged from $3.42 to $3.67 per share. The reporting person has provided the issuer, and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4, utilizing an average weighted price. F2 · balance_after: Includes 43,450 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan. Any dividend or other distribution paid with respect to Class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of Class A common stock on any such dividend date. F3 · balance_after: Includes 1,834 additional deferred stock units resulting from payment of dividends on the Class A common stock underlying deferred stock units previously granted. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:11 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 25,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000862 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,184 F1 · shares: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. F1 · balance_after: Includes 25,511 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2022 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. F2 · balance_after: Includes 986 additional deferred stock units resulting from payment of dividends on the Class A Common Stock underlying deferred stock units previously granted. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 22:40 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 7,900 | $11.10 | $87,710.54 |
DisclosureSEC source: 0001127602-19-026192 · form4.xml · nonDerivative · entry 2 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,687 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $11.00 to $11.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F3 · balance_after: Includes 13,978 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of the two-year anniversary of the grant or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. F4 · balance_after: Includes 835 additional deferred stock units resulting from payment of dividends on the Class A Common Stock underlying deferred stock units previously granted. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 22:40 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 2,100 | $11.53 | $24,213.00 |
DisclosureSEC source: 0001127602-19-026192 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,587 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $11.50 to $11.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| January 08, 2019 Filed Aug 6, 2019 22:40 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GiftClass B Common Stock · Derivative | 482 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026192 · form4.xml · derivative · entry 5 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee - KMF Tr Disclosed balance after: 7,087 Underlying: Class A Common Stock · 482 shares Expires not disclosed F5 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F5 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F5 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F8 · ownership.nature: As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 08, 2019 Filed Aug 6, 2019 22:40 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GiftClass B Common Stock · Derivative | 482 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026192 · form4.xml · derivative · entry 4 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee - IMF Tr Disclosed balance after: 7,087 Underlying: Class A Common Stock · 482 shares Expires not disclosed F5 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F5 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F5 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F7 · ownership.nature: As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 08, 2019 Filed Aug 6, 2019 22:40 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GiftClass B Common Stock · Derivative | 481 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026192 · form4.xml · derivative · entry 3 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee - HVF Tr Disclosed balance after: 7,086 Underlying: Class A Common Stock · 481 shares Expires not disclosed F5 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F5 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F5 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F6 · ownership.nature: As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 01, 2019 Filed Jan 4, 2019 22:04 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 9,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001360 · form4.xml · nonDerivative · entry 5 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,878 F2 · shares: Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. F2 · balance_after: Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. F3 · balance_after: Includes 175 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:01 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 10,000 | $24.01 | $240,095.00 |
DisclosureSEC source: 0001127602-18-024614 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,645 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $24.00 to $24.095. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:49 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Tax withholdingClass A Common Stock | 67,285 | $20.83 | $1,401,546.55 |
DisclosureSEC source: 0001127602-18-022714 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,645 F1 · balance_after: Includes 131 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001140361-18-010609 · doc1.xml · derivative · entry 8 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,000 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,500 | $0.00 Strike: $19.12 | $0.00 |
DisclosureSEC source: 0001140361-18-010609 · doc1.xml · derivative · entry 6 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,500 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 5,800 | $29.98 | $173,903.14 |
DisclosureSEC source: 0001140361-18-010609 · doc1.xml · nonDerivative · entry 4 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,799 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $29.88 to $30.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 9,700 | $29.51 | $286,250.88 |
DisclosureSEC source: 0001140361-18-010609 · doc1.xml · nonDerivative · entry 3 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,599 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $29.005 to $29.87. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 6,500 | $19.12 | $124,280.00 |
DisclosureSEC source: 0001140361-18-010609 · doc1.xml · nonDerivative · entry 2 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 9,000 | $16.62 | $149,580.00 |
DisclosureSEC source: 0001140361-18-010609 · doc1.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 28, 2018 00:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GiftClass B Common Stock · Derivative | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010609 · doc1.xml · derivative · entry 12 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - IMF Tr Disclosed balance after: 1,125 Underlying: Class A Common Stock · 1,125 shares Expires not disclosed F4 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F4 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F4 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F10 · ownership.nature: As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2018 Filed Feb 28, 2018 00:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GiftClass B Common Stock · Derivative | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010609 · doc1.xml · derivative · entry 11 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - KMF Tr Disclosed balance after: 1,125 Underlying: Class A Common Stock · 1,125 shares Expires not disclosed F4 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F4 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F4 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F9 · ownership.nature: As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2018 Filed Feb 28, 2018 00:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GiftClass B Common Stock · Derivative | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010609 · doc1.xml · derivative · entry 10 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HVF Tr Disclosed balance after: 1,125 Underlying: Class A Common Stock · 1,125 shares Expires not disclosed F4 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F4 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F4 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F8 · ownership.nature: As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 01, 2018 Filed Jan 4, 2018 01:26 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 4,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000601 · doc1.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,799 F1 · shares: Includes 4,920 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2020 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. Read SEC document |
| November 29, 2017 Filed Jan 4, 2019 22:04 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 22,225 | $21.86 | $485,920.73 |
DisclosureSEC source: 0001127602-19-001360 · form4.xml · nonDerivative · entry 4 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee - HRQ 2010 Tr Disclosed balance after: 0 F1 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 28, 2017 Filed Jan 4, 2019 22:04 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 24,039 | $21.88 | $525,913.22 |
DisclosureSEC source: 0001127602-19-001360 · form4.xml · nonDerivative · entry 3 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee - HRQ 2010 Tr Disclosed balance after: 22,225 F1 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 24, 2017 Filed Jan 4, 2018 01:26 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GiftClass A Common Stock | 1,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000601 · doc1.xml · nonDerivative · entry 2 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| November 22, 2017 Filed Jan 4, 2019 22:04 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 56,569 | $21.83 | $1,234,737.22 |
DisclosureSEC source: 0001127602-19-001360 · form4.xml · nonDerivative · entry 2 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee - HRQ 2010 Tr Disclosed balance after: 46,264 F1 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 20, 2017 Filed Jan 4, 2019 22:04 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 10,908 | $21.77 | $237,421.35 |
DisclosureSEC source: 0001127602-19-001360 · form4.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee - HRQ 2010 Tr Disclosed balance after: 102,833 F1 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:41 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | ConversionClass B Common Stock · Derivative | 113,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043240 · doc1.xml · derivative · entry 4 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 0 Underlying: Class A Common Stock · 113,741 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. F1 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:41 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | ConversionClass A Common Stock | 113,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043240 · doc1.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr Disclosed balance after: 113,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:21 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 30,564 | $27.81 | $850,088.76 |
DisclosureSEC source: 0001140361-17-010619 · doc1.xml · nonDerivative · entry 2 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,879 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $27.71 to $27.98. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:21 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Tax withholdingClass A Common Stock | 13,296 | $27.15 | $360,986.40 |
DisclosureSEC source: 0001140361-17-010619 · doc1.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,443 F1 · kind: Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 02:37 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 38,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000580 · doc1.xml · nonDerivative · entry 1 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,739 F1 · shares: Includes 38,506 shares attributable to restricted stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will vest on March 1, 2020. F1 · balance_after: Includes 38,506 shares attributable to restricted stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will vest on March 1, 2020. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:41 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 73,353 | $27.00 | $1,980,883.09 |
DisclosureSEC source: 0001140361-16-090407 · doc1.xml · nonDerivative · entry 5 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 0 F1 · kind: These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.88 to $27.12. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:41 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 24,400 | $26.75 | $652,700.00 |
DisclosureSEC source: 0001140361-16-090407 · doc1.xml · nonDerivative · entry 4 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 73,353 F1 · kind: These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company. F3 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:41 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 600 | $26.75 | $16,050.00 |
DisclosureSEC source: 0001140361-16-090407 · doc1.xml · nonDerivative · entry 3 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 97,753 F1 · kind: These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company. F3 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 22:09 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 25,000 | $26.75 | $668,757.50 |
DisclosureSEC source: 0001140361-16-089559 · doc1.xml · nonDerivative · entry 7 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 98,353 F1 · kind: These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company. F6 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.75 to $26.77. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 22:09 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 15,600 | $26.25 | $409,500.00 |
DisclosureSEC source: 0001140361-16-089559 · doc1.xml · nonDerivative · entry 6 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 123,353 F1 · kind: These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company. F3 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 22:09 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 9,400 | $26.25 | $246,772.56 |
DisclosureSEC source: 0001140361-16-089559 · doc1.xml · nonDerivative · entry 5 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 138,953 F1 · kind: These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company. F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.25 to $26.265. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 22:09 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 25,000 | $26.37 | $659,335.00 |
DisclosureSEC source: 0001140361-16-089559 · doc1.xml · nonDerivative · entry 4 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 148,353 F1 · kind: These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.13 to $26.485. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 22:09 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 25,000 | $26.19 | $654,812.50 |
DisclosureSEC source: 0001140361-16-089559 · doc1.xml · nonDerivative · entry 3 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee - HRQ 2010 Tr. Disclosed balance after: 173,353 F1 · kind: These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.03 to $26.46. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F3 · ownership.nature: As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · derivative · entry 13 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Class A Common Stock · 9,000 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · derivative · entry 12 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Class A Common Stock · 9,000 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · derivative · entry 11 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Class A Common Stock · 9,000 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 9,000 | $28.51 | $256,579.20 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · nonDerivative · entry 6 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,233 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $28.50 to $28.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 00:28 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 9,000 | $16.62 | $149,580.00 |
DisclosureSEC source: 0001140361-16-088456 · doc1.xml · nonDerivative · entry 5 Fowler John C · CIK 0001495362 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.