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Nasdaq · USD

QSI

Quantum-Si Inc

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Tapewire entity
6440
SEC CIK
0001816431
Parsed reports
167

Last 12 months

Inside the activity.

2 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202628
Apr 202604
May 202600
Jun 202608
Jul 202600
Aug 202600
Sep 202606
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2024 Filed Aug 13, 2024 10:01 UTC PurchaseClass A Common Stock 138,900 $0.87 $120,926.34
Disclosure

SEC source: 0001140361-24-036919 · form4.xml · nonDerivative · entry 1

Kummeth Charles R. · CIK 0001534980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,900

F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $0.85 to $0.89 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 24, 2024 Filed Jun 25, 2024 23:18 UTC
Johnston GraceChief Commercial Officer
SaleClass A Common Stock 3,169 $1.20 $3,789.81
Disclosure

SEC source: 0001140361-24-031348 · form4.xml · nonDerivative · entry 2

Johnston Grace · CIK 0001958477 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,940

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 15, 2024. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.19 to $1.23 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 23:18 UTC
Johnston GraceChief Commercial Officer
SaleClass A Common Stock 4,359 $1.21 $5,262.18
Disclosure

SEC source: 0001140361-24-031348 · form4.xml · nonDerivative · entry 1

Johnston Grace · CIK 0001958477 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,109

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 15, 2024. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.17 to $1.30 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 07, 2024 Filed Jun 7, 2024 20:41 UTC GrantStock Option (Right to buy) · Derivative 113,281 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001140361-24-029298 · form4.xml · derivative · entry 1

Kummeth Charles R. · CIK 0001534980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-06-07

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Kummeth's continued service through the applicable vesting date.

Read SEC document
May 28, 2024 Filed May 30, 2024 20:47 UTC GrantStock Option (Right to buy) · Derivative 527,777 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0001140361-24-028148 · form4.xml · derivative · entry 1

Kummeth Charles R. · CIK 0001534980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,777

Underlying: Class A Common Stock · 527,777 shares

Expires 2034-05-28

F1 · derivative.exercise_date: The shares underlying this option vest in three equal annual installments beginning May 28, 2025, subject to Mr. Kummeth's continued service through the applicable vesting date.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:46 UTC
ROTHBERG JONATHAN MDirector · 10% owner
GrantStock Option (right to buy) · Derivative 113,281 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001140361-24-026708 · form4.xml · derivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-05-16

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:47 UTC
Dowdy PaulaDirector
GrantStock Option (right to buy) · Derivative 113,281 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001140361-24-026710 · form4.xml · derivative · entry 1

Dowdy Paula · CIK 0002016312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-05-16

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Dowdy's continued service through the applicable vesting date.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:47 UTC
Mendel ScottDirector
GrantStock Option (right to buy) · Derivative 113,281 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001140361-24-026712 · form4.xml · derivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-05-16

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Mendel's continued service through the applicable vesting date.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:47 UTC GrantStock Option (right to buy) · Derivative 113,281 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001140361-24-026711 · form4.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-05-16

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:47 UTC
RAKIN KEVINDirector
GrantStock Option (right to buy) · Derivative 113,281 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001140361-24-026709 · form4.xml · derivative · entry 1

RAKIN KEVIN · CIK 0001184421 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-05-16

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Rakin's continued service through the applicable vesting date.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:46 UTC
Jafri AmirDirector
GrantStock Option (right to buy) · Derivative 113,281 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001140361-24-026705 · form4.xml · derivative · entry 1

Jafri Amir · CIK 0001994864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-05-16

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Jafri's continued service through the applicable vesting date.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:46 UTC GrantStock Option (right to buy) · Derivative 113,281 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001140361-24-026707 · form4.xml · derivative · entry 1

Kenny John P. · CIK 0001719325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-05-16

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Kenny's continued service through the applicable vesting date.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:46 UTC
Makes BrigidDirector
GrantStock Option (right to buy) · Derivative 113,281 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001140361-24-026706 · form4.xml · derivative · entry 1

Makes Brigid · CIK 0001375927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-05-16

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Makes' continued service through the applicable vesting date.

Read SEC document
March 22, 2024 Filed Mar 25, 2024 20:21 UTC
Dowdy PaulaDirector
GrantClass A Common Stock 159,217 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-015042 · form4.xml · nonDerivative · entry 1

Dowdy Paula · CIK 0002016312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,217

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in annual installments over three years beginning on March 22, 2025, subject to Ms. Dowdy's continued service through the applicable vesting date.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:25 UTC
Keyes Jeffry R.Chief Financial Officer
GrantClass A Common Stock 346,820 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013723 · form4.xml · nonDerivative · entry 1

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,820

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal quarterly installments over four years beginning on June 20, 2024, subject to Mr. Keyes' continued service through the applicable vesting date.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:21 UTC
Hawkins Jeffrey AlanDirector · President & CEO
GrantClass A Common Stock 953,757 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013720 · form4.xml · nonDerivative · entry 2

Hawkins Jeffrey Alan · CIK 0001505034 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 978,757

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal quarterly installments over four years beginning on June 20, 2024, subject to Mr. Hawkins' continued service through the applicable vesting date.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:12 UTC
Johnston GraceChief Commercial Officer
GrantClass A Common Stock 303,468 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013718 · form4.xml · nonDerivative · entry 1

Johnston Grace · CIK 0001958477 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,468

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal quarterly installments over four years beginning on June 20, 2024, subject to Dr. Johnston's continued service through the applicable vesting date.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:07 UTC
LaPointe ChristianGeneral Counsel & Corp. Secr.
GrantClass A Common Stock 289,017 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013716 · form4.xml · nonDerivative · entry 2

LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,710

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal quarterly installments over four years beginning on June 20, 2024, subject to Dr. LaPointe's continued service through the applicable vesting date.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:07 UTC
LaPointe ChristianGeneral Counsel & Corp. Secr.
PurchaseClass A Common Stock 10,000 $1.74 $17,400.00
Disclosure

SEC source: 0001140361-24-013716 · form4.xml · nonDerivative · entry 1

LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,693

Read SEC document
March 14, 2024 Filed Mar 18, 2024 12:21 UTC
Hawkins Jeffrey AlanDirector · President & CEO
PurchaseClass A Common Stock 25,000 $1.76 $44,000.00
Disclosure

SEC source: 0001140361-24-013720 · form4.xml · nonDerivative · entry 1

Hawkins Jeffrey Alan · CIK 0001505034 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
March 05, 2024 Filed Mar 6, 2024 22:09 UTC
Keyes Jeffry R.Chief Financial Officer
PurchaseClass A Common Stock 50,000 $1.61 $80,500.00
Disclosure

SEC source: 0001140361-24-011763 · form4.xml · nonDerivative · entry 1

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
September 25, 2023 Filed Sep 26, 2023 20:21 UTC
Jafri AmirDirector
GrantClass A Common Stock 115,942 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-045247 · form4.xml · nonDerivative · entry 1

Jafri Amir · CIK 0001994864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,942

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on September 25, 2024, subject to Mr. Jafri's continued service through the applicable vesting date.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:18 UTC GrantClass A Common Stock 114,285 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026411 · form4.xml · nonDerivative · entry 1

Kenny John P. · CIK 0001719325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,285

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on May 22, 2024, subject to Mr. Kenny's continued service through the applicable vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 20:58 UTC
Keyes Jeffry R.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001140361-23-025059 · form4.xml · derivative · entry 3

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires 2033-05-15

F3 · derivative.exercise_date: The shares underlying this option vest in full if within three years of May 15, 2023 the closing price of the Issuer's Class A common stock is at least $20.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Keyes' continued service through the vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 20:58 UTC
Keyes Jeffry R.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001140361-23-025059 · form4.xml · derivative · entry 2

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires 2033-05-15

F2 · derivative.exercise_date: The shares underlying this option vest in full if within one year of May 15, 2023 the closing price of the Issuer's Class A common stock is at least $10.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Keyes' continued service through the vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 20:58 UTC
Keyes Jeffry R.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001140361-23-025059 · form4.xml · derivative · entry 1

Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Class A Common Stock · 1,000,000 shares

Expires 2033-05-15

F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on June 30, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Mr. Keyes' continued service through the applicable vesting date.

Read SEC document
May 12, 2023 Filed May 16, 2023 21:04 UTC
ROTHBERG JONATHAN MDirector · 10% owner
GrantStock Option (right to buy) · Derivative 120,481 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-23-025065 · form4.xml · derivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,481

Underlying: Class A Common Stock · 120,481 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:57 UTC
Mina MichaelDirector
GrantStock Option (right to buy) · Derivative 120,481 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-23-025057 · form4.xml · derivative · entry 1

Mina Michael · CIK 0001856954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,481

Underlying: Class A Common Stock · 120,481 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Mina's continued service through the applicable vesting date.

Read SEC document
May 12, 2023 Filed May 16, 2023 21:12 UTC GrantStock Option (right to buy) · Derivative 120,481 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-23-025070 · form4.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,481

Underlying: Class A Common Stock · 120,481 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

Read SEC document
May 12, 2023 Filed May 16, 2023 21:01 UTC
Makes BrigidDirector
GrantStock Option (right to buy) · Derivative 120,481 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-23-025063 · form4.xml · derivative · entry 1

Makes Brigid · CIK 0001375927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,481

Underlying: Class A Common Stock · 120,481 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Makes' continued service through the applicable vesting date.

Read SEC document
May 12, 2023 Filed May 16, 2023 21:09 UTC
RAKIN KEVINDirector
GrantStock Option (right to buy) · Derivative 120,481 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-23-025068 · form4.xml · derivative · entry 1

RAKIN KEVIN · CIK 0001184421 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,481

Underlying: Class A Common Stock · 120,481 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Rakin's continued service through the applicable vesting date.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:53 UTC
Mendel ScottDirector
GrantClass A Common Stock 141,843 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-025054 · form4.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,843

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on May 12, 2024, subject to Mr. Mendel's continued service through the applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:05 UTC
MCKENNA MICHAEL PEVP, Product Development & Ops
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001140361-23-012305 · form4.xml · derivative · entry 1

MCKENNA MICHAEL P · CIK 0001207108 · EVP, Product Development & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2033-03-15

F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. McKenna's continued service through the applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:05 UTC
SCHNEIDER PATRICKPresident and COO
GrantStock Option (right to buy) · Derivative 700,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001140361-23-012307 · form4.xml · derivative · entry 1

SCHNEIDER PATRICK · CIK 0001927702 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Class A Common Stock · 700,000 shares

Expires 2033-03-15

F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. Schneider's continued service through the applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:05 UTC
Drayton ClaudiaChief Financial Officer
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001140361-23-012306 · form4.xml · derivative · entry 1

Drayton Claudia · CIK 0001629827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2033-03-15

F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Ms. Drayton's continued service through the applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:05 UTC
LaPointe ChristianGeneral Counsel & Corp. Secr.
GrantStock Option (right to buy) · Derivative 350,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001140361-23-012304 · form4.xml · derivative · entry 2

LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Class A Common Stock · 350,000 shares

Expires 2033-03-15

F2 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. LaPointe's continued service through the applicable vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:05 UTC
LaPointe ChristianGeneral Counsel & Corp. Secr.
PurchaseClass A Common Stock 20,000 $1.77 $35,400.00
Disclosure

SEC source: 0001140361-23-012304 · form4.xml · nonDerivative · entry 1

LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,693

F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $1.755 to $1.80 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:05 UTC
ROTHBERG JONATHAN MDirector · 10% owner
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001140361-23-010890 · form4.xml · derivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2033-03-08

F1 · derivative.exercise_date: The shares underlying this option are immediately fully vested.

Read SEC document
January 15, 2023 Filed Jan 18, 2023 22:14 UTC
Johnston GraceChief Commercial Officer
GrantStock Option (right to buy) · Derivative 350,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001140361-23-002008 · form4.xml · derivative · entry 1

Johnston Grace · CIK 0001958477 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Class A Common Stock · 350,000 shares

Expires 2033-01-15

F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on December 31, 2023, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. Johnston's continued service through the applicable vesting date.

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December 20, 2022 Filed Dec 22, 2022 21:16 UTC
RAKIN KEVINDirector
OtherClass A Common Stock 601,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-046663 · form4.xml · nonDerivative · entry 1

RAKIN KEVIN · CIK 0001184421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,200,000

F1 · kind: HighCape Partners QSI II Invest, L.P. distributed in kind these shares of the Company's Class A common stock to its limited partners on a pro rata basis, for no consideration.

F2 · balance_after: Consists of (i) 24,527 shares of the Company's Class A common stock held by HighCape Partners II, L.P. and (ii) 1,175,473 shares of the Company's Class A common stock held by HighCape Partners QP II, L.P. Mr. Rakin and Matt Zuga are the managing members of HighCape Capital II GP, LLC, which is the general partner of HighCape Partners II GP, L.P., which is the general partner of each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P., and as a result each may be deemed to share voting and investment discretion with respect to the Class A common stock held by such entities.

F3 · balance_after: Mr. Rakin disclaims any beneficial ownership of the securities to be held by HighCape Partners II, L.P. and HighCape Partners QP II, L.P. other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F2 · ownership.nature: Consists of (i) 24,527 shares of the Company's Class A common stock held by HighCape Partners II, L.P. and (ii) 1,175,473 shares of the Company's Class A common stock held by HighCape Partners QP II, L.P. Mr. Rakin and Matt Zuga are the managing members of HighCape Capital II GP, LLC, which is the general partner of HighCape Partners II GP, L.P., which is the general partner of each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P., and as a result each may be deemed to share voting and investment discretion with respect to the Class A common stock held by such entities.

F3 · ownership.nature: Mr. Rakin disclaims any beneficial ownership of the securities to be held by HighCape Partners II, L.P. and HighCape Partners QP II, L.P. other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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December 15, 2022 Filed Dec 16, 2022 21:08 UTC
RAKIN KEVINDirector
SaleClass A Common Stock 89,000 $2.15 $191,234.30
Disclosure

SEC source: 0001140361-22-045863 · form4.xml · nonDerivative · entry 1

RAKIN KEVIN · CIK 0001184421 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,801,000

F1 · shares: Includes 39,000 shares sold by Mr. Rakin and 50,000 shares sold by the Kevin L. Rakin Irrevocable Trust.

F2 · balance_after: Consists of (i) 601,000 shares of the Company's Class A common stock held by HighCape Partners QSI II Invest, L.P, (ii) 24,527 shares of the Company's Class A common stock held by HighCape Partners II, L.P. and (iii) 1,175,473 shares of the Company's Class A common stock held by HighCape Partners QP II, L.P. Mr. Rakin and Matt Zuga are the managing members of HighCape Capital II GP, LLC, which is the general partner of HighCape Partners II GP, L.P., which is the general partner of each of HighCape Partners QSI II Invest, L.P, HighCape Partners II, L.P. and HighCape Partners QP II, L.P., and as a result each may be deemed to share voting and investment discretion with respect to the common stock held by such entities.

F3 · balance_after: Mr. Rakin disclaims any beneficial ownership of the securities to be held by HighCape Partners QSI II Invest, L.P, HighCape Partners II, L.P. and HighCape Partners QP II, L.P. other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F2 · ownership.nature: Consists of (i) 601,000 shares of the Company's Class A common stock held by HighCape Partners QSI II Invest, L.P, (ii) 24,527 shares of the Company's Class A common stock held by HighCape Partners II, L.P. and (iii) 1,175,473 shares of the Company's Class A common stock held by HighCape Partners QP II, L.P. Mr. Rakin and Matt Zuga are the managing members of HighCape Capital II GP, LLC, which is the general partner of HighCape Partners II GP, L.P., which is the general partner of each of HighCape Partners QSI II Invest, L.P, HighCape Partners II, L.P. and HighCape Partners QP II, L.P., and as a result each may be deemed to share voting and investment discretion with respect to the common stock held by such entities.

F3 · ownership.nature: Mr. Rakin disclaims any beneficial ownership of the securities to be held by HighCape Partners QSI II Invest, L.P, HighCape Partners II, L.P. and HighCape Partners QP II, L.P. other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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November 09, 2022 Filed Nov 10, 2022 21:11 UTC
Hawkins Jeffrey AlanDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 1,390,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001140361-22-040926 · form4.xml · derivative · entry 3

Hawkins Jeffrey Alan · CIK 0001505034 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390,000

Underlying: Class A Common Stock · 1,390,000 shares

Expires 2032-11-09

F3 · derivative.exercise_date: The shares underlying this option vest in full if within 3.5 years of October 10, 2022 the closing price of the Issuer's Class A common stock is at least $20.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Hawkins' continued service through the vesting date.

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November 09, 2022 Filed Nov 10, 2022 21:11 UTC
Hawkins Jeffrey AlanDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 1,390,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001140361-22-040926 · form4.xml · derivative · entry 2

Hawkins Jeffrey Alan · CIK 0001505034 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390,000

Underlying: Class A Common Stock · 1,390,000 shares

Expires 2032-11-09

F2 · derivative.exercise_date: The shares underlying this option vest in full if within 1.5 years of October 10, 2022 the closing price of the Issuer's Class A common stock is at least $10.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Hawkins' continued service through the vesting date.

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November 09, 2022 Filed Nov 10, 2022 21:11 UTC
Hawkins Jeffrey AlanDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 4,170,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001140361-22-040926 · form4.xml · derivative · entry 1

Hawkins Jeffrey Alan · CIK 0001505034 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,170,000

Underlying: Class A Common Stock · 4,170,000 shares

Expires 2032-11-09

F1 · derivative.exercise_date: The shares underlying this option vest as to 20% on December 31, 2023, with the remainder vesting in 48 equal monthly installments at the end of each month thereafter, subject to Mr. Hawkins' continued service through the applicable vesting date.

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August 17, 2022 Filed Aug 18, 2022 12:00 UTC
LaPointe ChristianGeneral Counsel & Corp. Secr.
PurchaseClass A Common Stock 20,000 $3.93 $78,526.00
Disclosure

SEC source: 0001140361-22-030208 · form4.xml · nonDerivative · entry 1

LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,693

F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $3.90 to $3.95 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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June 16, 2022 Filed Jun 21, 2022 22:40 UTC
Bajaj VikramDirector
GrantClass A Common Stock 66,666 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-023691 · form4.xml · nonDerivative · entry 1

Bajaj Vikram · CIK 0001820733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on June 16, 2023, subject to Dr. Bajaj's continued service through the applicable vesting date.

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June 14, 2022 Filed Jun 16, 2022 21:08 UTC
ROTHBERG JONATHAN MDirector · Interim CEO · 10% owner
PurchaseClass A Common Stock 25,561 $3.10 $79,175.20
Disclosure

SEC source: 0001140361-22-023264 · form4.xml · nonDerivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · Interim CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,568,443

F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $3.065 to $3.1261 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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June 13, 2022 Filed Jun 15, 2022 16:12 UTC
Dyer MatthewChief Business Officer
SaleClass A Common Stock 1,622 $3.22 $5,222.84
Disclosure

SEC source: 0001140361-22-023060 · form4.xml · nonDerivative · entry 1

Dyer Matthew · CIK 0001856966 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,393

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 12, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.14 to $3.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3 · ownership.direct: Includes 54,826 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. 4,985 RSUs vested on June 12, 2022, with 54,826 RSUs vesting in 11 equal quarterly installments thereafter, subject to Dr. Dyer's continued service through the applicable vesting date.

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June 13, 2022 Filed Jun 15, 2022 20:14 UTC
MCKENNA MICHAEL PEVP, Product Development & Ops
SaleClass A Common Stock 1,648 $3.22 $5,306.56
Disclosure

SEC source: 0001140361-22-023063 · form4.xml · nonDerivative · entry 1

MCKENNA MICHAEL P · CIK 0001207108 · EVP, Product Development & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,021

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 12, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.14 to $3.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3 · ownership.direct: Includes 54,826 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. 4,985 RSUs vested on June 12, 2022, with 54,826 RSUs vesting in 11 equal quarterly installments thereafter, subject to Dr. McKenna's continued service through the applicable vesting date.

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May 11, 2022 Filed May 13, 2022 20:18 UTC
ROTHBERG JONATHAN MDirector · Interim CEO
GrantStock Option (right to buy) · Derivative 59,880 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001140361-22-019086 · form4.xml · derivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,880

Underlying: Class A Common Stock · 59,880 shares

Expires 2032-05-11

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.