Last 12 months
Inside the activity.
2 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 8 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2024 Filed Aug 13, 2024 10:01 UTC |
Kummeth Charles R.Director
|
PurchaseClass A Common Stock | 138,900 | $0.87 | $120,926.34 |
DisclosureSEC source: 0001140361-24-036919 · form4.xml · nonDerivative · entry 1 Kummeth Charles R. · CIK 0001534980 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,900 F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $0.85 to $0.89 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 24, 2024 Filed Jun 25, 2024 23:18 UTC |
Johnston GraceChief Commercial Officer
|
SaleClass A Common Stock | 3,169 | $1.20 | $3,789.81 |
DisclosureSEC source: 0001140361-24-031348 · form4.xml · nonDerivative · entry 2 Johnston Grace · CIK 0001958477 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,940 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 15, 2024. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.19 to $1.23 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 23:18 UTC |
Johnston GraceChief Commercial Officer
|
SaleClass A Common Stock | 4,359 | $1.21 | $5,262.18 |
DisclosureSEC source: 0001140361-24-031348 · form4.xml · nonDerivative · entry 1 Johnston Grace · CIK 0001958477 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,109 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 15, 2024. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.17 to $1.30 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 20:41 UTC |
Kummeth Charles R.Director
|
GrantStock Option (Right to buy) · Derivative | 113,281 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001140361-24-029298 · form4.xml · derivative · entry 1 Kummeth Charles R. · CIK 0001534980 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,281 Underlying: Class A Common Stock · 113,281 shares Expires 2034-06-07 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Kummeth's continued service through the applicable vesting date. Read SEC document |
| May 28, 2024 Filed May 30, 2024 20:47 UTC |
Kummeth Charles R.Director
|
GrantStock Option (Right to buy) · Derivative | 527,777 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001140361-24-028148 · form4.xml · derivative · entry 1 Kummeth Charles R. · CIK 0001534980 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 527,777 Underlying: Class A Common Stock · 527,777 shares Expires 2034-05-28 F1 · derivative.exercise_date: The shares underlying this option vest in three equal annual installments beginning May 28, 2025, subject to Mr. Kummeth's continued service through the applicable vesting date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:46 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 113,281 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001140361-24-026708 · form4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,281 Underlying: Class A Common Stock · 113,281 shares Expires 2034-05-16 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:47 UTC |
Dowdy PaulaDirector
|
GrantStock Option (right to buy) · Derivative | 113,281 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001140361-24-026710 · form4.xml · derivative · entry 1 Dowdy Paula · CIK 0002016312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,281 Underlying: Class A Common Stock · 113,281 shares Expires 2034-05-16 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Dowdy's continued service through the applicable vesting date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:47 UTC |
Mendel ScottDirector
|
GrantStock Option (right to buy) · Derivative | 113,281 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001140361-24-026712 · form4.xml · derivative · entry 1 Mendel Scott · CIK 0001515051 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,281 Underlying: Class A Common Stock · 113,281 shares Expires 2034-05-16 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Mendel's continued service through the applicable vesting date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:47 UTC |
Fattori Ruth ADirector
|
GrantStock Option (right to buy) · Derivative | 113,281 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001140361-24-026711 · form4.xml · derivative · entry 1 Fattori Ruth A · CIK 0001306826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,281 Underlying: Class A Common Stock · 113,281 shares Expires 2034-05-16 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:47 UTC |
RAKIN KEVINDirector
|
GrantStock Option (right to buy) · Derivative | 113,281 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001140361-24-026709 · form4.xml · derivative · entry 1 RAKIN KEVIN · CIK 0001184421 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,281 Underlying: Class A Common Stock · 113,281 shares Expires 2034-05-16 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Rakin's continued service through the applicable vesting date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:46 UTC |
Jafri AmirDirector
|
GrantStock Option (right to buy) · Derivative | 113,281 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001140361-24-026705 · form4.xml · derivative · entry 1 Jafri Amir · CIK 0001994864 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,281 Underlying: Class A Common Stock · 113,281 shares Expires 2034-05-16 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Jafri's continued service through the applicable vesting date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:46 UTC |
Kenny John P.Director
|
GrantStock Option (right to buy) · Derivative | 113,281 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001140361-24-026707 · form4.xml · derivative · entry 1 Kenny John P. · CIK 0001719325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,281 Underlying: Class A Common Stock · 113,281 shares Expires 2034-05-16 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Kenny's continued service through the applicable vesting date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:46 UTC |
Makes BrigidDirector
|
GrantStock Option (right to buy) · Derivative | 113,281 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001140361-24-026706 · form4.xml · derivative · entry 1 Makes Brigid · CIK 0001375927 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,281 Underlying: Class A Common Stock · 113,281 shares Expires 2034-05-16 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Makes' continued service through the applicable vesting date. Read SEC document |
| March 22, 2024 Filed Mar 25, 2024 20:21 UTC |
Dowdy PaulaDirector
|
GrantClass A Common Stock | 159,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-015042 · form4.xml · nonDerivative · entry 1 Dowdy Paula · CIK 0002016312 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,217 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in annual installments over three years beginning on March 22, 2025, subject to Ms. Dowdy's continued service through the applicable vesting date. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 12:25 UTC |
Keyes Jeffry R.Chief Financial Officer
|
GrantClass A Common Stock | 346,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-013723 · form4.xml · nonDerivative · entry 1 Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,820 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal quarterly installments over four years beginning on June 20, 2024, subject to Mr. Keyes' continued service through the applicable vesting date. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 12:21 UTC |
Hawkins Jeffrey AlanDirector · President & CEO
|
GrantClass A Common Stock | 953,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-013720 · form4.xml · nonDerivative · entry 2 Hawkins Jeffrey Alan · CIK 0001505034 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 978,757 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal quarterly installments over four years beginning on June 20, 2024, subject to Mr. Hawkins' continued service through the applicable vesting date. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 12:12 UTC |
Johnston GraceChief Commercial Officer
|
GrantClass A Common Stock | 303,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-013718 · form4.xml · nonDerivative · entry 1 Johnston Grace · CIK 0001958477 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,468 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal quarterly installments over four years beginning on June 20, 2024, subject to Dr. Johnston's continued service through the applicable vesting date. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 12:07 UTC |
LaPointe ChristianGeneral Counsel & Corp. Secr.
|
GrantClass A Common Stock | 289,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-013716 · form4.xml · nonDerivative · entry 2 LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,710 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal quarterly installments over four years beginning on June 20, 2024, subject to Dr. LaPointe's continued service through the applicable vesting date. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 12:07 UTC |
LaPointe ChristianGeneral Counsel & Corp. Secr.
|
PurchaseClass A Common Stock | 10,000 | $1.74 | $17,400.00 |
DisclosureSEC source: 0001140361-24-013716 · form4.xml · nonDerivative · entry 1 LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,693 Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 12:21 UTC |
Hawkins Jeffrey AlanDirector · President & CEO
|
PurchaseClass A Common Stock | 25,000 | $1.76 | $44,000.00 |
DisclosureSEC source: 0001140361-24-013720 · form4.xml · nonDerivative · entry 1 Hawkins Jeffrey Alan · CIK 0001505034 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 05, 2024 Filed Mar 6, 2024 22:09 UTC |
Keyes Jeffry R.Chief Financial Officer
|
PurchaseClass A Common Stock | 50,000 | $1.61 | $80,500.00 |
DisclosureSEC source: 0001140361-24-011763 · form4.xml · nonDerivative · entry 1 Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| September 25, 2023 Filed Sep 26, 2023 20:21 UTC |
Jafri AmirDirector
|
GrantClass A Common Stock | 115,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-045247 · form4.xml · nonDerivative · entry 1 Jafri Amir · CIK 0001994864 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,942 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on September 25, 2024, subject to Mr. Jafri's continued service through the applicable vesting date. Read SEC document |
| May 22, 2023 Filed May 24, 2023 20:18 UTC |
Kenny John P.Director
|
GrantClass A Common Stock | 114,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-026411 · form4.xml · nonDerivative · entry 1 Kenny John P. · CIK 0001719325 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,285 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on May 22, 2024, subject to Mr. Kenny's continued service through the applicable vesting date. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:58 UTC |
Keyes Jeffry R.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001140361-23-025059 · form4.xml · derivative · entry 3 Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires 2033-05-15 F3 · derivative.exercise_date: The shares underlying this option vest in full if within three years of May 15, 2023 the closing price of the Issuer's Class A common stock is at least $20.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Keyes' continued service through the vesting date. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:58 UTC |
Keyes Jeffry R.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001140361-23-025059 · form4.xml · derivative · entry 2 Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires 2033-05-15 F2 · derivative.exercise_date: The shares underlying this option vest in full if within one year of May 15, 2023 the closing price of the Issuer's Class A common stock is at least $10.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Keyes' continued service through the vesting date. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:58 UTC |
Keyes Jeffry R.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001140361-23-025059 · form4.xml · derivative · entry 1 Keyes Jeffry R. · CIK 0001557736 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires 2033-05-15 F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on June 30, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Mr. Keyes' continued service through the applicable vesting date. Read SEC document |
| May 12, 2023 Filed May 16, 2023 21:04 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 120,481 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001140361-23-025065 · form4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,481 Underlying: Class A Common Stock · 120,481 shares Expires 2033-05-12 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:57 UTC |
Mina MichaelDirector
|
GrantStock Option (right to buy) · Derivative | 120,481 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001140361-23-025057 · form4.xml · derivative · entry 1 Mina Michael · CIK 0001856954 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,481 Underlying: Class A Common Stock · 120,481 shares Expires 2033-05-12 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Mina's continued service through the applicable vesting date. Read SEC document |
| May 12, 2023 Filed May 16, 2023 21:12 UTC |
Fattori Ruth ADirector
|
GrantStock Option (right to buy) · Derivative | 120,481 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001140361-23-025070 · form4.xml · derivative · entry 1 Fattori Ruth A · CIK 0001306826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,481 Underlying: Class A Common Stock · 120,481 shares Expires 2033-05-12 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date. Read SEC document |
| May 12, 2023 Filed May 16, 2023 21:01 UTC |
Makes BrigidDirector
|
GrantStock Option (right to buy) · Derivative | 120,481 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001140361-23-025063 · form4.xml · derivative · entry 1 Makes Brigid · CIK 0001375927 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,481 Underlying: Class A Common Stock · 120,481 shares Expires 2033-05-12 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Makes' continued service through the applicable vesting date. Read SEC document |
| May 12, 2023 Filed May 16, 2023 21:09 UTC |
RAKIN KEVINDirector
|
GrantStock Option (right to buy) · Derivative | 120,481 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001140361-23-025068 · form4.xml · derivative · entry 1 RAKIN KEVIN · CIK 0001184421 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,481 Underlying: Class A Common Stock · 120,481 shares Expires 2033-05-12 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Rakin's continued service through the applicable vesting date. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:53 UTC |
Mendel ScottDirector
|
GrantClass A Common Stock | 141,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-025054 · form4.xml · nonDerivative · entry 1 Mendel Scott · CIK 0001515051 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,843 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on May 12, 2024, subject to Mr. Mendel's continued service through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:05 UTC |
MCKENNA MICHAEL PEVP, Product Development & Ops
|
GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001140361-23-012305 · form4.xml · derivative · entry 1 MCKENNA MICHAEL P · CIK 0001207108 · EVP, Product Development & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2033-03-15 F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. McKenna's continued service through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:05 UTC |
SCHNEIDER PATRICKPresident and COO
|
GrantStock Option (right to buy) · Derivative | 700,000 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001140361-23-012307 · form4.xml · derivative · entry 1 SCHNEIDER PATRICK · CIK 0001927702 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Class A Common Stock · 700,000 shares Expires 2033-03-15 F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. Schneider's continued service through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:05 UTC |
Drayton ClaudiaChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001140361-23-012306 · form4.xml · derivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2033-03-15 F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Ms. Drayton's continued service through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:05 UTC |
LaPointe ChristianGeneral Counsel & Corp. Secr.
|
GrantStock Option (right to buy) · Derivative | 350,000 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001140361-23-012304 · form4.xml · derivative · entry 2 LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Class A Common Stock · 350,000 shares Expires 2033-03-15 F2 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. LaPointe's continued service through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:05 UTC |
LaPointe ChristianGeneral Counsel & Corp. Secr.
|
PurchaseClass A Common Stock | 20,000 | $1.77 | $35,400.00 |
DisclosureSEC source: 0001140361-23-012304 · form4.xml · nonDerivative · entry 1 LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,693 F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $1.755 to $1.80 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:05 UTC |
ROTHBERG JONATHAN MDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001140361-23-010890 · form4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2033-03-08 F1 · derivative.exercise_date: The shares underlying this option are immediately fully vested. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 22:14 UTC |
Johnston GraceChief Commercial Officer
|
GrantStock Option (right to buy) · Derivative | 350,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001140361-23-002008 · form4.xml · derivative · entry 1 Johnston Grace · CIK 0001958477 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Class A Common Stock · 350,000 shares Expires 2033-01-15 F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on December 31, 2023, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. Johnston's continued service through the applicable vesting date. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:16 UTC |
RAKIN KEVINDirector
|
OtherClass A Common Stock | 601,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-046663 · form4.xml · nonDerivative · entry 1 RAKIN KEVIN · CIK 0001184421 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,200,000 F1 · kind: HighCape Partners QSI II Invest, L.P. distributed in kind these shares of the Company's Class A common stock to its limited partners on a pro rata basis, for no consideration. F2 · balance_after: Consists of (i) 24,527 shares of the Company's Class A common stock held by HighCape Partners II, L.P. and (ii) 1,175,473 shares of the Company's Class A common stock held by HighCape Partners QP II, L.P. Mr. Rakin and Matt Zuga are the managing members of HighCape Capital II GP, LLC, which is the general partner of HighCape Partners II GP, L.P., which is the general partner of each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P., and as a result each may be deemed to share voting and investment discretion with respect to the Class A common stock held by such entities. F3 · balance_after: Mr. Rakin disclaims any beneficial ownership of the securities to be held by HighCape Partners II, L.P. and HighCape Partners QP II, L.P. other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F2 · ownership.nature: Consists of (i) 24,527 shares of the Company's Class A common stock held by HighCape Partners II, L.P. and (ii) 1,175,473 shares of the Company's Class A common stock held by HighCape Partners QP II, L.P. Mr. Rakin and Matt Zuga are the managing members of HighCape Capital II GP, LLC, which is the general partner of HighCape Partners II GP, L.P., which is the general partner of each of HighCape Partners II, L.P. and HighCape Partners QP II, L.P., and as a result each may be deemed to share voting and investment discretion with respect to the Class A common stock held by such entities. F3 · ownership.nature: Mr. Rakin disclaims any beneficial ownership of the securities to be held by HighCape Partners II, L.P. and HighCape Partners QP II, L.P. other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:08 UTC |
RAKIN KEVINDirector
|
SaleClass A Common Stock | 89,000 | $2.15 | $191,234.30 |
DisclosureSEC source: 0001140361-22-045863 · form4.xml · nonDerivative · entry 1 RAKIN KEVIN · CIK 0001184421 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,801,000 F1 · shares: Includes 39,000 shares sold by Mr. Rakin and 50,000 shares sold by the Kevin L. Rakin Irrevocable Trust. F2 · balance_after: Consists of (i) 601,000 shares of the Company's Class A common stock held by HighCape Partners QSI II Invest, L.P, (ii) 24,527 shares of the Company's Class A common stock held by HighCape Partners II, L.P. and (iii) 1,175,473 shares of the Company's Class A common stock held by HighCape Partners QP II, L.P. Mr. Rakin and Matt Zuga are the managing members of HighCape Capital II GP, LLC, which is the general partner of HighCape Partners II GP, L.P., which is the general partner of each of HighCape Partners QSI II Invest, L.P, HighCape Partners II, L.P. and HighCape Partners QP II, L.P., and as a result each may be deemed to share voting and investment discretion with respect to the common stock held by such entities. F3 · balance_after: Mr. Rakin disclaims any beneficial ownership of the securities to be held by HighCape Partners QSI II Invest, L.P, HighCape Partners II, L.P. and HighCape Partners QP II, L.P. other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F2 · ownership.nature: Consists of (i) 601,000 shares of the Company's Class A common stock held by HighCape Partners QSI II Invest, L.P, (ii) 24,527 shares of the Company's Class A common stock held by HighCape Partners II, L.P. and (iii) 1,175,473 shares of the Company's Class A common stock held by HighCape Partners QP II, L.P. Mr. Rakin and Matt Zuga are the managing members of HighCape Capital II GP, LLC, which is the general partner of HighCape Partners II GP, L.P., which is the general partner of each of HighCape Partners QSI II Invest, L.P, HighCape Partners II, L.P. and HighCape Partners QP II, L.P., and as a result each may be deemed to share voting and investment discretion with respect to the common stock held by such entities. F3 · ownership.nature: Mr. Rakin disclaims any beneficial ownership of the securities to be held by HighCape Partners QSI II Invest, L.P, HighCape Partners II, L.P. and HighCape Partners QP II, L.P. other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:11 UTC |
Hawkins Jeffrey AlanDirector · Chief Executive Officer
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GrantStock Option (right to buy) · Derivative | 1,390,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001140361-22-040926 · form4.xml · derivative · entry 3 Hawkins Jeffrey Alan · CIK 0001505034 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390,000 Underlying: Class A Common Stock · 1,390,000 shares Expires 2032-11-09 F3 · derivative.exercise_date: The shares underlying this option vest in full if within 3.5 years of October 10, 2022 the closing price of the Issuer's Class A common stock is at least $20.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Hawkins' continued service through the vesting date. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:11 UTC |
Hawkins Jeffrey AlanDirector · Chief Executive Officer
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GrantStock Option (right to buy) · Derivative | 1,390,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001140361-22-040926 · form4.xml · derivative · entry 2 Hawkins Jeffrey Alan · CIK 0001505034 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390,000 Underlying: Class A Common Stock · 1,390,000 shares Expires 2032-11-09 F2 · derivative.exercise_date: The shares underlying this option vest in full if within 1.5 years of October 10, 2022 the closing price of the Issuer's Class A common stock is at least $10.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Hawkins' continued service through the vesting date. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:11 UTC |
Hawkins Jeffrey AlanDirector · Chief Executive Officer
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GrantStock Option (right to buy) · Derivative | 4,170,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001140361-22-040926 · form4.xml · derivative · entry 1 Hawkins Jeffrey Alan · CIK 0001505034 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,170,000 Underlying: Class A Common Stock · 4,170,000 shares Expires 2032-11-09 F1 · derivative.exercise_date: The shares underlying this option vest as to 20% on December 31, 2023, with the remainder vesting in 48 equal monthly installments at the end of each month thereafter, subject to Mr. Hawkins' continued service through the applicable vesting date. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 12:00 UTC |
LaPointe ChristianGeneral Counsel & Corp. Secr.
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PurchaseClass A Common Stock | 20,000 | $3.93 | $78,526.00 |
DisclosureSEC source: 0001140361-22-030208 · form4.xml · nonDerivative · entry 1 LaPointe Christian · CIK 0001856912 · General Counsel & Corp. Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,693 F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $3.90 to $3.95 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 22:40 UTC |
Bajaj VikramDirector
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GrantClass A Common Stock | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023691 · form4.xml · nonDerivative · entry 1 Bajaj Vikram · CIK 0001820733 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on June 16, 2023, subject to Dr. Bajaj's continued service through the applicable vesting date. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:08 UTC |
ROTHBERG JONATHAN MDirector · Interim CEO · 10% owner
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PurchaseClass A Common Stock | 25,561 | $3.10 | $79,175.20 |
DisclosureSEC source: 0001140361-22-023264 · form4.xml · nonDerivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · Interim CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,568,443 F1 · price: Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $3.065 to $3.1261 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 16:12 UTC |
Dyer MatthewChief Business Officer
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SaleClass A Common Stock | 1,622 | $3.22 | $5,222.84 |
DisclosureSEC source: 0001140361-22-023060 · form4.xml · nonDerivative · entry 1 Dyer Matthew · CIK 0001856966 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,393 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 12, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.14 to $3.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · ownership.direct: Includes 54,826 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. 4,985 RSUs vested on June 12, 2022, with 54,826 RSUs vesting in 11 equal quarterly installments thereafter, subject to Dr. Dyer's continued service through the applicable vesting date. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 20:14 UTC |
MCKENNA MICHAEL PEVP, Product Development & Ops
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SaleClass A Common Stock | 1,648 | $3.22 | $5,306.56 |
DisclosureSEC source: 0001140361-22-023063 · form4.xml · nonDerivative · entry 1 MCKENNA MICHAEL P · CIK 0001207108 · EVP, Product Development & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,021 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 12, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.14 to $3.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · ownership.direct: Includes 54,826 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. 4,985 RSUs vested on June 12, 2022, with 54,826 RSUs vesting in 11 equal quarterly installments thereafter, subject to Dr. McKenna's continued service through the applicable vesting date. Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:18 UTC |
ROTHBERG JONATHAN MDirector · Interim CEO
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GrantStock Option (right to buy) · Derivative | 59,880 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001140361-22-019086 · form4.xml · derivative · entry 1 ROTHBERG JONATHAN M · CIK 0001076352 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,880 Underlying: Class A Common Stock · 59,880 shares Expires 2032-05-11 F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Dr. Rothberg's continued service through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.