Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Quantum-Si IncQSI · Entity 6440 | EVP, Product Development & Ops | March 15, 2023 | March 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Quantum-Si Inc
Report date March 15, 2023 · Filed March 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.77 · Expires 2033-03-15 | Direct | 250,000 |
Reported balance
After 2023-03-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-15 · Grant · Acquired 250,000 · Balance 250,000 F1: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. McKenna's continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. McKenna's continued service through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2023 Filed Mar 17, 2023 20:05 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001140361-23-012305 · form4.xml · derivative · entry 1 MCKENNA MICHAEL P · CIK 0001207108 · EVP, Product Development & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2033-03-15 F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Dr. McKenna's continued service through the applicable vesting date. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 20:14 UTC | Quantum-Si Inc QSI · Entity 6440 | SaleClass A Common Stock | 1,648 | $3.22 | $5,306.56 |
DisclosureSEC source: 0001140361-22-023063 · form4.xml · nonDerivative · entry 1 MCKENNA MICHAEL P · CIK 0001207108 · EVP, Product Development & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,021 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 12, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.14 to $3.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · ownership.direct: Includes 54,826 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. 4,985 RSUs vested on June 12, 2022, with 54,826 RSUs vesting in 11 equal quarterly installments thereafter, subject to Dr. McKenna's continued service through the applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 01:03 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantStock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $3.86 | $0.00 |
DisclosureSEC source: 0001140361-22-009826 · form4.xml · derivative · entry 2 MCKENNA MICHAEL P · CIK 0001207108 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires 2032-03-15 F4 · derivative.exercise_date: The shares underlying this option vest in equal monthly installments of 2.083% for 48 months beginning on March 31, 2022, subject to Dr. McKenna's continued service through the applicable vesting date. Read SEC document |
| March 14, 2022 Filed Mar 17, 2022 01:03 UTC | Quantum-Si Inc QSI · Entity 6440 | SaleClass A Common Stock | 6,581 | $4.01 | $26,374.02 |
DisclosureSEC source: 0001140361-22-009826 · form4.xml · nonDerivative · entry 1 MCKENNA MICHAEL P · CIK 0001207108 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,669 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 12, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $3.95 to $4.12 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · ownership.direct: Includes 59,811 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. 19,939 RSUs vested on March 12, 2022, with 59,811 RSUs vesting in 12 equal quarterly installments thereafter, subject to Dr. McKenna's continued service through the applicable vesting date. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 21:59 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0001140361-21-030273 · form4.xml · derivative · entry 1 MCKENNA MICHAEL P · CIK 0001207108 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2031-08-31 F1 · derivative.exercise_date: The shares underlying this option vest in 48 equal monthly installments beginning on August 31, 2021, subject to Dr. McKenna's continued service through the applicable vesting date. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:51 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass A Common Stock | 79,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-080923 · tm2119549-16_4seq1.xml · nonDerivative · entry 2 MCKENNA MICHAEL P · CIK 0001207108 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,250 F2 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on March 12, 2022, with the remainder vesting in 12 equal quarterly installments thereafter, subject to Dr. McKenna's continued service through the applicable vesting date. F3 · price: Received in connection with the Merger in exchange for 100,000 RSUs of Quantum-Si. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:51 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass A Common Stock | 797,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-080923 · tm2119549-16_4seq1.xml · nonDerivative · entry 1 MCKENNA MICHAEL P · CIK 0001207108 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,500 F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of February 18, 2021, by and among HighCape Capital Acquisition Corp. ("HighCape"), Tenet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HighCape ("Merger Sub"), and Quantum-Si Incorporated, a Delaware corporation ("Quantum-Si"), pursuant to which Merger Sub merged with and into Quantum-Si (the "Merger"), with Quantum-Si surviving as a wholly-owned subsidiary of HighCape (which changed its name to "Quantum-Si Incorporated", the "Issuer"), these shares were received in exchange for 1,000,000 shares of Quantum-Si common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.