Fattori Ruth A

SEC source: 0001193125-26-237054 · ownership.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,700

Underlying: Class A Common Stock · 157,700 shares

Expires 2036-05-22

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001140361-26-022245 · form4.xml · derivative · entry 2

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,185

Underlying: Class A Common Stock · 251,185 shares

Expires 2036-05-18

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

SEC source: 0000950170-25-075377 · ownership.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,200

Underlying: Class A Common Stock · 79,200 shares

Expires 2035-05-20

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001140361-25-020040 · form4.xml · derivative · entry 2

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

SEC source: 0001209191-24-005850 · doc4.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,200

Underlying: Class A Common Stock · 79,200 shares

Expires 2034-06-12

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001140361-24-026711 · form4.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-05-16

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001209191-23-036338 · doc4.xml · derivative · entry 2

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Class A Common Stock · 85,000 shares

Expires 2023-06-09

F2 · derivative.exercise_date: The shares underlying this option vest as to 50% on June 9, 2024 and the remaining 50% on June 9, 2025, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001209191-23-036338 · doc4.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,000

Underlying: Class A Common Stock · 112,000 shares

Expires 2033-06-09

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001209191-23-040603 · doc4a.xml · derivative · entry 2

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Class A Common Stock · 85,000 shares

Expires 2033-06-09

F2 · derivative.exercise_date: The shares underlying this option vest as to 50% on June 9, 2024 and the remaining 50% on June 9, 2025, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001209191-23-040603 · doc4a.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,000

Underlying: Class A Common Stock · 112,000 shares

Expires 2033-06-09

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001140361-23-025070 · form4.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,481

Underlying: Class A Common Stock · 120,481 shares

Expires 2033-05-12

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001209191-22-055104 · doc4.xml · derivative · entry 2

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2032-03-08

F1 · kind: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 8, 2022, and is fully vested.

F1 · price: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 8, 2022, and is fully vested.

F1 · derivative.exercise_date: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 8, 2022, and is fully vested.

SEC source: 0001209191-22-055104 · doc4.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 100,000 shares

Expires 2032-03-08

F1 · kind: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 8, 2022, and is fully vested.

F1 · price: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 8, 2022, and is fully vested.

F1 · derivative.exercise_date: The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 8, 2022, and is fully vested.

SEC source: 0001209191-22-036279 · doc4.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,345

Underlying: Class A Common Stock · 85,345 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001140361-22-019092 · form4.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,880

Underlying: Class A Common Stock · 59,880 shares

Expires 2032-05-11

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0000899243-22-010325 · doc4.xml · derivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2032-03-08

SEC source: 0001104659-21-153334 · tm2135698-18_4seq1.xml · nonDerivative · entry 2

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,374

F3 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001104659-22-002888 · tm222483-3_4aseq1.xml · nonDerivative · entry 2

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,477

F3 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on December 23, 2022, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001104659-21-153334 · tm2135698-18_4seq1.xml · nonDerivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., a Delaware corporation ("Liminal"), pursuant to which

F2 · price: Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in exchange for 4,962 shares of Liminal Series A-2 preferred stock.

SEC source: 0001104659-22-002888 · tm222483-3_4aseq1.xml · nonDerivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

F1 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of July 7, 2021, by and among HealthCor Catalio Acquisition Corp. ("HealthCor"), Optimus Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub I"), Optimus Merger Sub II, Inc., a Delaware corporation and wholly owned subsidiary of HealthCor ("Merger Sub II"), Hyperfine, Inc., a Delaware corporation ("Hyperfine"), and Liminal Sciences, Inc., a Delaware corporation ("Liminal"), pursuant to which

F2 · price: Merger Sub I merged with and into Hyperfine (the "Hyperfine Merger"), with Hyperfine surviving the Hyperfine Merger as a wholly owned subsidiary of HealthCor, and Merger Sub II merged with and into Liminal (the "Liminal Merger" and, together with the Hyperfine Merger, the "Mergers"), with Liminal surviving the Liminal Merger as a wholly owned subsidiary of HealthCor (which changed its name to "Hyperfine, Inc.", the "Issuer"), these shares were received in exchange for 4,962 shares of Liminal Series A-2 preferred stock.

SEC source: 0001104659-21-080929 · tm2119549-20_4seq1.xml · nonDerivative · entry 2

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,512

F3 · shares: Consists of RSUs. Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on June 11, 2022, subject to Ms. Fattori's continued service through the applicable vesting date.

SEC source: 0001104659-21-080929 · tm2119549-20_4seq1.xml · nonDerivative · entry 1

Fattori Ruth A · CIK 0001306826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in 12 equal quarterly installments beginning on June 30, 2021, which vesting will be delayed to the extent the Issuer (as defined below) has not filed a Form S-8 registering such shares by the applicable vesting date, subject to Ms. Fattori's continued service through the applicable vesting date.

F2 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of February 18, 2021, by and among HighCape Capital Acquisition Corp. ("HighCape"), Tenet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HighCape ("Merger Sub"), and Quantum-Si Incorporated, a Delaware corporation ("Quantum-Si"), pursuant to which Merger Sub merged with and into Quantum-Si (the "Merger"), with Quantum-Si surviving as a wholly-owned subsidiary of HighCape (which changed its name to "Quantum-Si Incorporated", the "Issuer"), these shares were received in exchange for 188,089 RSUs of Quantum-Si.

SEC source: 0001209191-18-016729 · doc4.xml · nonDerivative · entry 2

Fattori Ruth A · CIK 0001306826 · EVP, HR & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,378

F2 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

SEC source: 0001209191-18-016729 · doc4.xml · nonDerivative · entry 1

Fattori Ruth A · CIK 0001306826 · EVP, HR & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,538

F1 · shares: This number represents the performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc. These PSUs will become vested on March 1, 2021 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval. The reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved.