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QUALCOMM INC/DE

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Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
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Aug 202608
Sep 2026011
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2013 Filed Sep 23, 2013 16:17 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 5,000 $35.66 $178,300.00
Disclosure

SEC source: 0001234452-13-000377 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,917.5374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 16:47 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001234452-13-000375 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,466

Underlying: Common Stock · 5,300 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 16:47 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 5,300 $68.99 $365,647.00
Disclosure

SEC source: 0001234452-13-000375 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 16, 2013 Filed Sep 17, 2013 16:47 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 5,300 $40.70 $215,710.00
Disclosure

SEC source: 0001234452-13-000375 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 13, 2013 Filed Oct 1, 2013 21:23 UTC
Rosenberg Donald JEVP & Corporate Secretary
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000409 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 13,396

F1 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

F2 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
September 11, 2013 Filed Sep 12, 2013 18:07 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 23,125 $0.00 Strike: $40.42 $0.00
Disclosure

SEC source: 0001234452-13-000371 · edgardoc.xml · derivative · entry 6

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

Underlying: Common Stock · 23,125 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
September 11, 2013 Filed Sep 12, 2013 18:07 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,916 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000371 · edgardoc.xml · derivative · entry 5

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

Underlying: Common Stock · 4,916 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 11, 2013 Filed Sep 12, 2013 18:07 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 4,916 $68.25 $335,516.51
Disclosure

SEC source: 0001234452-13-000371 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,540.42

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $68.10 to $68.4805. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 11, 2013 Filed Sep 12, 2013 18:07 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 4,916 $35.66 $175,304.56
Disclosure

SEC source: 0001234452-13-000371 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,456.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2013 Filed Sep 12, 2013 18:07 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 23,125 $68.25 $1,578,278.94
Disclosure

SEC source: 0001234452-13-000371 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,540.42

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $68.10 to $68.4805. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 11, 2013 Filed Sep 12, 2013 18:07 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 23,125 $40.42 $934,712.50
Disclosure

SEC source: 0001234452-13-000371 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,665.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,917 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-13-000365 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,497

Underlying: Common Stock · 15,917 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,083 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000365 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,167

Underlying: Common Stock · 9,083 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 9,083 $69.50 $631,268.50
Disclosure

SEC source: 0001234452-13-000365 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 9,083 $35.66 $323,899.78
Disclosure

SEC source: 0001234452-13-000365 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 89,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 15,917 $69.50 $1,106,231.50
Disclosure

SEC source: 0001234452-13-000365 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 15,917 $44.75 $712,285.75
Disclosure

SEC source: 0001234452-13-000365 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 96,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001234452-13-000366 · edgardoc.xml · derivative · entry 7

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,766

Underlying: Common Stock · 2,500 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 2,500 $69.96 $174,900.00
Disclosure

SEC source: 0001234452-13-000366 · edgardoc.xml · nonDerivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 2,500 $40.70 $101,750.00
Disclosure

SEC source: 0001234452-13-000366 · edgardoc.xml · nonDerivative · entry 3

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $51.48 $0.00
Disclosure

SEC source: 0001234452-13-000368 · edgardoc.xml · derivative · entry 3

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2016-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
SaleCommon Stock 12,500 $69.75 $871,920.00
Disclosure

SEC source: 0001234452-13-000368 · edgardoc.xml · nonDerivative · entry 2

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187

F1 · price: The sale prices for this transaction ranged from $69.73 to $69.77. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:21 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionCommon Stock 12,500 $51.48 $643,500.00
Disclosure

SEC source: 0001234452-13-000368 · edgardoc.xml · nonDerivative · entry 1

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:22 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 56,917 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-13-000369 · edgardoc.xml · derivative · entry 10

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333

Underlying: Common Stock · 56,917 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:22 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 83 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000369 · edgardoc.xml · derivative · entry 9

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Common Stock · 83 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:22 UTC
SULLIVAN DANIEL LExecutive Vice President
SaleCommon Stock 83 $70.16 $5,823.29
Disclosure

SEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 6

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,849

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F4 · price: The sale prices for this transaction ranged from $70.16 to $70.17. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:22 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionCommon Stock 83 $35.66 $2,959.78
Disclosure

SEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 5

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:22 UTC
SULLIVAN DANIEL LExecutive Vice President
SaleCommon Stock 56,917 $70.16 $3,993,302.41
Disclosure

SEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 4

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,849

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F4 · price: The sale prices for this transaction ranged from $70.16 to $70.17. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
September 10, 2013 Filed Sep 11, 2013 18:22 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionCommon Stock 56,917 $37.29 $2,122,434.93
Disclosure

SEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 3

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 65,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
September 10, 2013 Filed Sep 12, 2013 23:43 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 10 $69.71 $697.10
Disclosure

SEC source: 0001234452-13-000373 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 90

F1 · ownership.nature: Securities owned with adult son of which affiliate disclaims beneficial ownership.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 18:21 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001234452-13-000366 · edgardoc.xml · derivative · entry 6

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,266

Underlying: Common Stock · 5,300 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 18:21 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 5,300 $68.00 $360,400.00
Disclosure

SEC source: 0001234452-13-000366 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 18:21 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 5,300 $40.70 $215,710.00
Disclosure

SEC source: 0001234452-13-000366 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 18:21 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000367 · edgardoc.xml · derivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Common Stock · 30,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 18:21 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 30,000 $69.21 $2,076,303.00
Disclosure

SEC source: 0001234452-13-000367 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 422,739

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $69.21 to $69.2125. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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September 09, 2013 Filed Sep 11, 2013 18:21 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 30,000 $35.66 $1,069,800.00
Disclosure

SEC source: 0001234452-13-000367 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 452,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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September 09, 2013 Filed Sep 11, 2013 18:22 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 57,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000369 · edgardoc.xml · derivative · entry 8

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 57,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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September 09, 2013 Filed Sep 11, 2013 18:22 UTC
SULLIVAN DANIEL LExecutive Vice President
SaleCommon Stock 57,000 $68.80 $3,921,605.70
Disclosure

SEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 2

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,849

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $68.80 to $68.805. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

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September 09, 2013 Filed Sep 11, 2013 18:22 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionCommon Stock 57,000 $35.66 $2,032,620.00
Disclosure

SEC source: 0001234452-13-000369 · edgardoc.xml · nonDerivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 65,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

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September 09, 2013 Filed Oct 25, 2013 23:59 UTC
THOMPSON JAMES HExecutive Vice President
GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000460 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,575

Read SEC document
September 06, 2013 Filed Sep 9, 2013 19:29 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 1,556 $68.00 $105,808.00
Disclosure

SEC source: 0001234452-13-000359 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917.5374

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 05, 2013 Filed Sep 6, 2013 17:49 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000356 · edgardoc.xml · derivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,500

Underlying: Common Stock · 22,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 05, 2013 Filed Sep 6, 2013 17:49 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 22,000 $67.71 $1,489,648.60
Disclosure

SEC source: 0001234452-13-000356 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 422,739

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $67.71 to $67.73. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
September 05, 2013 Filed Sep 6, 2013 17:49 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 22,000 $35.66 $784,520.00
Disclosure

SEC source: 0001234452-13-000356 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 444,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
September 05, 2013 Filed Sep 6, 2013 17:49 UTC
THOMPSON JAMES HExecutive Vice President
SaleCommon Stock 5,721 $67.82 $388,000.51
Disclosure

SEC source: 0001234452-13-000357 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725

F1 · price: The sale prices for this transaction ranged from $67.82 to $67.8301. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2013 Filed Sep 5, 2013 16:31 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000353 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 422,739

F2 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
September 04, 2013 Filed Sep 5, 2013 16:31 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000353 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 419,550

F1 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000346 · edgardoc.xml · derivative · entry 9

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000346 · edgardoc.xml · derivative · entry 8

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 03, 2013 Filed Sep 4, 2013 20:49 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 500 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000346 · edgardoc.xml · derivative · entry 7

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250

Underlying: Common Stock · 500 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.