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QUALCOMM INC/DE

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0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
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Aug 202608
Sep 2026011
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2013 Filed Oct 2, 2013 15:41 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,666 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001234452-13-000415 · edgardoc.xml · derivative · entry 9

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 3,666 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 15:41 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,167 $0.00 Strike: $34.99 $0.00
Disclosure

SEC source: 0001234452-13-000415 · edgardoc.xml · derivative · entry 8

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 1,167 shares

Expires 2018-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 15:41 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 1,167 $67.01 $78,200.67
Disclosure

SEC source: 0001234452-13-000415 · edgardoc.xml · nonDerivative · entry 6

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 15:41 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 1,167 $34.99 $40,833.33
Disclosure

SEC source: 0001234452-13-000415 · edgardoc.xml · nonDerivative · entry 5

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 13,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 15:41 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 3,666 $67.01 $245,658.66
Disclosure

SEC source: 0001234452-13-000415 · edgardoc.xml · nonDerivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 15:41 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 3,666 $40.70 $149,206.20
Disclosure

SEC source: 0001234452-13-000415 · edgardoc.xml · nonDerivative · entry 3

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 15:41 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 467 $67.01 $31,293.67
Disclosure

SEC source: 0001234452-13-000415 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 15:41 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 467 $41.33 $19,301.11
Disclosure

SEC source: 0001234452-13-000415 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:21 UTC
ABERLE DEREK KEVP & Group President
GrantRestricted Stock Unit · Derivative 13,654 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000399 · edgardoc.xml · derivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,616

Underlying: Common Stock · 13,654 shares

Expires 2023-09-28

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:21 UTC
ABERLE DEREK KEVP & Group President
GrantRestricted Stock Unit · Derivative 40,962 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000399 · edgardoc.xml · derivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,962

Underlying: Common Stock · 40,962 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:21 UTC
ALTMAN STEVEN RVice Chairman
GrantRestricted Stock Unit · Derivative 10,241 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000400 · edgardoc.xml · derivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,241

Underlying: Common Stock · 10,241 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:21 UTC
AMON CRISTIANO RExecutive Vice President
GrantRestricted Stock Unit · Derivative 6,827 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000401 · edgardoc.xml · derivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,308

Underlying: Common Stock · 6,827 shares

Expires 2023-09-28

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:21 UTC
AMON CRISTIANO RExecutive Vice President
GrantRestricted Stock Unit · Derivative 20,481 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000401 · edgardoc.xml · derivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,481

Underlying: Common Stock · 20,481 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:21 UTC
Davis George SEVP & Chief Financial Officer
GrantRestricted Stock Unit · Derivative 34,135 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000402 · edgardoc.xml · derivative · entry 1

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,135

Underlying: Common Stock · 34,135 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:21 UTC
GROB MATTHEW SEVP & Chief Technology Officer
GrantRestricted Stock Unit · Derivative 6,827 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000403 · edgardoc.xml · derivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,602

Underlying: Common Stock · 6,827 shares

Expires 2023-09-28

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:21 UTC
GROB MATTHEW SEVP & Chief Technology Officer
GrantRestricted Stock Unit · Derivative 18,775 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000403 · edgardoc.xml · derivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,775

Underlying: Common Stock · 18,775 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:22 UTC
JACOBS PAUL EChairman & CEO
GrantRestricted Stock Unit · Derivative 102,405 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000404 · edgardoc.xml · derivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,405

Underlying: Common Stock · 102,405 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:22 UTC
Johnson Margaret LExecutive Vice President
GrantRestricted Stock Unit · Derivative 19,457 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000405 · edgardoc.xml · derivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,457

Underlying: Common Stock · 19,457 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:22 UTC
LEDERER JAMES PExecutive Vice President
GrantRestricted Stock Unit · Derivative 18,775 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000406 · edgardoc.xml · derivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,775

Underlying: Common Stock · 18,775 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:22 UTC
MOLLENKOPF STEVEN MPresident & COO
GrantRestricted Stock Unit · Derivative 20,481 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000407 · edgardoc.xml · derivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,924

Underlying: Common Stock · 20,481 shares

Expires 2023-09-28

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:22 UTC
MOLLENKOPF STEVEN MPresident & COO
GrantRestricted Stock Unit · Derivative 61,443 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000407 · edgardoc.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,443

Underlying: Common Stock · 61,443 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:23 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
GrantRestricted Stock Unit · Derivative 13,654 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000408 · edgardoc.xml · derivative · entry 2

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,135

Underlying: Common Stock · 13,654 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:23 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
GrantRestricted Stock Unit · Derivative 20,481 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000408 · edgardoc.xml · derivative · entry 1

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,481

Underlying: Common Stock · 20,481 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:23 UTC
Rosenberg Donald JEVP & Corporate Secretary
GrantRestricted Stock Unit · Derivative 30,722 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000409 · edgardoc.xml · derivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,722

Underlying: Common Stock · 30,722 shares

Expires 2023-09-28

F3 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:23 UTC
SULLIVAN DANIEL LExecutive Vice President
GrantRestricted Stock Unit · Derivative 18,775 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000410 · edgardoc.xml · derivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,775

Underlying: Common Stock · 18,775 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:23 UTC
THOMPSON JAMES HExecutive Vice President
GrantRestricted Stock Unit · Derivative 6,827 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000411 · edgardoc.xml · derivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,602

Underlying: Common Stock · 6,827 shares

Expires 2023-09-28

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 1, 2013 21:23 UTC
THOMPSON JAMES HExecutive Vice President
GrantRestricted Stock Unit · Derivative 18,775 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000411 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,775

Underlying: Common Stock · 18,775 shares

Expires 2023-09-28

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
September 29, 2013 Filed Oct 4, 2013 21:20 UTC Amendment
ABERLE DEREK KEVP & Group President
GrantRestricted Stock Unit · Derivative 40,962 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000430 · edgardoc.xml · derivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,962

Underlying: Common Stock · 40,962 shares

Expires 2023-09-28

F1 · security: These restricted stock units were reported in the original Form 4 filed on October 1, 2013. This item is not new or revised, but is reported again in connection with the amendment of this Form to delete the items referred to in footnote 3.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

F3 · balance_after: On October 1, 2013, the reporting person reported a grant of 13,654 Restricted Stock Units that included a performance condition. The number of shares that will vest is unknown on the grant date; therefore, this grant has been deleted from this Amended Form 4 and will be reported on a later Form 4 if the performance conditions are satisfied.

Read SEC document
September 29, 2013 Filed Oct 4, 2013 21:21 UTC Amendment
AMON CRISTIANO RExecutive Vice President
GrantRestricted Stock Unit · Derivative 20,481 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000431 · edgardoc.xml · derivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,481

Underlying: Common Stock · 20,481 shares

Expires 2023-09-28

F1 · security: These restricted stock units were reported in the original Form 4 filed on October 1, 2013. This item is not new or revised, but is reported again in connection with the amendment of this Form to delete the items referred to in footnote 3.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

F3 · balance_after: On October 1, 2013, the reporting person reported a grant of 6,827 Restricted Stock Units that included a performance condition. The number of shares that will vest is unknown on the grant date; therefore, this grant has been deleted from this Amended Form 4 and will be reported on a later Form 4 if the performance conditions are satisfied.

Read SEC document
September 29, 2013 Filed Oct 4, 2013 21:21 UTC Amendment
GROB MATTHEW SEVP & Chief Technology Officer
GrantRestricted Stock Unit · Derivative 18,775 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000432 · edgardoc.xml · derivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,775

Underlying: Common Stock · 18,775 shares

Expires 2023-09-28

F1 · security: These restricted stock units were reported in the original Form 4 filed on October 1, 2013. This item is not new or revised, but is reported again in connection with the amendment of this Form to delete the items referred to in footnote 3.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

F3 · balance_after: On October 1, 2013, the reporting person reported a grant of 6,827 Restricted Stock Units that included a performance condition. The number of shares that will vest is unknown on the grant date; therefore, this grant has been deleted from this Amended Form 4 and will be reported on a later Form 4 if the performance conditions are satisfied.

Read SEC document
September 29, 2013 Filed Oct 4, 2013 21:21 UTC Amendment
MOLLENKOPF STEVEN MPresident & COO
GrantRestricted Stock Unit · Derivative 61,443 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000433 · edgardoc.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,443

Underlying: Common Stock · 61,443 shares

Expires 2023-09-28

F1 · security: These restricted stock units were reported in the original Form 4 filed on October 1, 2013. This item is not new or revised, but is reported again in connection with the amendment of this Form to delete the items referred to in footnote 3.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

F3 · balance_after: On October 1, 2013, the reporting person reported a grant of 20,481 Restricted Stock Units that included a performance condition. The number of shares that will vest is unknown on the grant date; therefore, this grant has been deleted from this Amended Form 4 and will be reported on a later Form 4 if the performance conditions are satisfied.

Read SEC document
September 29, 2013 Filed Oct 4, 2013 21:21 UTC Amendment
RENDUCHINTALA VENKATA S MExecutive Vice President
GrantRestricted Stock Unit · Derivative 20,481 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000434 · edgardoc.xml · derivative · entry 1

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,481

Underlying: Common Stock · 20,481 shares

Expires 2023-09-28

F1 · security: These restricted stock units were reported in the original Form 4 filed on October 1, 2013. This item is not new or revised, but is reported again in connection with the amendment of this Form to delete the items referred to in footnote 3.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

F3 · balance_after: On October 1, 2013, the reporting person reported a grant of 13,654 Restricted Stock Units that included a performance condition. The number of shares that will vest is unknown on the grant date; therefore, this grant has been deleted from this Amended Form 4 and will be reported on a later Form 4 if the performance conditions are satisfied.

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September 29, 2013 Filed Oct 4, 2013 21:22 UTC Amendment
THOMPSON JAMES HExecutive Vice President
GrantRestricted Stock Unit · Derivative 18,775 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000435 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,775

Underlying: Common Stock · 18,775 shares

Expires 2023-09-28

F1 · security: These restricted stock units were reported in the original Form 4 filed on October 1, 2013. This item is not new or revised, but is reported again in connection with the amendment of this Form to delete the items referred to in footnote 3.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

F3 · balance_after: On October 1, 2013, the reporting person reported a grant of 6,827 Restricted Stock Units that included a performance condition. The number of shares that will vest is unknown on the grant date; therefore, this grant has been deleted from this Amended Form 4 and will be reported on a later Form 4 if the performance conditions are satisfied.

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September 26, 2013 Filed Sep 27, 2013 22:33 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $51.48 $0.00
Disclosure

SEC source: 0001234452-13-000383 · edgardoc.xml · derivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 7,000 shares

Expires 2016-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

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September 26, 2013 Filed Sep 27, 2013 22:33 UTC
AMON CRISTIANO RExecutive Vice President
SaleCommon Stock 7,000 $69.10 $483,700.00
Disclosure

SEC source: 0001234452-13-000383 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 26, 2013 Filed Sep 27, 2013 22:33 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 7,000 $51.48 $360,360.00
Disclosure

SEC source: 0001234452-13-000383 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2013 Filed Sep 24, 2013 18:33 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,300 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001234452-13-000380 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,166

Underlying: Common Stock · 5,300 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

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September 23, 2013 Filed Sep 24, 2013 18:33 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 5,300 $70.00 $371,009.01
Disclosure

SEC source: 0001234452-13-000380 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,320

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $69.975 to $70.04. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

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September 23, 2013 Filed Sep 24, 2013 18:33 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 5,300 $40.70 $215,710.00
Disclosure

SEC source: 0001234452-13-000380 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

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September 23, 2013 Filed Sep 24, 2013 18:34 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $51.48 $0.00
Disclosure

SEC source: 0001234452-13-000381 · edgardoc.xml · derivative · entry 6

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2016-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
September 23, 2013 Filed Sep 24, 2013 18:34 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $51.48 $0.00
Disclosure

SEC source: 0001234452-13-000381 · edgardoc.xml · derivative · entry 5

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2016-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
September 23, 2013 Filed Sep 24, 2013 18:34 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
SaleCommon Stock 6,250 $70.00 $437,528.75
Disclosure

SEC source: 0001234452-13-000381 · edgardoc.xml · nonDerivative · entry 4

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $69.965 to $70.06. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 23, 2013 Filed Sep 24, 2013 18:34 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionCommon Stock 6,250 $51.48 $321,750.00
Disclosure

SEC source: 0001234452-13-000381 · edgardoc.xml · nonDerivative · entry 3

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2013 Filed Sep 24, 2013 18:34 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
SaleCommon Stock 6,250 $70.01 $437,531.88
Disclosure

SEC source: 0001234452-13-000381 · edgardoc.xml · nonDerivative · entry 2

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $69.97 to $70.06. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 23, 2013 Filed Sep 24, 2013 18:34 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionCommon Stock 6,250 $51.48 $321,750.00
Disclosure

SEC source: 0001234452-13-000381 · edgardoc.xml · nonDerivative · entry 1

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2013 Filed Sep 23, 2013 16:17 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,667 $0.00 Strike: $52.87 $0.00
Disclosure

SEC source: 0001234452-13-000377 · edgardoc.xml · derivative · entry 8

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2018-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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September 20, 2013 Filed Sep 23, 2013 16:17 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000377 · edgardoc.xml · derivative · entry 7

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
September 20, 2013 Filed Sep 23, 2013 16:17 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 1,667 $69.52 $115,889.84
Disclosure

SEC source: 0001234452-13-000377 · edgardoc.xml · nonDerivative · entry 4

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917.5374

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 20, 2013 Filed Sep 23, 2013 16:17 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 1,667 $52.87 $88,134.29
Disclosure

SEC source: 0001234452-13-000377 · edgardoc.xml · nonDerivative · entry 3

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,584.5374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2013 Filed Sep 23, 2013 16:17 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 5,000 $69.52 $347,600.00
Disclosure

SEC source: 0001234452-13-000377 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917.5374

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.