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QUALCOMM INC/DE

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Last 12 months

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0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 2025014
Jan 202603
Feb 202605
Mar 202606
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2013 Filed Nov 13, 2013 18:44 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 7,809 $67.29 $525,433.25
Disclosure

SEC source: 0001234452-13-000508 · edgardoc.xml · nonDerivative · entry 5

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917.5374

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F4 · price: The sale prices for this transaction ranged from $67.22 to $67.35. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:44 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 5,000 $67.28 $336,396.00
Disclosure

SEC source: 0001234452-13-000508 · edgardoc.xml · nonDerivative · entry 4

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,726.5374

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $67.22 to $67.33. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:44 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 5,000 $35.66 $178,300.00
Disclosure

SEC source: 0001234452-13-000508 · edgardoc.xml · nonDerivative · entry 3

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,726.5374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:44 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 7,338 $67.28 $493,701.37
Disclosure

SEC source: 0001234452-13-000508 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,726.5374

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $67.22 to $67.34. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:44 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 7,338 $44.75 $328,375.50
Disclosure

SEC source: 0001234452-13-000508 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,064.5374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:45 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 16,769 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-13-000509 · edgardoc.xml · derivative · entry 7

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,769 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:45 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,917 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000509 · edgardoc.xml · derivative · entry 6

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,917 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:45 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 8,512 $67.29 $572,740.13
Disclosure

SEC source: 0001234452-13-000509 · edgardoc.xml · nonDerivative · entry 5

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125.42

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $67.22 to $67.34. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:45 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 4,917 $67.29 $330,857.06
Disclosure

SEC source: 0001234452-13-000509 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,637.42

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $67.22 to $67.345. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:45 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 4,917 $35.66 $175,340.22
Disclosure

SEC source: 0001234452-13-000509 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,554.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:45 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 16,769 $67.29 $1,128,359.18
Disclosure

SEC source: 0001234452-13-000509 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,637.42

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $67.22 to $67.345. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2013 Filed Nov 13, 2013 18:45 UTC
MOLLENKOPF STEVEN MPresident & COO
Exercise / conversionCommon Stock 16,769 $44.75 $750,412.75
Disclosure

SEC source: 0001234452-13-000509 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,406.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:11 UTC
ABERLE DEREK KEVP & Group President
Tax withholdingCommon Stock 7,471 $67.45 $503,918.95
Disclosure

SEC source: 0001234452-13-000491 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,069

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:11 UTC
ABERLE DEREK KEVP & Group President
GrantCommon Stock 14,317.0349 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000491 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,540.0349

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:21 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Tax withholdingCommon Stock 3,437 $67.45 $231,825.65
Disclosure

SEC source: 0001234452-13-000493 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,469

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:21 UTC
GROB MATTHEW SEVP & Chief Technology Officer
GrantCommon Stock 6,586.2915 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000493 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,906.2915

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:21 UTC
JACOBS PAUL EChairman & CEO
Tax withholdingCommon Stock 22,413 $67.45 $1,511,756.85
Disclosure

SEC source: 0001234452-13-000494 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 467,336

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:21 UTC
JACOBS PAUL EChairman & CEO
GrantCommon Stock 42,952.1396 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000494 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 489,749.1396

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:21 UTC
Johnson Margaret LExecutive Vice President
Tax withholdingCommon Stock 4,184 $67.45 $282,210.80
Disclosure

SEC source: 0001234452-13-000495 · edgardoc.xml · nonDerivative · entry 4

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,403

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:21 UTC
Johnson Margaret LExecutive Vice President
GrantCommon Stock 8,017.374 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000495 · edgardoc.xml · nonDerivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,587.374

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:53 UTC
GILBERT ANDREW MExecutive Vice President
Tax withholdingCommon Stock 1,319 $67.45 $88,966.55
Disclosure

SEC source: 0001234452-13-000501 · edgardoc.xml · nonDerivative · entry 4

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,511

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:53 UTC
GILBERT ANDREW MExecutive Vice President
GrantCommon Stock 2,863.2 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000501 · edgardoc.xml · nonDerivative · entry 3

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,830.2

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:54 UTC
LEDERER JAMES PExecutive Vice President
Tax withholdingCommon Stock 4,482 $67.45 $302,310.90
Disclosure

SEC source: 0001234452-13-000502 · edgardoc.xml · nonDerivative · entry 4

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,726.5374

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:54 UTC
LEDERER JAMES PExecutive Vice President
GrantCommon Stock 8,590.6347 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000502 · edgardoc.xml · nonDerivative · entry 3

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,209.1721

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:54 UTC
MOLLENKOPF STEVEN MPresident & COO
Tax withholdingCommon Stock 10,459 $67.45 $705,459.55
Disclosure

SEC source: 0001234452-13-000503 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,637.42

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:54 UTC
MOLLENKOPF STEVEN MPresident & COO
GrantCommon Stock 20,044.4699 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000503 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,096.8899

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:54 UTC
Rosenberg Donald JEVP & Corporate Secretary
Tax withholdingCommon Stock 6,575 $67.45 $443,483.75
Disclosure

SEC source: 0001234452-13-000504 · edgardoc.xml · nonDerivative · entry 4

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 26,822

F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:54 UTC
Rosenberg Donald JEVP & Corporate Secretary
GrantCommon Stock 12,599.3222 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000504 · edgardoc.xml · nonDerivative · entry 3

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 33,397.3222

F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:54 UTC
SULLIVAN DANIEL LExecutive Vice President
Tax withholdingCommon Stock 4,034 $67.45 $272,093.30
Disclosure

SEC source: 0001234452-13-000505 · edgardoc.xml · nonDerivative · entry 4

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,987

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 09, 2013 Filed Nov 12, 2013 23:54 UTC
SULLIVAN DANIEL LExecutive Vice President
GrantCommon Stock 7,731.7785 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000505 · edgardoc.xml · nonDerivative · entry 3

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 21,021.7785

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:11 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionRestricted Stock Unit · Derivative 1,280.0209 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000491 · edgardoc.xml · derivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,280.0209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F2 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:11 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionRestricted Stock Unit · Derivative 14,974.4878 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000491 · edgardoc.xml · derivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,974.4878 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:11 UTC
ABERLE DEREK KEVP & Group President
Tax withholdingCommon Stock 8,482 $67.45 $572,110.90
Disclosure

SEC source: 0001234452-13-000491 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,223

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:11 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 16,254.5087 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000491 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,705.5087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:21 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 2,285.6631 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000492 · edgardoc.xml · derivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,285.6631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:21 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 26,739.1193 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000492 · edgardoc.xml · derivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,739.1193 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:21 UTC
ALTMAN STEVEN RVice Chairman
Tax withholdingCommon Stock 15,145 $67.45 $1,021,530.25
Disclosure

SEC source: 0001234452-13-000492 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 93,992

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:21 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 29,024.7824 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000492 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 109,137.7824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:21 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 3,961.899 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000494 · edgardoc.xml · derivative · entry 9

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,961.899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F5 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:21 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 46,348.775 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000494 · edgardoc.xml · derivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,348.775 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:21 UTC
JACOBS PAUL EChairman & CEO
Tax withholdingCommon Stock 26,252 $67.45 $1,770,697.40
Disclosure

SEC source: 0001234452-13-000494 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 446,797

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:21 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 50,310.674 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000494 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 473,049.674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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November 08, 2013 Filed Nov 12, 2013 23:21 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 731.429 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000495 · edgardoc.xml · derivative · entry 6

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 731.429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F2 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

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November 08, 2013 Filed Nov 12, 2013 23:21 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 8,556.7116 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000495 · edgardoc.xml · derivative · entry 5

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,556.7116 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

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November 08, 2013 Filed Nov 12, 2013 23:21 UTC
Johnson Margaret LExecutive Vice President
Tax withholdingCommon Stock 4,847 $67.45 $326,930.15
Disclosure

SEC source: 0001234452-13-000495 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,570

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November 08, 2013 Filed Nov 12, 2013 23:21 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 9,288.1406 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000495 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,417.1406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:53 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 304.7553 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000501 · edgardoc.xml · derivative · entry 6

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 304.7553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F2 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:53 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 3,565.2158 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000501 · edgardoc.xml · derivative · entry 5

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,565.2158 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:53 UTC
GILBERT ANDREW MExecutive Vice President
Tax withholdingCommon Stock 1,792 $67.45 $120,870.40
Disclosure

SEC source: 0001234452-13-000501 · edgardoc.xml · nonDerivative · entry 2

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,967

Read SEC document
November 08, 2013 Filed Nov 12, 2013 23:53 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionCommon Stock 3,869.9711 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000501 · edgardoc.xml · nonDerivative · entry 1

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,759.9711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.