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QUALCOMM INC/DE

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0000804328
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0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 2025014
Jan 202603
Feb 202605
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May 2026030
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Aug 202608
Sep 2026011
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2013 Filed Nov 19, 2013 20:02 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 3,400 $41.33 $140,522.00
Disclosure

SEC source: 0001234452-13-000531 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 8,274 $71.85 $594,486.90
Disclosure

SEC source: 0001234452-13-000533 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,129

F1 · price: The sale prices for this transaction ranged from $71.77 to $71.93. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
JACOBS PAUL EChairman & CEO
OtherCommon Stock 40,718 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000532 · edgardoc.xml · nonDerivative · entry 7

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 434,588

F5 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000532 · edgardoc.xml · nonDerivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 353,152

F5 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 780 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000532 · edgardoc.xml · nonDerivative · entry 5

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 553,152

F5 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 8,230 $71.22 $586,144.72
Disclosure

SEC source: 0001234452-13-000532 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 423,163

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $71.11 to $71.34. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
JACOBS PAUL EChairman & CEO
OtherCommon Stock 40,718 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000532 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 431,393

F4 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000532 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 472,111

F4 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 8,230 $71.22 $586,144.72
Disclosure

SEC source: 0001234452-13-000532 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 423,163

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $71.11 to $71.34. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 27,000 $0.00 Strike: $44.63 $0.00
Disclosure

SEC source: 0001234452-13-000534 · edgardoc.xml · derivative · entry 3

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires 2017-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
SaleCommon Stock 27,000 $72.50 $1,957,532.40
Disclosure

SEC source: 0001234452-13-000534 · edgardoc.xml · nonDerivative · entry 2

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187

F1 · price: The sale prices for this transaction ranged from $71.45 to $71.57. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionCommon Stock 27,000 $44.63 $1,205,010.00
Disclosure

SEC source: 0001234452-13-000534 · edgardoc.xml · nonDerivative · entry 1

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 47,000 $0.00 Strike: $44.02 $0.00
Disclosure

SEC source: 0001234452-13-000535 · edgardoc.xml · derivative · entry 10

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,000

Underlying: Common Stock · 47,000 shares

Expires 2015-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,333 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-13-000535 · edgardoc.xml · derivative · entry 9

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,333 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,667 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000535 · edgardoc.xml · derivative · entry 8

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,667 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
SULLIVAN DANIEL LExecutive Vice President
SaleCommon Stock 5,667 $71.60 $405,739.63
Disclosure

SEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 6

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,849

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $71.50 to $71.69. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionCommon Stock 5,667 $35.66 $202,085.22
Disclosure

SEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 5

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
SULLIVAN DANIEL LExecutive Vice President
SaleCommon Stock 4,333 $71.60 $310,229.37
Disclosure

SEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 4

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,849

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $71.50 to $71.69. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionCommon Stock 4,333 $37.29 $161,577.57
Disclosure

SEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 3

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 13,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
SULLIVAN DANIEL LExecutive Vice President
SaleCommon Stock 47,000 $71.60 $3,365,054.30
Disclosure

SEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 2

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,849

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $71.50 to $71.69. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:03 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionCommon Stock 47,000 $44.02 $2,068,940.00
Disclosure

SEC source: 0001234452-13-000535 · edgardoc.xml · nonDerivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 55,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $51.48 $0.00
Disclosure

SEC source: 0001234452-13-000520 · edgardoc.xml · derivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2016-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
AMON CRISTIANO RExecutive Vice President
SaleCommon Stock 7,000 $70.50 $493,503.50
Disclosure

SEC source: 0001234452-13-000520 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $70.50 to $70.5025. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 7,000 $51.48 $360,360.00
Disclosure

SEC source: 0001234452-13-000520 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,894 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-13-000521 · edgardoc.xml · derivative · entry 3

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,894 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
GILBERT ANDREW MExecutive Vice President
SaleCommon Stock 8,894 $71.16 $632,867.69
Disclosure

SEC source: 0001234452-13-000521 · edgardoc.xml · nonDerivative · entry 2

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,511

F1 · price: The sale prices for this transaction ranged from $71.15 to $71.17. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionCommon Stock 8,894 $44.75 $398,006.50
Disclosure

SEC source: 0001234452-13-000521 · edgardoc.xml · nonDerivative · entry 1

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,600 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-13-000522 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,900

Underlying: Common Stock · 1,600 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 1,600 $71.46 $114,336.00
Disclosure

SEC source: 0001234452-13-000522 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,469

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 1,600 $41.33 $66,128.00
Disclosure

SEC source: 0001234452-13-000522 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 24,750 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-13-000523 · edgardoc.xml · derivative · entry 10

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,697

Underlying: Common Stock · 24,750 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,250 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000523 · edgardoc.xml · derivative · entry 9

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,250 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 15,250 $70.71 $1,078,335.13
Disclosure

SEC source: 0001234452-13-000523 · edgardoc.xml · nonDerivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 552,372

F3 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F4 · price: The sale prices for this transaction ranged from $70.71 to $70.715. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 15,250 $35.66 $543,815.00
Disclosure

SEC source: 0001234452-13-000523 · edgardoc.xml · nonDerivative · entry 5

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 567,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 24,750 $70.71 $1,750,084.88
Disclosure

SEC source: 0001234452-13-000523 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 552,372

F3 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F4 · price: The sale prices for this transaction ranged from $70.71 to $70.715. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 14, 2013 Filed Nov 16, 2013 00:25 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 24,750 $37.29 $922,927.50
Disclosure

SEC source: 0001234452-13-000523 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 577,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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November 14, 2013 Filed Nov 16, 2013 00:25 UTC
JACOBS PAUL EChairman & CEO
OtherCommon Stock 42,518 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000523 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 552,372

F2 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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November 14, 2013 Filed Nov 16, 2013 00:25 UTC
JACOBS PAUL EChairman & CEO
OtherCommon Stock 42,518 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000523 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 372,111

F1 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).

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November 14, 2013 Filed Nov 21, 2013 23:50 UTC
ALTMAN STEVEN RVice Chairman
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000557 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 60,113

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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November 13, 2013 Filed Nov 14, 2013 00:50 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 28,938 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-13-000512 · edgardoc.xml · derivative · entry 7

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,938 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

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November 13, 2013 Filed Nov 14, 2013 00:50 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,084 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000512 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,084 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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November 13, 2013 Filed Nov 14, 2013 00:50 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 9,084 $69.55 $631,794.93
Disclosure

SEC source: 0001234452-13-000512 · edgardoc.xml · nonDerivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F4 · price: The sale prices for this transaction ranged from $69.50 to $69.60. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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November 13, 2013 Filed Nov 14, 2013 00:50 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 9,084 $35.66 $323,935.44
Disclosure

SEC source: 0001234452-13-000512 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 89,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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November 13, 2013 Filed Nov 14, 2013 00:50 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 28,938 $69.55 $2,012,646.58
Disclosure

SEC source: 0001234452-13-000512 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F4 · price: The sale prices for this transaction ranged from $69.50 to $69.60. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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November 13, 2013 Filed Nov 14, 2013 00:50 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 28,938 $44.75 $1,294,975.50
Disclosure

SEC source: 0001234452-13-000512 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 109,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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November 13, 2013 Filed Nov 14, 2013 00:54 UTC
Rosenberg Donald JEVP & Corporate Secretary
SaleCommon Stock 13,426 $69.38 $931,495.88
Disclosure

SEC source: 0001234452-13-000515 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 13,396

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $69.325 to $69.445. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

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November 12, 2013 Filed Nov 14, 2013 00:50 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 13,879 $67.87 $942,024.63
Disclosure

SEC source: 0001234452-13-000512 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 80,113

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $67.62 to $68.185. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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November 12, 2013 Filed Nov 14, 2013 00:50 UTC
SULLIVAN DANIEL LExecutive Vice President
SaleCommon Stock 8,138 $67.88 $552,373.26
Disclosure

SEC source: 0001234452-13-000513 · edgardoc.xml · nonDerivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,849

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $67.62 to $68.185. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

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November 11, 2013 Filed Nov 13, 2013 18:44 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,338 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-13-000508 · edgardoc.xml · derivative · entry 8

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,338 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

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November 11, 2013 Filed Nov 13, 2013 18:44 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000508 · edgardoc.xml · derivative · entry 7

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.