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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2018 Filed Nov 21, 2018 16:32 UTC Tax withholdingCommon Stock 7,901 $54.92 $433,922.92
Disclosure

SEC source: 0001205233-18-000086 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,743

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC Tax withholdingCommon Stock 10,142 $54.92 $556,998.64
Disclosure

SEC source: 0001205233-18-000086 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,644

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC Exercise / conversionCommon Stock 15,936 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000086 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC Exercise / conversionCommon Stock 20,430 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000086 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
Davis George SEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 15,303.2601 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000087 · edgardoc.xml · derivative · entry 3

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,607.5586

Underlying: Common Stock · 15,303.2601 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
Davis George SEVP & Chief Financial Officer
Tax withholdingCommon Stock 7,588 $54.92 $416,732.96
Disclosure

SEC source: 0001205233-18-000087 · edgardoc.xml · nonDerivative · entry 2

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 132,395

F2 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.

F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
Davis George SEVP & Chief Financial Officer
Exercise / conversionCommon Stock 15,303 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000087 · edgardoc.xml · nonDerivative · entry 1

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 139,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionRestricted Stock Unit · Derivative 8,416.5334 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000088 · edgardoc.xml · derivative · entry 6

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,834.1052

Underlying: Common Stock · 8,416.5334 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionRestricted Stock Unit · Derivative 7,162.199 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000088 · edgardoc.xml · derivative · entry 5

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,163.2778

Underlying: Common Stock · 7,162.199 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 3,258 $54.92 $178,929.36
Disclosure

SEC source: 0001205233-18-000088 · edgardoc.xml · nonDerivative · entry 4

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 35,962

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 1,744 $54.92 $95,780.48
Disclosure

SEC source: 0001205233-18-000088 · edgardoc.xml · nonDerivative · entry 3

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 39,220

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionCommon Stock 8,416 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000088 · edgardoc.xml · nonDerivative · entry 2

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 40,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionCommon Stock 7,162 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000088 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 32,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 12,242.6079 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · derivative · entry 12

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,486.2546

Underlying: Common Stock · 12,242.6079 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 7,380.1507 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · derivative · entry 11

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,381.404

Underlying: Common Stock · 7,380.1507 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 7,001.2533 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · derivative · entry 10

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,761.5547

Underlying: Common Stock · 7,001.2533 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on November 20, 2016, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on November 20, 2016, 2017, 2018 and 2019.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 5,766.792 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · derivative · entry 9

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,766.792 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 6,645 $54.92 $364,943.40
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 8

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,375

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 3,298 $54.92 $181,126.16
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 7

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,020

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 1,994 $54.92 $109,510.48
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 6

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,318

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 2,421 $54.92 $132,961.32
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 5

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,312

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 12,242 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 7,380 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 5,766 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 7,001 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000089 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 13,773.4532 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000090 · edgardoc.xml · derivative · entry 6

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,545.8678

Underlying: Common Stock · 13,773.4532 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 7,476 $54.92 $410,581.92
Disclosure

SEC source: 0001205233-18-000090 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,297

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionCommon Stock 13,773 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000090 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 8,416.5334 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · derivative · entry 12

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,834.1052

Underlying: Common Stock · 8,416.5334 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 7,162.199 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · derivative · entry 11

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,163.2778

Underlying: Common Stock · 7,162.199 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 2,420.7534 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · derivative · entry 10

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,420.7534 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 3,612.6467 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · derivative · entry 9

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420.7534

Underlying: Common Stock · 3,612.6467 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 4,173 $54.92 $229,181.16
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · nonDerivative · entry 8

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,368

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 3,551 $54.92 $195,020.92
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · nonDerivative · entry 7

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 22,541

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 953 $54.92 $52,338.76
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · nonDerivative · entry 6

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 26,092

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 1,249 $54.92 $68,595.08
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · nonDerivative · entry 5

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,045

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

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November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 8,416 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · nonDerivative · entry 4

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 28,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

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November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 7,162 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · nonDerivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

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November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 2,420 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

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November 20, 2018 Filed Nov 21, 2018 16:33 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 3,612 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000091 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

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November 20, 2018 Filed Nov 21, 2018 16:33 UTC
THOMPSON JAMES HEVP, Engineering & CTO, QTI
Exercise / conversionRestricted Stock Unit · Derivative 18,976.6655 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000092 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,952.2924

Underlying: Common Stock · 18,976.6655 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

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November 20, 2018 Filed Nov 21, 2018 16:33 UTC
THOMPSON JAMES HEVP, Engineering & CTO, QTI
Tax withholdingCommon Stock 10,300 $54.92 $565,676.00
Disclosure

SEC source: 0001205233-18-000092 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,647

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November 20, 2018 Filed Nov 21, 2018 16:33 UTC
THOMPSON JAMES HEVP, Engineering & CTO, QTI
Exercise / conversionCommon Stock 18,976 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000092 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 29, 2018 Filed Oct 30, 2018 20:12 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 853 $63.50 $54,165.50
Disclosure

SEC source: 0001205233-18-000085 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,344

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

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October 19, 2018 Filed Oct 22, 2018 22:27 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionRestricted Stock Unit · Derivative 7,992.6308 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000084 · edgardoc.xml · derivative · entry 3

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,992.6308 shares

Expires 2018-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 19, 2016, 2017 and 2018.

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October 19, 2018 Filed Oct 22, 2018 22:27 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 1,946 $65.36 $127,190.56
Disclosure

SEC source: 0001205233-18-000084 · edgardoc.xml · nonDerivative · entry 2

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,386

F2 · balance_after: Includes 234 and 187 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018 and July 31, 2018, respectively.

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

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October 19, 2018 Filed Oct 22, 2018 22:27 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionCommon Stock 7,992 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000084 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

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October 10, 2018 Filed Oct 11, 2018 20:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 68,000 $0.00 Strike: $55.31 $0.00
Disclosure

SEC source: 0001205233-18-000083 · edgardoc.xml · derivative · entry 6

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,000 shares

Expires 2019-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest on the first anniversary of the date of grant as to 1/4th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

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October 10, 2018 Filed Oct 11, 2018 20:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,625 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001205233-18-000083 · edgardoc.xml · derivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,625 shares

Expires 2019-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

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October 10, 2018 Filed Oct 11, 2018 20:37 UTC SaleCommon Stock 68,000 $68.84 $4,681,120.00
Disclosure

SEC source: 0001205233-18-000083 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,420

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F3 · price: The sale prices for this transaction ranged from $68.49 to $69.26. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.