Tapewire
QUALCOMM INC/DE logo

Nasdaq · USD

QCOM

QUALCOMM INC/DE

Export transactions ↓
Tapewire entity
2852
SEC CIK
0000804328
Parsed reports
3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 24, 2020 21:53 UTC Exercise / conversionCommon Stock 17,041 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000084 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:39 UTC GrantDeferred Stock Unit · Derivative 1,036 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000076 · edgardoc.xml · derivative · entry 1

ACEVEDO SYLVIA · CIK 0001829225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036

Underlying: Common Stock · 1,036 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:39 UTC GrantDeferred Stock Unit · Derivative 1,036 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000077 · edgardoc.xml · derivative · entry 1

Johnson Gregory N · CIK 0001503870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036

Underlying: Common Stock · 1,036 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock in accordance with the grant agreement on the earlier of (1) March 10, 2023, (2) death, (3) disability, or (4) a change in control.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:03 UTC SaleCommon Stock 6,000 $141.10 $846,602.40
Disclosure

SEC source: 0001205233-20-000071 · edgardoc.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214

F1 · price: The sale prices for this transaction ranged from $140.80 to $141.48. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 20:52 UTC SaleCommon Stock 1,500 $145.12 $217,672.50
Disclosure

SEC source: 0001205233-20-000070 · edgardoc.xml · nonDerivative · entry 1

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 8,249

F1 · ownership.nature: Securities held by Clark T. Randt, Jr. and Sarah T. Randt.

Read SEC document
October 28, 2020 Filed Dec 28, 2020 21:23 UTC
POLEK ERIN LSVP, Controller & CAO
GrantRestricted Stock Unit · Derivative 5,347 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000092 · edgardoc.xml · derivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,347

Underlying: Common Stock · 5,347 shares

Expires 2023-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 23:03 UTC SaleCommon Stock 20,530 $130.60 $2,681,222.11
Disclosure

SEC source: 0001205233-20-000069 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,753

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $129.03 to $132.36. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 20:46 UTC
Rosenberg Donald JEVP & General Counsel
SaleCommon Stock 10,720 $118.27 $1,267,849.04
Disclosure

SEC source: 0001205233-20-000067 · edgardoc.xml · nonDerivative · entry 5

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $118.1726 to $118.40. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:46 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 8,491 $116.78 $991,578.98
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · nonDerivative · entry 5

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,689

F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,648.9612 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000063 · edgardoc.xml · derivative · entry 6

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,298.9518

Underlying: Common Stock · 20,648.9612 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 17,582.4149 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000063 · edgardoc.xml · derivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,583.4841

Underlying: Common Stock · 17,582.4149 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:45 UTC Tax withholdingCommon Stock 10,237 $119.52 $1,223,526.24
Disclosure

SEC source: 0001205233-20-000063 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,283

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:45 UTC Tax withholdingCommon Stock 7,463 $119.52 $891,977.76
Disclosure

SEC source: 0001205233-20-000063 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,520

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:45 UTC Exercise / conversionCommon Stock 17,582 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000063 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:45 UTC Exercise / conversionCommon Stock 20,648 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000063 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 175 and 144 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020 and July 31, 2020, respectively.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionRestricted Stock Unit · Derivative 5,678.2327 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000064 · edgardoc.xml · derivative · entry 6

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,357.4949

Underlying: Common Stock · 5,678.2327 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F5 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionRestricted Stock Unit · Derivative 6,044.7238 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000064 · edgardoc.xml · derivative · entry 5

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,044.7238

Underlying: Common Stock · 6,044.7238 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 1,897 $119.52 $226,729.44
Disclosure

SEC source: 0001205233-20-000064 · edgardoc.xml · nonDerivative · entry 4

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 58,498

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 1,472 $119.52 $175,933.44
Disclosure

SEC source: 0001205233-20-000064 · edgardoc.xml · nonDerivative · entry 3

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 60,395

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionCommon Stock 6,044 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000064 · edgardoc.xml · nonDerivative · entry 2

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 61,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000064 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 55,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 94,263.1926 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000065 · edgardoc.xml · derivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,339.9694

Underlying: Common Stock · 94,263.1926 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest 58.33% on October 1, 2020, 25% on October 1, 2021 and 16.67% on October 1, 2022.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest 58.33% on October 1, 2020, 25% on October 1, 2021 and 16.67% on October 1, 2022.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Tax withholdingCommon Stock 45,481 $119.52 $5,435,889.12
Disclosure

SEC source: 0001205233-20-000065 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 526,166

F2 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 94,263 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000065 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 571,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.

F2 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 10,323.9659 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · derivative · entry 7

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,649.9908

Underlying: Common Stock · 10,323.9659 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F5 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 8,791.7419 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · derivative · entry 6

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,791.7419

Underlying: Common Stock · 8,791.7419 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 5,603 $119.52 $669,670.56
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,180

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 2,897 $119.52 $346,249.44
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,783

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 8,791 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 10,323 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000066 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 175 and 144 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020 and July 31, 2020, respectively.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 9,292.4957 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000067 · edgardoc.xml · derivative · entry 8

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,584.9914

Underlying: Common Stock · 9,292.4957 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F6 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 9,889.9078 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000067 · edgardoc.xml · derivative · entry 7

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,890.9773

Underlying: Common Stock · 9,889.9078 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 5,044 $119.52 $602,858.88
Disclosure

SEC source: 0001205233-20-000067 · edgardoc.xml · nonDerivative · entry 4

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,720

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 3,417 $119.52 $408,399.84
Disclosure

SEC source: 0001205233-20-000067 · edgardoc.xml · nonDerivative · entry 3

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,764

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionCommon Stock 9,889 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000067 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:46 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionCommon Stock 9,292 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000067 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionRestricted Stock Unit · Derivative 18,583.9622 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · derivative · entry 9

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,169.9834

Underlying: Common Stock · 18,583.9622 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F6 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionRestricted Stock Unit · Derivative 15,385.0137 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · derivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,385.0137

Underlying: Common Stock · 15,385.0137 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Tax withholdingCommon Stock 10,087 $119.52 $1,205,598.24
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,219

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Tax withholdingCommon Stock 6,012 $119.52 $718,554.24
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,306

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionCommon Stock 15,385 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionCommon Stock 18,583 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000068 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:04 UTC
FIELDS MARKDirector
GrantCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000059 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,866.7071

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:05 UTC GrantCommon Stock 584 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000060 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,556.0239

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:05 UTC GrantCommon Stock 122 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000061 · edgardoc.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:05 UTC
Smit NeilDirector
GrantCommon Stock 251 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000062 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574.0848

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:14 UTC GrantRestricted Stock Unit · Derivative 36,177 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000052 · edgardoc.xml · derivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,177

Underlying: Common Stock · 36,177 shares

Expires 2023-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:14 UTC
MODOFF BRIANEVP, Strategy and M&A
GrantRestricted Stock Unit · Derivative 9,949 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000053 · edgardoc.xml · derivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,949

Underlying: Common Stock · 9,949 shares

Expires 2023-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:14 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 40,699 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000054 · edgardoc.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,699

Underlying: Common Stock · 40,699 shares

Expires 2023-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 22:15 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
GrantRestricted Stock Unit · Derivative 15,375 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000055 · edgardoc.xml · derivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,375

Underlying: Common Stock · 15,375 shares

Expires 2023-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.