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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2020 Filed Dec 8, 2020 21:38 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 25,822 $157.62 $4,070,063.64
Disclosure

SEC source: 0001205233-20-000087 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,258

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC
Rosenberg Donald JEVP & General Counsel
GrantCommon Stock 52,080 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000087 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,080

F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 20,195 $157.62 $3,183,135.90
Disclosure

SEC source: 0001205233-20-000089 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,948

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC
ROGERS ALEXANDER HEVP & President, QTL
GrantCommon Stock 40,731 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000089 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,143

F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 22,953 $157.62 $3,617,851.86
Disclosure

SEC source: 0001205233-20-000089 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,412

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC
ROGERS ALEXANDER HEVP & President, QTL
GrantCommon Stock 46,294 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000089 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,365

F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Tax withholdingCommon Stock 31,302 $157.62 $4,933,821.24
Disclosure

SEC source: 0001205233-20-000090 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,242

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC
THOMPSON JAMES HEVP, Engineering & CTO
GrantCommon Stock 63,134 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000090 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,544

F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Tax withholdingCommon Stock 35,577 $157.62 $5,607,646.74
Disclosure

SEC source: 0001205233-20-000090 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,410

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:38 UTC
THOMPSON JAMES HEVP, Engineering & CTO
GrantCommon Stock 71,755 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000090 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,987

F1 · shares: These shares represent Performance Stock Units that vested on October 12, 2020. On December 6, 2020, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 21:50 UTC
Rosenberg Donald JEVP & General Counsel
SaleCommon Stock 7,771 $142.51 $1,107,473.19
Disclosure

SEC source: 0001205233-20-000083 · edgardoc.xml · nonDerivative · entry 3

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $142.2293 to $142.7800. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 21:53 UTC SaleCommon Stock 19,606 $143.65 $2,816,437.19
Disclosure

SEC source: 0001205233-20-000084 · edgardoc.xml · nonDerivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,753

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $141.16 to $146.27. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 23, 2020 Filed Nov 23, 2020 21:33 UTC
POLEK ERIN LSVP & Chief Accounting Officer
SaleCommon Stock 3,455 $142.48 $492,268.40
Disclosure

SEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 7

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
November 23, 2020 Filed Nov 23, 2020 21:34 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 5,526 $142.48 $787,344.48
Disclosure

SEC source: 0001205233-20-000081 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,071

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionRestricted Stock Unit · Derivative 8,999.7554 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000078 · edgardoc.xml · derivative · entry 3

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,999.7554 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 3,541 $146.03 $517,092.23
Disclosure

SEC source: 0001205233-20-000078 · edgardoc.xml · nonDerivative · entry 2

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 63,956

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionCommon Stock 8,999 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000078 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 67,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,791.3218 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000079 · edgardoc.xml · derivative · entry 9

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,585.7319

Underlying: Common Stock · 3,791.3218 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,338.5476 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000079 · edgardoc.xml · derivative · entry 8

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677.0952

Underlying: Common Stock · 2,338.5476 shares

Expires 2021-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,470.9347 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000079 · edgardoc.xml · derivative · entry 7

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,470.9347 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,880 $146.03 $274,536.40
Disclosure

SEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 6

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,344

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,159 $146.03 $169,248.77
Disclosure

SEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 5

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,224

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,225 $146.03 $178,886.75
Disclosure

SEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 4

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,383

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,470 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,338 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,791 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000079 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,738.2341 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000080 · edgardoc.xml · derivative · entry 10

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,478.5272

Underlying: Common Stock · 2,738.2341 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,407.1919 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000080 · edgardoc.xml · derivative · entry 9

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815.4533

Underlying: Common Stock · 1,407.1919 shares

Expires 2021-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,138.2957 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000080 · edgardoc.xml · derivative · entry 8

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,138.2957 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vested semi-annually thereafter.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 947 $146.03 $138,290.41
Disclosure

SEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 6

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,455

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 487 $146.03 $71,116.61
Disclosure

SEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 5

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,402

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 394 $146.03 $57,535.82
Disclosure

SEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 4

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,889

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,138 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 3

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,407 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 2

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:33 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,738 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000080 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 13,090.9573 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000081 · edgardoc.xml · derivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,090.9573 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 6,182 $146.03 $902,757.46
Disclosure

SEC source: 0001205233-20-000081 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,597

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 13,090 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000081 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionRestricted Stock Unit · Derivative 20,291.6499 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000082 · edgardoc.xml · derivative · entry 7

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,291.6499 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
GiftCommon Stock 694 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000082 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,232

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Tax withholdingCommon Stock 9,584 $146.03 $1,399,551.52
Disclosure

SEC source: 0001205233-20-000082 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,926

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionCommon Stock 20,291 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000082 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2020 Filed Nov 24, 2020 21:50 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 14,727.8823 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000083 · edgardoc.xml · derivative · entry 5

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,727.8823 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:50 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 6,956 $146.03 $1,015,784.68
Disclosure

SEC source: 0001205233-20-000083 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,771

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:50 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionCommon Stock 14,727 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000083 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 21,846.3955 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000084 · edgardoc.xml · derivative · entry 7

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,846.3955 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 17,041.0525 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000084 · edgardoc.xml · derivative · entry 6

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,846.3955

Underlying: Common Stock · 17,041.0525 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:53 UTC Tax withholdingCommon Stock 8,449 $146.03 $1,233,807.47
Disclosure

SEC source: 0001205233-20-000084 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,359

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:53 UTC Tax withholdingCommon Stock 10,832 $146.03 $1,581,796.96
Disclosure

SEC source: 0001205233-20-000084 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,808

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:53 UTC Exercise / conversionCommon Stock 21,846 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000084 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.