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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2011 Filed Nov 16, 2011 01:53 UTC
Rosenberg Donald JEVP & Corporate Secretary
SaleCommon Stock 7,976 $57.00 $454,632.00
Disclosure

SEC source: 0001234452-11-000408 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 14, 2011 Filed Nov 16, 2011 18:59 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,500 $56.57 Strike: $17.47 $707,142.50
Disclosure

SEC source: 0001234452-11-000410 · edgardoc.xml · derivative · entry 7

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 48,181

Underlying: Common Stock · 12,500 shares

Expires 2012-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 14, 2011 Filed Nov 16, 2011 18:59 UTC SaleCommon Stock 12,500 $56.57 $707,142.50
Disclosure

SEC source: 0001234452-11-000410 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,400,191

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $56.4501 to $56.604. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 14, 2011 Filed Nov 16, 2011 18:59 UTC Exercise / conversionCommon Stock 12,500 $17.47 $218,375.00
Disclosure

SEC source: 0001234452-11-000410 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,412,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 10, 2011 Filed Nov 14, 2011 23:50 UTC
MOLLENKOPF STEVEN MExecutive Vice President
SaleCommon Stock 9,172 $56.08 $514,365.76
Disclosure

SEC source: 0001234452-11-000399 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,379.8924

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 10, 2011 Filed Nov 16, 2011 18:59 UTC GiftCommon Stock 90,195 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000410 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,400,191

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
November 09, 2011 Filed Nov 15, 2011 00:23 UTC SaleCommon Stock 8,756 $55.54 $486,339.76
Disclosure

SEC source: 0001234452-11-000400 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 110,325

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $54.99 to $55.99. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
November 09, 2011 Filed Nov 15, 2011 01:21 UTC SaleCommon Stock 6,200 $56.20 $348,457.36
Disclosure

SEC source: 0001234452-11-000402 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,125

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $56.01 to $56.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC
ABERLE DEREK KExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 243.3772 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000382 · edgardoc.xml · derivative · entry 4

ABERLE DEREK K · CIK 0001445355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486.7544

Underlying: Common Stock · 243.3772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F4 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F4 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC
ABERLE DEREK KExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 15,465 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000382 · edgardoc.xml · derivative · entry 3

ABERLE DEREK K · CIK 0001445355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,930

Underlying: Common Stock · 15,465 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC
ABERLE DEREK KExecutive Vice President
Tax withholdingCommon Stock 7,333.3772 $57.03 $418,222.50
Disclosure

SEC source: 0001234452-11-000382 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,990

F1 · balance_after: Includes 429 shares and 152 shares acquired under the Company's Employee Stock Purchase Plan on March 31, 2011 and July 31, 2011 respectively.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC
ABERLE DEREK KExecutive Vice President
Exercise / conversionCommon Stock 15,708.3772 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000382 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,323.3772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC Exercise / conversionRestricted Stock Unit · Derivative 434.5853 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000383 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869.1706

Underlying: Common Stock · 434.5853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F5 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F5 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,615 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000383 · edgardoc.xml · derivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,230

Underlying: Common Stock · 27,615 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC Tax withholdingCommon Stock 13,093.5853 $57.03 $746,727.17
Disclosure

SEC source: 0001234452-11-000383 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,108

F1 · balance_after: Includes 152 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2011.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC Exercise / conversionCommon Stock 28,049.5853 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000383 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,201.5853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 57 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000384 · edgardoc.xml · derivative · entry 4

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115.8896

Underlying: Common Stock · 57 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 3,681 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000384 · edgardoc.xml · derivative · entry 3

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,364

Underlying: Common Stock · 3,681 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
GILBERT ANDREW MExecutive Vice President
Tax withholdingCommon Stock 1,944 $57.03 $110,866.32
Disclosure

SEC source: 0001234452-11-000384 · edgardoc.xml · nonDerivative · entry 2

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,624

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionCommon Stock 3,738 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000384 · edgardoc.xml · nonDerivative · entry 1

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 753.2813 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000385 · edgardoc.xml · derivative · entry 7

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506.5936

Underlying: Common Stock · 753.2813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F6 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F6 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 47,866 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000385 · edgardoc.xml · derivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,734

Underlying: Common Stock · 47,866 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
JACOBS PAUL EDirector · Chairman & CEO
Tax withholdingCommon Stock 22,696.2813 $57.03 $1,294,368.92
Disclosure

SEC source: 0001234452-11-000385 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,923

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 48,619.2813 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000385 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,619.2813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 139.0546 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000386 · edgardoc.xml · derivative · entry 4

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278.141

Underlying: Common Stock · 139.0546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 8,836 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000386 · edgardoc.xml · derivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,674

Underlying: Common Stock · 8,836 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
Johnson Margaret LExecutive Vice President
Tax withholdingCommon Stock 4,190.0546 $57.03 $238,958.81
Disclosure

SEC source: 0001234452-11-000386 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,776

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:58 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 8,975.0546 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000386 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,966.0546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:59 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 272.334 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000387 · edgardoc.xml · derivative · entry 4

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544.668

Underlying: Common Stock · 272.334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F4 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F4 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:59 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 17,305 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000387 · edgardoc.xml · derivative · entry 3

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,610

Underlying: Common Stock · 17,305 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:59 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
Tax withholdingCommon Stock 8,205.334 $57.03 $467,950.20
Disclosure

SEC source: 0001234452-11-000387 · edgardoc.xml · nonDerivative · entry 2

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,127

F1 · balance_after: Includes 152 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2011.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:59 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 17,577.334 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000387 · edgardoc.xml · nonDerivative · entry 1

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,332.334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 115.8737 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000392 · edgardoc.xml · derivative · entry 6

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231.7631

Underlying: Common Stock · 115.8737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F5 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F5 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 7,363 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000392 · edgardoc.xml · derivative · entry 5

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,727

Underlying: Common Stock · 7,363 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
LEDERER JAMES PExecutive Vice President
Tax withholdingCommon Stock 3,491.8737 $57.03 $199,141.56
Disclosure

SEC source: 0001234452-11-000392 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,570.3398

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
LEDERER JAMES PExecutive Vice President
Exercise / conversionCommon Stock 7,478.8737 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000392 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,062.2135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
MOLLENKOPF STEVEN MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 266.5268 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000393 · edgardoc.xml · derivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533.0852

Underlying: Common Stock · 266.5268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
MOLLENKOPF STEVEN MExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 16,936 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000393 · edgardoc.xml · derivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,874

Underlying: Common Stock · 16,936 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

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November 08, 2011 Filed Nov 11, 2011 00:06 UTC
MOLLENKOPF STEVEN MExecutive Vice President
Tax withholdingCommon Stock 8,030.5268 $57.03 $457,980.94
Disclosure

SEC source: 0001234452-11-000393 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,551.8924

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
MOLLENKOPF STEVEN MExecutive Vice President
Exercise / conversionCommon Stock 17,202.5268 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000393 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,582.4192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
Rosenberg Donald JEVP & Corporate Secretary
Exercise / conversionRestricted Stock Unit · Derivative 213.7787 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000394 · edgardoc.xml · derivative · entry 5

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545.8547

Underlying: Common Stock · 213.7787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F4 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F4 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
Rosenberg Donald JEVP & Corporate Secretary
Exercise / conversionRestricted Stock Unit · Derivative 14,728 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000394 · edgardoc.xml · derivative · entry 4

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,085

Underlying: Common Stock · 14,728 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
Rosenberg Donald JEVP & Corporate Secretary
Tax withholdingCommon Stock 6,983.7787 $57.03 $398,284.90
Disclosure

SEC source: 0001234452-11-000394 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,976

F1 · balance_after: Includes 429 shares and 152 shares acquired under the Company's Employee Stock Purchase Plan on March 31, 2011 and July 31, 2011 respectively.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:06 UTC
Rosenberg Donald JEVP & Corporate Secretary
Exercise / conversionCommon Stock 14,959.7787 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000394 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,959.7787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:07 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 139.0546 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000395 · edgardoc.xml · derivative · entry 5

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278.141

Underlying: Common Stock · 139.0546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F5 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F5 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:07 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 8,836 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000395 · edgardoc.xml · derivative · entry 4

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,674

Underlying: Common Stock · 8,836 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:07 UTC
SULLIVAN DANIEL LExecutive Vice President
Tax withholdingCommon Stock 4,190.0546 $57.03 $238,958.81
Disclosure

SEC source: 0001234452-11-000395 · edgardoc.xml · nonDerivative · entry 2

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,364

F1 · balance_after: Includes 429 shares and 152 shares acquired under the Company's Employee Stock Purchase Plan on March 31, 2011 and July 31, 2011 respectively.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:07 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionCommon Stock 8,975.0546 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000395 · edgardoc.xml · nonDerivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,554.0546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:07 UTC
WANG JINGExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 150.6531 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000396 · edgardoc.xml · derivative · entry 4

WANG JING · CIK 0001423879 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301.3218

Underlying: Common Stock · 150.6531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F4 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F4 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 11, 2011 00:07 UTC
WANG JINGExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 9,573 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000396 · edgardoc.xml · derivative · entry 3

WANG JING · CIK 0001423879 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,147

Underlying: Common Stock · 9,573 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.