Last 12 months
Inside the activity.
1 purchase rows · 39 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 6 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 9 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2024 Filed Dec 6, 2024 21:39 UTC |
BARATZ ALAN EDirector · President & CEO
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 147,563 | $2.76 | $407,273.88 |
DisclosureSEC source: 0001907982-24-000176 · wk-form4_1733521168.xml · nonDerivative · entry 1 BARATZ ALAN E · CIK 0001098231 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,547,330 F1 · balance_after: Includes 1,362,500 shares of unvested restricted stock units Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:35 UTC |
Markovich John M.Chief Financial Officer
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 86,079 | $2.76 | $237,578.04 |
DisclosureSEC source: 0001907982-24-000174 · wk-form4_1733520928.xml · nonDerivative · entry 1 Markovich John M. · CIK 0001453942 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,070,138 F1 · balance_after: Includes 493,750 shares of unvested restricted stock units. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:31 UTC |
Nguyen DianeGeneral Counsel
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 2,460 | $2.76 | $6,789.60 |
DisclosureSEC source: 0001907982-24-000172 · wk-form4_1733520657.xml · nonDerivative · entry 1 Nguyen Diane · CIK 0001974777 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,722 F1 · balance_after: Includes 242,506 shares of unvested restricted stock units. Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 12:39 UTC |
Holt Sharon EDirector
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 68,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001907982-24-000168 · wk-form4_1732711178.xml · nonDerivative · entry 1 Holt Sharon E · CIK 0001299510 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,579 F1 · shares: Represents 68,579 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. F1 · balance_after: Represents 68,579 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. Read SEC document |
| November 22, 2024 Filed Dec 13, 2024 21:34 UTC Amendment |
Holt Sharon EDirector
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 61,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001907982-24-000192 · wk-form4a_1734125692.xml · nonDerivative · entry 1 Holt Sharon E · CIK 0001299510 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,079 F1 · balance_after: Due to an inadvertent clerical error, the securities acquired by the Reporting Person on November 22, 2024 were overreported by 7,500 shares. This Form 4/A is being filed to report the correct amount of 61,079 shares acquired by the Reporting Person on such date. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 22:51 UTC |
DiLullo John DDirector
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 87,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001907982-24-000148 · wk-form4_1730847052.xml · nonDerivative · entry 1 DiLullo John D · CIK 0001346345 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,035 F1 · shares: Represents 87,035 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. F1 · balance_after: Represents 87,035 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 22:50 UTC |
Ghai RohitDirector
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 87,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001907982-24-000147 · wk-form4_1730847042.xml · nonDerivative · entry 1 Ghai Rohit · CIK 0001960794 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,035 F1 · shares: Represents 87,035 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. F1 · balance_after: Represents 87,035 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. Read SEC document |
| October 21, 2024 Filed Oct 23, 2024 21:45 UTC |
BARATZ ALAN EDirector · President & CEO
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 7,379 | $1.17 | $8,633.43 |
DisclosureSEC source: 0001907982-24-000121 · wk-form4_1729719912.xml · nonDerivative · entry 1 BARATZ ALAN E · CIK 0001098231 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,694,893 F1 · balance_after: Includes 1,737,500 shares of unvested restricted stock units. Read SEC document |
| October 21, 2024 Filed Oct 23, 2024 21:48 UTC |
Markovich John M.Chief Financial Officer
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 3,044 | $1.17 | $3,561.48 |
DisclosureSEC source: 0001907982-24-000124 · wk-form4_1729720088.xml · nonDerivative · entry 1 Markovich John M. · CIK 0001453942 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,156,217 F1 · balance_after: Includes 712,500 shares of unvested restricted stock units. Read SEC document |
| October 21, 2024 Filed Oct 23, 2024 21:48 UTC |
Nguyen DianeGeneral Counsel
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 2,100 | $1.17 | $2,457.00 |
DisclosureSEC source: 0001907982-24-000125 · wk-form4_1729720099.xml · nonDerivative · entry 2 Nguyen Diane · CIK 0001974777 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,182 F2 · balance_after: Includes 248,756 shares of unvested restricted stock units. Read SEC document |
| October 21, 2024 Filed Oct 23, 2024 21:48 UTC |
Nguyen DianeGeneral Counsel
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 18,360 | $1.17 | $21,481.20 |
DisclosureSEC source: 0001907982-24-000125 · wk-form4_1729720099.xml · nonDerivative · entry 1 Nguyen Diane · CIK 0001974777 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 446,282 F1 · balance_after: Includes 254,091 shares of unvested restricted stock units. Read SEC document |
| August 22, 2024 Filed Aug 20, 2025 20:28 UTC |
WEST STEVEN MDirector
|
GiftCommon Stock, par value $0.0001 per share ("Common Stock") | 24,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001907982-25-000194 · wk-form4_1755721678.xml · nonDerivative · entry 4 WEST STEVEN M · CIK 0001198055 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 129,355 F1 · kind: Transfer of shares of Common Stock for no consideration. F3 · balance_after: The reporting person's beneficial ownership of Common Stock as of the date of this filing is reflected in the Form 4/A filed on August 20, 2025. F5 · balance_after: Following the reported transaction, the reporting person was (i) the direct beneficial owner of 131,626 shares of Common Stock, including 106,626 unvested RSUs; (ii) the indirect beneficial owner of 129,355 shares of Common Stock through the West-Karam Family Trust; and (iii) the indirect beneficial owner of 0 shares of Common Stock through Emerging Company Partners LLC. F4 · ownership.nature: West-Karam Family Trust is the record holder of such securities. The reporting person is trustee of the West-Karam Family Trust, of which the reporting person and members of the reporting person's immediate family are the sole beneficiaries. The reporting person remains the beneficial owner of the securities held by the trust. Read SEC document |
| August 22, 2024 Filed Aug 20, 2025 20:28 UTC |
WEST STEVEN MDirector
|
GiftCommon Stock, par value $0.0001 per share ("Common Stock") | 24,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001907982-25-000194 · wk-form4_1755721678.xml · nonDerivative · entry 3 WEST STEVEN M · CIK 0001198055 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Transfer of shares of Common Stock for no consideration. F3 · balance_after: The reporting person's beneficial ownership of Common Stock as of the date of this filing is reflected in the Form 4/A filed on August 20, 2025. F5 · balance_after: Following the reported transaction, the reporting person was (i) the direct beneficial owner of 131,626 shares of Common Stock, including 106,626 unvested RSUs; (ii) the indirect beneficial owner of 129,355 shares of Common Stock through the West-Karam Family Trust; and (iii) the indirect beneficial owner of 0 shares of Common Stock through Emerging Company Partners LLC. F6 · ownership.nature: Emerging Company Partners LLC is the record holder of such securities. The reporting person controls this entity. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 20:34 UTC |
Nguyen DianeGeneral Counsel
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 2,460 | $0.93 | $2,279.44 |
DisclosureSEC source: 0001907982-24-000101 · wk-form4_1724445233.xml · nonDerivative · entry 1 Nguyen Diane · CIK 0001974777 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,642 F1 · balance_after: Includes 300,747 shares of unvested restricted stock units. Read SEC document |
| July 22, 2024 Filed Jul 26, 2024 21:55 UTC |
BARATZ ALAN EDirector · President & CEO
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 7,379 | $1.02 | $7,526.58 |
DisclosureSEC source: 0001140361-24-034457 · form4.xml · nonDerivative · entry 1 BARATZ ALAN E · CIK 0001098231 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,702,272 F1 · balance_after: Includes 1,756,250 shares of unvested restricted stock units: (i) 1,250,000 RSUs granted on October 27, 2022 and vesting as follows: 875,000 on October 27, 2024 and 375,000 on October 27, 2025, (ii) 206,250 RSUs granted on March 27, 2023, which will vest quarterly at a rate of 6.25% beginning September 27, 2024, and (iii) 300,000 RSUs granted on March 27, 2024 and vesting as follows: 75,000 on March 27, 2025 and the remaining 225,000 will vest quarterly at a rate of 6.25% beginning June 27, 2025. Read SEC document |
| July 22, 2024 Filed Jul 26, 2024 21:51 UTC |
Markovich John M.Chief Financial Officer
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 3,482 | $1.02 | $3,551.64 |
DisclosureSEC source: 0001140361-24-034454 · form4.xml · nonDerivative · entry 1 Markovich John M. · CIK 0001453942 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,159,261 F1 · balance_after: Includes 725,000 shares of unvested restricted stock units: (i) 437,500 RSUs granted on October 27, 2022 and vesting as follows: 218,750 on October 27, 2024 and October 27, 2025, (ii) 137,500 RSUs granted on March 27, 2023, which will vest quarterly at a rate of 6.25% beginning September 27, 2024, and (iii) 150,000 RSUs granted on March 27, 2024 and vesting as follows: 37,500 on March 27, 2025 and the remaining 112,500 RSUs will vest quarterly at a rate of 6.25% beginning June 27, 2025. Read SEC document |
| July 22, 2024 Filed Jul 26, 2024 21:47 UTC |
Nguyen DianeGeneral Counsel
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 2,100 | $1.02 | $2,142.00 |
DisclosureSEC source: 0001140361-24-034451 · form4.xml · nonDerivative · entry 1 Nguyen Diane · CIK 0001974777 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467,102 F1 · balance_after: Includes: (a) 306,997 shares of unvested restricted stock units ("RSUs"): (i) 93,312 RSUs granted on October 13, 2022 and vesting as follows: 46,656 on October 13, 2024 and October 13, 2025, (ii) 58,685 RSUs granted on March 27, 2023, which will vest quarterly at a rate of 6.25% beginning September 27, 2024, (iii) 80,000 RSUs granted on March 27, 2024 and vesting as follows: 20,000 on March 27, 2025 and the remaining 60,000 RSUs will vest quarterly at a rate of 6.25% beginning June 27, 2025, and (iv) 75,000 RSUs granted on March 27, 2024, which will vest quarterly at a rate of 6.25% beginning August 1, 2024. In accordance with the Employee Stock Purchase Plan, 9,436 shares of Common Stock were purchased at a price equal to 85% of the closing price of the Issuer's Common Stock on December 1, 2023. Read SEC document |
| July 12, 2024 Filed Aug 20, 2025 20:28 UTC |
WEST STEVEN MDirector
|
GiftCommon Stock, par value $0.0001 per share ("Common Stock") | 104,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001907982-25-000194 · wk-form4_1755721678.xml · nonDerivative · entry 2 WEST STEVEN M · CIK 0001198055 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 104,696 F1 · kind: Transfer of shares of Common Stock for no consideration. F2 · balance_after: Following the reported transaction, the reporting person was (i) the direct beneficial owner of 131,626 shares of Common Stock, including 106,626 unvested restricted stock units ("RSUs"); (ii) the indirect beneficial owner of 104,696 shares of Common Stock through the West-Karam Family Trust; and (iii) the indirect beneficial owner of 24,659 shares of Common Stock through Emerging Company Partners LLC. F3 · balance_after: The reporting person's beneficial ownership of Common Stock as of the date of this filing is reflected in the Form 4/A filed on August 20, 2025. F4 · ownership.nature: West-Karam Family Trust is the record holder of such securities. The reporting person is trustee of the West-Karam Family Trust, of which the reporting person and members of the reporting person's immediate family are the sole beneficiaries. The reporting person remains the beneficial owner of the securities held by the trust. Read SEC document |
| July 12, 2024 Filed Aug 20, 2025 20:28 UTC |
WEST STEVEN MDirector
|
GiftCommon Stock, par value $0.0001 per share ("Common Stock") | 104,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001907982-25-000194 · wk-form4_1755721678.xml · nonDerivative · entry 1 WEST STEVEN M · CIK 0001198055 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,626 F1 · kind: Transfer of shares of Common Stock for no consideration. F2 · balance_after: Following the reported transaction, the reporting person was (i) the direct beneficial owner of 131,626 shares of Common Stock, including 106,626 unvested restricted stock units ("RSUs"); (ii) the indirect beneficial owner of 104,696 shares of Common Stock through the West-Karam Family Trust; and (iii) the indirect beneficial owner of 24,659 shares of Common Stock through Emerging Company Partners LLC. F3 · balance_after: The reporting person's beneficial ownership of Common Stock as of the date of this filing is reflected in the Form 4/A filed on August 20, 2025. Read SEC document |
| June 27, 2024 Filed Sep 13, 2024 19:20 UTC | ConversionExchangeable Shares · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001396318-24-000009 · primary_doc.xml · derivative · entry 2 PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,057,252 Underlying: Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: (1) The exchangeable shares are convertible into shares of Common Stock on a one for one basis at any time for no consideration. F1 · price: (1) The exchangeable shares are convertible into shares of Common Stock on a one for one basis at any time for no consideration. F1 · derivative.exercise_date: (1) The exchangeable shares are convertible into shares of Common Stock on a one for one basis at any time for no consideration. F1 · derivative.expiration_date: (1) The exchangeable shares are convertible into shares of Common Stock on a one for one basis at any time for no consideration. Read SEC document |
|
| June 27, 2024 Filed Sep 13, 2024 19:20 UTC | ConversionCommon Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001396318-24-000009 · primary_doc.xml · nonDerivative · entry 1 PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,374,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: (1) The exchangeable shares are convertible into shares of Common Stock on a one for one basis at any time for no consideration. Read SEC document |
|
| June 13, 2024 Filed Jun 14, 2024 16:15 UTC |
Michael EmilDirector
|
SaleWarrants · Derivative | 2,424,648 | $0.04 Strike: $11.50 | $96,985.92 |
DisclosureSEC source: 0001140361-24-030186 · form4.xml · derivative · entry 1 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,525,759 shares Expires 2027-08-05 F2 · kind: The sales reported in this Form 4 were effected for financial and tax planning purposes. F1 · derivative.underlying: Each warrant is exercisable for 1.4541326 common shares. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 18:13 UTC |
Michael EmilDirector
|
SaleWarrants · Derivative | 46,053 | $0.12 Strike: $11.50 | $5,586.23 |
DisclosureSEC source: 0001140361-24-029909 · form4.xml · derivative · entry 1 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,424,648 Underlying: Common Stock · 66,967 shares Expires 2027-08-05 F2 · price: This transaction was executed in multiple trades at prices ranging from $0.1111 to $0.1325. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of warrants sold at each separate price for all transactions reported on this Form 4. F1 · derivative.underlying: Each warrant is exercisable for 1.4541326 common shares. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 21:12 UTC |
Michael EmilDirector
|
SaleWarrants · Derivative | 15,665 | $0.14 Strike: $11.50 | $2,177.44 |
DisclosureSEC source: 0001140361-24-029348 · form4.xml · derivative · entry 5 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,470,701 Underlying: Common Stock · 22,778 shares Expires 2027-08-05 F7 · price: This transaction was executed in multiple trades at prices ranging from $0.135 to $0.1444. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of warrants sold at each separate price for all transactions reported on this Form 4. F3 · derivative.underlying: Each warrant is exercisable for 1.4541326 common shares. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 22:21 UTC |
Nielsen KirstjenDirector
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 106,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-029331 · form4.xml · nonDerivative · entry 1 Nielsen Kirstjen · CIK 0002010302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,057 F1 · shares: . Represents 106,626 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 22:10 UTC |
WEST STEVEN MDirector
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 106,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-029326 · form4.xml · nonDerivative · entry 1 WEST STEVEN M · CIK 0001198055 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,322 F1 · shares: Represents 106,626 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 22:25 UTC |
Biscay RogerDirector
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 106,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-029333 · form4.xml · nonDerivative · entry 1 Biscay Roger · CIK 0001352160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,822 F1 · shares: Represents 106,626 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 18:18 UTC |
Cappellanti-Wolf Amy L.Director
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 106,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-029328 · form4.xml · nonDerivative · entry 1 Cappellanti-Wolf Amy L. · CIK 0001571552 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,822 F1 · shares: Represents 106,626 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:12 UTC |
Michael EmilDirector
|
SaleWarrants · Derivative | 2,310 | $0.14 Strike: $11.50 | $328.25 |
DisclosureSEC source: 0001140361-24-029348 · form4.xml · derivative · entry 4 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,486,366 Underlying: Common Stock · 3,359 shares Expires 2027-08-05 F6 · price: This transaction was executed in multiple trades at prices ranging from $0.14 to $0.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of warrants sold at each separate price for all transactions reported on this Form 4. F3 · derivative.underlying: Each warrant is exercisable for 1.4541326 common shares. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:12 UTC |
Michael EmilDirector
|
SaleWarrants · Derivative | 78,552 | $0.14 Strike: $11.50 | $10,887.31 |
DisclosureSEC source: 0001140361-24-029348 · form4.xml · derivative · entry 3 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,488,676 Underlying: Common Stock · 114,225 shares Expires 2027-08-05 F5 · price: This transaction was executed in multiple trades at prices ranging from $0.1350 to $0.1750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of warrants sold at each separate price for all transactions reported on this Form 4. F3 · derivative.underlying: Each warrant is exercisable for 1.4541326 common shares. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:12 UTC |
Michael EmilDirector
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 106,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-029348 · form4.xml · nonDerivative · entry 1 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 993,674 F1 · shares: Represents 106,626 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest on May 31, 2025, subject to the reporting person's continued service to the Issuer. F2 · balance_after: Reflects a decrease of 90 shares of Common Stock to correct for an inadvertent error in the Column 4 amount reflected in connection with a previously reported transaction. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 21:12 UTC |
Michael EmilDirector
|
SaleWarrants · Derivative | 41,216 | $0.14 Strike: $11.50 | $5,914.50 |
DisclosureSEC source: 0001140361-24-029348 · form4.xml · derivative · entry 2 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,567,228 Underlying: Common Stock · 59,933 shares Expires 2027-08-05 F4 · price: This transaction was executed in multiple trades at prices ranging from $0.14 to $0.15875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of warrants sold at each separate price for all transactions reported on this Form 4. F3 · derivative.underlying: Each warrant is exercisable for 1.4541326 common shares. Read SEC document |
| June 04, 2024 Filed Jun 4, 2024 19:56 UTC |
Michael EmilDirector
|
SaleWarrants · Derivative | 36,056 | $0.14 Strike: $11.50 | $5,166.82 |
DisclosureSEC source: 0001140361-24-028891 · form4.xml · derivative · entry 6 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,608,444 Underlying: Common Stock · 36,056 shares Expires 2027-08-05 F7 · price: This transaction was executed in multiple trades at prices ranging from $0.14 to $0.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F4 · derivative.underlying: Each warrant is exercisable for 1.4541326 common shares. Read SEC document |
| June 04, 2024 Filed Jun 4, 2024 19:56 UTC |
Michael EmilDirector
|
SaleCommon Stock | 49,910 | $1.26 | $62,886.60 |
DisclosureSEC source: 0001140361-24-028891 · form4.xml · nonDerivative · entry 3 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 887,138 F3 · price: This transaction was executed in multiple trades at prices ranging from $1.25 to $1.285. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 19:56 UTC |
Michael EmilDirector
|
SaleWarrants · Derivative | 55,983 | $0.15 Strike: $11.50 | $8,576.60 |
DisclosureSEC source: 0001140361-24-028891 · form4.xml · derivative · entry 5 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,644,500 Underlying: Common Stock · 55,983 shares Expires 2027-08-05 F6 · price: This transaction was executed in multiple trades at prices ranging from $0.14 to $0.175. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F4 · derivative.underlying: Each warrant is exercisable for 1.4541326 common shares. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 19:56 UTC |
Michael EmilDirector
|
SaleCommon Stock | 25,675 | $1.35 | $34,761.38 |
DisclosureSEC source: 0001140361-24-028891 · form4.xml · nonDerivative · entry 2 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 937,048 F2 · price: This transaction was executed in multiple trades at prices ranging from $1.35 to $1.365. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 19:56 UTC |
Michael EmilDirector
|
SaleWarrants · Derivative | 8,411 | $0.17 Strike: $11.50 | $1,443.33 |
DisclosureSEC source: 0001140361-24-028891 · form4.xml · derivative · entry 4 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,700,483 Underlying: Common Stock · 8,411 shares Expires 2027-08-05 F5 · price: This transaction was executed in multiple trades at prices ranging from $0.17 to $0.1788. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F4 · derivative.underlying: Each warrant is exercisable for 1.4541326 common shares. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 19:56 UTC |
Michael EmilDirector
|
SaleCommon Stock, par value $0.0001 per share ("Common Stock") | 36,353 | $1.30 | $47,378.86 |
DisclosureSEC source: 0001140361-24-028891 · form4.xml · nonDerivative · entry 1 Michael Emil · CIK 0001828144 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 962,723 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.30 to $1.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 23:53 UTC |
Nguyen DianeGeneral Counsel
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 9,838 | $1.37 | $13,478.06 |
DisclosureSEC source: 0001140361-24-028887 · form4.xml · nonDerivative · entry 1 Nguyen Diane · CIK 0001974777 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 459,766 F1 · balance_after: Includes: (a) 312,332 shares of unvested restricted stock units ("RSUs"): (i) 93,312 RSUs granted on October 13, 2022 and vesting as follows: 46,656 on October 13, 2024 and October 13, 2025, (ii) 64,020 RSUs granted on March 27, 2023, which will vest quarterly at a rate of 6.25% beginning June 27, 2024, (iii) 80,000 RSUs granted on March 27, 2024 and vesting as follows: 20,000 on March 27, 2025 and the remaining 60,000 RSUs will vest quarterly at a rate of 6.25% beginning June 27, 2025, and (iv) 75,000 RSUs granted on March 27, 2024, which will vest quarterly at a rate of 6.25% beginning August 1, 2024. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 22:15 UTC |
BARATZ ALAN EDirector · President & CEO
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 29,513 | $1.95 | $57,550.35 |
DisclosureSEC source: 0001140361-24-016687 · form4.xml · nonDerivative · entry 2 BARATZ ALAN E · CIK 0001098231 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,715,456 Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 22:15 UTC |
BARATZ ALAN EDirector · President & CEO
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-016687 · form4.xml · nonDerivative · entry 1 BARATZ ALAN E · CIK 0001098231 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,744,969 F1 · shares: Represents 300,000 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest 25% on the first anniversary of the grant date and remaining will vest in equal quarterly installments beginning on June 27, 2025 through March 27, 2028, subject to the reporting person's continued service to the Issuer. F2 · balance_after: Includes 1,775,000 shares of unvested restricted stock units: (i) 1,250,000 RSUs granted on October 27, 2022 and vesting as follows: 875,000 on October 27, 2024 and 375,000 on October 27, 2025, (ii) 225,000 RSUs granted on March 27, 2023, which will vest quarterly at a rate of 6.25% beginning June 27, 2024, and (iii) 300,000 RSUs granted on March 27, 2024 and vesting as follows: 75,000 on March 27, 2025 and the remaining 225,000 will vest quarterly at a rate of 6.25% beginning June 27, 2025. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 22:19 UTC |
Markovich John M.Chief Financial Officer
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 13,925 | $1.95 | $27,153.75 |
DisclosureSEC source: 0001140361-24-016688 · form4.xml · nonDerivative · entry 2 Markovich John M. · CIK 0001453942 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,156,471 Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 22:19 UTC |
Markovich John M.Chief Financial Officer
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-016688 · form4.xml · nonDerivative · entry 1 Markovich John M. · CIK 0001453942 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,170,396 F1 · shares: Represents 150,000 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest 25% on the first anniversary of the grant date and remaining will vest in equal quarterly installments beginning on June 27, 2025 through March 27, 2028, subject to the reporting person's continued service to the Issuer. F2 · balance_after: Includes 737,500 shares of unvested restricted stock units: (i) 437,500 RSUs granted on October 27, 2022 and vesting as follows: 218,750 on October 27, 2024 and October 27, 2025, (ii) 150,000 RSUs granted on March 27, 2023, which will vest quarterly at a rate of 6.25% beginning June 27, 2024, and (iii) 150,000 RSUs granted on March 27, 2024 and vesting as follows: 37,500 on March 27, 2025 and the remaining 112,500 RSUs will vest quarterly at a rate of 6.25% beginning June 27, 2025. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 22:23 UTC |
Nguyen DianeGeneral Counsel
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001140361-24-016692 · form4.xml · derivative · entry 4 Nguyen Diane · CIK 0001974777 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2034-03-27 F5 · derivative.exercise_date: This option will vest 25% on May 1, 2024 and the remaining portion of the option vests thereafter in equal monthly installments on the 1st of each month through May 1, 2027 as to 75,000 shares of Common Stock. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 22:23 UTC |
Nguyen DianeGeneral Counsel
|
Tax withholdingCommon Stock, par value $0.0001 per share ("Common Stock") | 5,986 | $1.95 | $11,672.70 |
DisclosureSEC source: 0001140361-24-016692 · form4.xml · nonDerivative · entry 3 Nguyen Diane · CIK 0001974777 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,170 Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 22:23 UTC |
Nguyen DianeGeneral Counsel
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-016692 · form4.xml · nonDerivative · entry 2 Nguyen Diane · CIK 0001974777 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 479,156 F3 · shares: Represents 100,000 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest 25% on May 1, 2024 and remaining will vest in equal quarterly installments beginning on August 1, 2024 through May 1, 2028, subject to the reporting person's continued service to the Issuer. F4 · balance_after: Includes: (a) 337,332 shares of unvested restricted stock units: (i) 93,312 RSUs granted on October 13, 2022 and vesting as follows: 46,656 on October 13, 2024 and October 13, 2025, (ii) 64,020 RSUs granted on March 27, 2023, which will vest quarterly at a rate of 6.25% beginning July 27, 2024, (iii) 80,000 RSUs granted on March 27, 2024 and vesting as follows: 20,000 on March 27, 2025 and the remaining 60,000 RSUs will vest quarterly at a rate of 6.25% beginning June 27, 2025, and (iv) 100,000 RSUs granted on March 27, 2024 and vesting as follows: 25,000 on May 1, 2024 and the remaining 75,000 RSUs will vest quarterly at a rate of 6.25% beginning August 1, 2024. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 22:23 UTC |
Nguyen DianeGeneral Counsel
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-016692 · form4.xml · nonDerivative · entry 1 Nguyen Diane · CIK 0001974777 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,156 F1 · shares: Represents 80,000 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Issuer, that will vest 25% on March 27, 2025 and remaining will vest in equal quarterly installments beginning on June 27, 2025 through March 27, 2028, subject to the reporting person's continued service to the Issuer. F2 · balance_after: Includes: (a) 237,332 shares of unvested restricted stock units: (i) 93,312 RSUs granted on October 13, 2022 and vesting as follows: 46,656 on October 13, 2024 and October 13, 2025, (ii) 64,020 RSUs granted on March 27, 2023, which will vest quarterly at a rate of 6.25% beginning July 27, 2024, and (iii) 80,000 RSUs granted on March 27, 2024 and vesting as follows: 20,000 on March 27, 2025 and the remaining 60,000 RSUs will vest quarterly at a rate of 6.25% beginning June 27, 2025. Read SEC document |
| January 10, 2024 Filed Jan 16, 2024 22:22 UTC |
BARATZ ALAN EDirector · President & CEO
|
GrantStock Option (right to buy) · Derivative | 213,232 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001140361-24-002391 · form4.xml · derivative · entry 2 BARATZ ALAN E · CIK 0001098231 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,232 Underlying: Common Stock · 213,232 shares Expires 2034-01-10 F2 · derivative.exercise_date: This option has vested and is exercisable as of the grant date as to all 213,232 shares of Common Stock. Read SEC document |
| January 10, 2024 Filed Jan 16, 2024 22:22 UTC |
BARATZ ALAN EDirector · President & CEO
|
GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 107,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-002391 · form4.xml · nonDerivative · entry 1 BARATZ ALAN E · CIK 0001098231 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,444,969 F1 · balance_after: Includes 1,550,000 shares of unvested restricted stock units: (i) 1,250,000 RSUs granted on October 27, 2022 and vesting as follows: 875,000 on October 27, 2024 and 375,000 on October 27, 2025, and (ii) 300,000 RSUs granted on March 27, 2023 and vesting as follows: 75,000 on March 27, 2024 and the remaining 225,000 will vest quarterly at a rate of 6.25% beginning June 27, 2024. Read SEC document |
| January 10, 2024 Filed Jan 16, 2024 22:25 UTC |
Markovich John M.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 120,826 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001140361-24-002393 · form4.xml · derivative · entry 2 Markovich John M. · CIK 0001453942 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,826 Underlying: Common Stock · 120,826 shares Expires 2034-01-10 F2 · derivative.exercise_date: This option has vested and is exercisable as of the grant date as to all 120,826 shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.