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PYYX

PYXUS INTERNATIONAL, INC.

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6980
SEC CIK
0000939930
Parsed reports
344

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2018 Filed Aug 17, 2018 19:42 UTC
Sikkel Johannes PieterDirector · President and CEO
Tax withholdingCommon stock 1,338 $17.50 $23,415.00
Disclosure

SEC source: 0000939930-18-000066 · edgar.xml · nonDerivative · entry 2

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,802

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2018 Filed Aug 17, 2018 19:42 UTC
Sikkel Johannes PieterDirector · President and CEO
Exercise / conversionCommon stock 4,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000066 · edgar.xml · nonDerivative · entry 1

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 16:48 UTC GiftCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000061 · edgar.xml · nonDerivative · entry 4

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,160

Read SEC document
June 30, 2018 Filed Jul 3, 2018 16:48 UTC GrantCommon Stock 1,310 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000061 · edgar.xml · nonDerivative · entry 1

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,741

Read SEC document
June 30, 2018 Filed Jul 3, 2018 12:45 UTC
RICE JOHN DDirector
GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000058 · edgar.xml · nonDerivative · entry 1

RICE JOHN D · CIK 0001229835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,010

Read SEC document
June 30, 2018 Filed Jul 3, 2018 12:47 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000059 · edgar.xml · nonDerivative · entry 1

WADE MARTIN R III · CIK 0001206060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,220

Read SEC document
June 30, 2018 Filed Jul 3, 2018 12:43 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000057 · edgar.xml · nonDerivative · entry 1

Hausmann Carl · CIK 0001488253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,010

Read SEC document
June 30, 2018 Filed Jul 3, 2018 12:41 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000056 · edgar.xml · nonDerivative · entry 1

Fitzpatrick Joyce L. · CIK 0001552853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,870

Read SEC document
June 30, 2018 Filed Jul 3, 2018 12:39 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000055 · edgar.xml · nonDerivative · entry 1

Eckmann Jeffrey A · CIK 0001298865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,010

Read SEC document
June 30, 2018 Filed Jul 3, 2018 12:38 UTC GrantCommon stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000054 · edgar.xml · nonDerivative · entry 1

Howard Nigel G · CIK 0001295823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,362

Read SEC document
June 30, 2018 Filed Jul 3, 2018 12:36 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000053 · edgar.xml · nonDerivative · entry 1

GREEN C RICHARD JR · CIK 0001261075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,840

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:48 UTC GiftCommon Stock 1,265 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000061 · edgar.xml · nonDerivative · entry 3

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,793

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:32 UTC
SHANNON MICHAEL EDWARDVP and Treasurer
GrantRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000052 · edgar.xml · derivative · entry 2

SHANNON MICHAEL EDWARD · CIK 0001689282 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:29 UTC
Compton Todd B.VP- Controller
GrantRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000051 · edgar.xml · derivative · entry 2

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest on third on each of the three anniversaries of June 20, 2018, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest on third on each of the three anniversaries of June 20, 2018, the date of grant

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:22 UTC
Mazur BryanEVP Global Specialty Products
GrantRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000049 · edgar.xml · derivative · entry 2

Mazur Bryan · CIK 0001730564 · EVP Global Specialty Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:26 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
GrantRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000050 · edgar.xml · derivative · entry 2

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:16 UTC
Kayes Graham JEVP - BRM & Leaf
GrantRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000048 · edgar.xml · derivative · entry 2

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:05 UTC
Sikkel Johannes PieterDirector · President and CEO
GrantRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000046 · edgar.xml · derivative · entry 2

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:13 UTC
Thomas Joel LEVP - CFO
GrantRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000047 · edgar.xml · derivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:01 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
GrantRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000045 · edgar.xml · derivative · entry 2

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2017, the date of grant

Read SEC document
June 13, 2018 Filed Jun 18, 2018 21:35 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000044 · edgar.xml · derivative · entry 3

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 21:35 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Tax withholdingCommon Stock 391 $17.35 $6,783.85
Disclosure

SEC source: 0000939930-18-000044 · edgar.xml · nonDerivative · entry 2

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,923

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 13, 2018 Filed Jun 18, 2018 21:35 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionCommon stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000044 · edgar.xml · nonDerivative · entry 1

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 21:33 UTC
Kayes Graham JEVP - BRM & Leaf
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000043 · edgar.xml · derivative · entry 3

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 21:33 UTC
Kayes Graham JEVP - BRM & Leaf
Tax withholdingCommon Stock 402 $17.35 $6,974.70
Disclosure

SEC source: 0000939930-18-000043 · edgar.xml · nonDerivative · entry 2

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,317

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 13, 2018 Filed Jun 18, 2018 21:33 UTC
Kayes Graham JEVP - BRM & Leaf
Exercise / conversionCommon stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000043 · edgar.xml · nonDerivative · entry 1

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 21:32 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000042 · edgar.xml · derivative · entry 3

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 21:32 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Tax withholdingCommon stock 395 $17.35 $6,853.25
Disclosure

SEC source: 0000939930-18-000042 · edgar.xml · nonDerivative · entry 2

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,470

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 13, 2018 Filed Jun 18, 2018 21:32 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Exercise / conversionCommon stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000042 · edgar.xml · nonDerivative · entry 1

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:47 UTC
Thomas Joel LEVP - CFO
Exercise / conversionRestricted Stock Units · Derivative 2,084 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000041 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Common Stock · 2,084 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:47 UTC
Thomas Joel LEVP - CFO
Tax withholdingCommon stock 669 $17.35 $11,607.15
Disclosure

SEC source: 0000939930-18-000041 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,590

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:47 UTC
Thomas Joel LEVP - CFO
Exercise / conversionCommon stock 2,084 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000041 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:41 UTC
Sikkel Johannes PieterDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000040 · edgar.xml · derivative · entry 3

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,167 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:41 UTC
Sikkel Johannes PieterDirector · President and CEO
Tax withholdingCommon stock 1,338 $17.35 $23,214.30
Disclosure

SEC source: 0000939930-18-000040 · edgar.xml · nonDerivative · entry 2

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,974

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:41 UTC
Sikkel Johannes PieterDirector · President and CEO
Exercise / conversionCommon stock 4,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000040 · edgar.xml · nonDerivative · entry 1

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:39 UTC
SHANNON MICHAEL EDWARDVP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000039 · edgar.xml · derivative · entry 3

SHANNON MICHAEL EDWARD · CIK 0001689282 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:39 UTC
SHANNON MICHAEL EDWARDVP and Treasurer
Tax withholdingCommon stock 125 $17.35 $2,168.75
Disclosure

SEC source: 0000939930-18-000039 · edgar.xml · nonDerivative · entry 2

SHANNON MICHAEL EDWARD · CIK 0001689282 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:39 UTC
SHANNON MICHAEL EDWARDVP and Treasurer
Exercise / conversionCommon stock 334 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000039 · edgar.xml · nonDerivative · entry 1

SHANNON MICHAEL EDWARD · CIK 0001689282 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:38 UTC
Compton Todd B.VP- Controller
Exercise / conversionRestricted Stock Units · Derivative 334 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000038 · edgar.xml · derivative · entry 3

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:38 UTC
Compton Todd B.VP- Controller
Tax withholdingCommon stock 125 $17.35 $2,168.75
Disclosure

SEC source: 0000939930-18-000038 · edgar.xml · nonDerivative · entry 2

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:38 UTC
Compton Todd B.VP- Controller
Exercise / conversionCommon stock 334 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000038 · edgar.xml · nonDerivative · entry 1

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
April 19, 2018 Filed Jul 3, 2018 16:48 UTC GiftCommon Stock 55,317 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000061 · edgar.xml · nonDerivative · entry 6

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · U.S. Trust Company of Delaware Administrative Trustee of the Kehaya QTIP FBO LISA-HOLD

Disclosed balance after: 55,317

Read SEC document
April 19, 2018 Filed Jul 3, 2018 16:48 UTC GiftCommon Stock 165,950 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000061 · edgar.xml · nonDerivative · entry 5

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · U.S. Trust Company of Delaware Administrative Trustee of the Kehaya QTIP FBO Helga Kehaya

Disclosed balance after: 0

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April 19, 2018 Filed Jul 3, 2018 16:48 UTC GiftCommon Stock 55,317 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000061 · edgar.xml · nonDerivative · entry 2

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,058

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March 31, 2018 Filed Apr 3, 2018 16:18 UTC GrantCommon Stock 690 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000034 · edgar.xml · nonDerivative · entry 1

Eckmann Jeffrey A · CIK 0001298865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,130

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March 31, 2018 Filed Apr 3, 2018 15:42 UTC GrantCommon Stock 690 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000033 · edgar.xml · nonDerivative · entry 1

Fitzpatrick Joyce L. · CIK 0001552853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,990

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March 31, 2018 Filed Apr 3, 2018 15:41 UTC GrantCommon Stock 690 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000032 · edgar.xml · nonDerivative · entry 1

GREEN C RICHARD JR · CIK 0001261075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,960

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March 31, 2018 Filed Apr 3, 2018 15:28 UTC GrantCommon Stock 690 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000031 · edgar.xml · nonDerivative · entry 1

Hausmann Carl · CIK 0001488253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,130

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March 31, 2018 Filed Apr 3, 2018 15:23 UTC GrantCommon stock 690 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000030 · edgar.xml · nonDerivative · entry 1

Howard Nigel G · CIK 0001295823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,482

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March 31, 2018 Filed Apr 3, 2018 14:59 UTC GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000029 · edgar.xml · nonDerivative · entry 1

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,886

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.