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Thomas Joel L

Disclosed activity across 1 company

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146842
SEC CIK
0001367696

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PYXUS INTERNATIONAL, INC.N/A · Entity 6980EVP & CFOAugust 24, 2020September 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PYXUS INTERNATIONAL, INC.

Report date August 24, 2020 · Filed September 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, no par valueSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2020-08-24 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2020 Filed Aug 26, 2020 17:29 UTC PYXUS INTERNATIONAL, INC. PYXSQ · Entity 6980 OtherRestricted Stock Unit · Derivative 4,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-20-000072 · edgar.xml · derivative · entry 5

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · security: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F2 · derivative.exercise_price: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F2 · price: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F6 · derivative.exercise_date: The restricted stock units were awarded on June 20, 2018 with scheduled vesting in equal annual installments on the first, second and third anniversaries of the date of grant.

F6 · derivative.expiration_date: The restricted stock units were awarded on June 20, 2018 with scheduled vesting in equal annual installments on the first, second and third anniversaries of the date of grant.

F2 · derivative.underlying_shares: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F2 · balance_after: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 17:29 UTC PYXUS INTERNATIONAL, INC. PYXSQ · Entity 6980 OtherRestricted Stock Unit · Derivative 2,083 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-20-000072 · edgar.xml · derivative · entry 4

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · security: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F2 · derivative.exercise_price: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F2 · price: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F5 · derivative.exercise_date: The restricted stock units were awarded on June 13, 2017 with scheduled vesting in equal annual installments on the first, second and third anniversaries of the date of grant.

F5 · derivative.expiration_date: The restricted stock units were awarded on June 13, 2017 with scheduled vesting in equal annual installments on the first, second and third anniversaries of the date of grant.

F2 · derivative.underlying_shares: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F2 · balance_after: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 17:29 UTC PYXUS INTERNATIONAL, INC. PYXSQ · Entity 6980 OtherNon-Qualified Stock Options Right to Buy · Derivative 4,000 Not disclosed Strike: $60.00 Not disclosed
Disclosure

SEC source: 0000939930-20-000072 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2022-04-17

F2 · security: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F2 · price: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F4 · derivative.exercise_date: The Non-Qualified Stock Options were awarded on April 17, 2012 with scheduled vesting in equal installments on the first, second, third, fourth and fifth anniversaries of the date of grant.

F2 · derivative.underlying_shares: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F2 · balance_after: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 17:29 UTC PYXUS INTERNATIONAL, INC. PYXSQ · Entity 6980 OtherNon-Qualified Stock Options Right to Buy · Derivative 4,000 Not disclosed Strike: $60.00 Not disclosed
Disclosure

SEC source: 0000939930-20-000072 · edgar.xml · derivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2021-03-24

F2 · security: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F2 · price: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F3 · derivative.exercise_date: The Non-Qualified Stock Options were awarded on March 24, 2011 with scheduled vesting in equal installments on the first, second, third, fourth and fifth anniversaries of the date of grant.

F2 · derivative.underlying_shares: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

F2 · balance_after: All rights to acquire the Issuer's common stock were cancelled on August 24, 2020 by the Confirmation Order with no payment in respect of such rights.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 17:29 UTC PYXUS INTERNATIONAL, INC. PYXSQ · Entity 6980 OtherCommon stock 18,029 $0.11 $1,923.69
Disclosure

SEC source: 0000939930-20-000072 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: All such shares of common stock were cancelled on August 24. 2020 by the order(the "Confirmation Order") of the U.S. Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") dated August 21, 2020 in the cases under Chapter 11 of the U.S. Bankruptcy Code of the Issuer (then known as Pyxus International, Inc.), Alliance One International, LLC, Alliance One North America, LLC, Alliance One Specialty Products, LLC and GSP Properties, LLC being jointly administered under the caption "In re:Pyxus International, Inc., et al., Debtors" (Case No. 20- 11570 (LSS)upon payment of $0.106698181 per share.

F1 · price: All such shares of common stock were cancelled on August 24. 2020 by the order(the "Confirmation Order") of the U.S. Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") dated August 21, 2020 in the cases under Chapter 11 of the U.S. Bankruptcy Code of the Issuer (then known as Pyxus International, Inc.), Alliance One International, LLC, Alliance One North America, LLC, Alliance One Specialty Products, LLC and GSP Properties, LLC being jointly administered under the caption "In re:Pyxus International, Inc., et al., Debtors" (Case No. 20- 11570 (LSS)upon payment of $0.106698181 per share.

Read SEC document
March 23, 2020 Filed Apr 2, 2020 16:15 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0000939930-20-000034 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 380 shares

Expires 2020-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F3 · date: Transaction Date was effective March 23, 2020 since March 22, 2020 was not a Business Day

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
March 23, 2020 Filed Apr 2, 2020 16:15 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionCommon stock 380 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-20-000034 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: Transaction Date was effective March 23, 2020 since March 22, 2020 was not a Business Day

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
March 23, 2020 Filed Apr 2, 2020 16:15 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Tax withholdingCommon stock 142 $2.08 $295.36
Disclosure

SEC source: 0000939930-20-000034 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,029

F3 · date: Transaction Date was effective March 23, 2020 since March 22, 2020 was not a Business Day

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2019 Filed Aug 20, 2019 15:38 UTC Amendment PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 2,083 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000103 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,083 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 15:38 UTC Amendment PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Tax withholdingCommon stock 669 $13.72 $9,178.68
Disclosure

SEC source: 0000939930-19-000103 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,791

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2019 Filed Aug 20, 2019 15:38 UTC Amendment PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionCommon stock 2,083 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000103 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 15:34 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 2,083 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000102 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Stock · 2,083 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 15:34 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Tax withholdingCommon stock 669 $13.72 $9,178.68
Disclosure

SEC source: 0000939930-19-000102 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,791

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2019 Filed Aug 20, 2019 15:34 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionCommon stock 2,083 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000102 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 21:45 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 2,084 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000073 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Common Stock · 2,084 shares

Expires 2019-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 21:45 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Tax withholdingCommon stock 669 $14.49 $9,693.81
Disclosure

SEC source: 0000939930-19-000073 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,377

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 20, 2019 Filed Jun 24, 2019 21:45 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionCommon stock 2,084 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000073 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
June 13, 2019 Filed Jun 19, 2019 13:15 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 2,083 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000066 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Stock · 2,083 shares

Expires 2019-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
June 13, 2019 Filed Jun 19, 2019 13:15 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Tax withholdingCommon stock 669 $18.37 $12,289.53
Disclosure

SEC source: 0000939930-19-000066 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,962

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 13, 2019 Filed Jun 19, 2019 13:15 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionCommon stock 2,083 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000066 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
March 22, 2019 Filed Apr 3, 2019 16:48 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000044 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 380 shares

Expires 2019-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
March 22, 2019 Filed Apr 3, 2019 16:48 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Tax withholdingCommon stock 119 $27.82 $3,310.58
Disclosure

SEC source: 0000939930-19-000044 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
March 22, 2019 Filed Apr 3, 2019 16:48 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionCommon stock 380 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000044 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 16:48 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000018 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Common Stock · 2,050 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 16:48 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Tax withholdingCommon stock 767 $25.11 $19,259.37
Disclosure

SEC source: 0000939930-19-000018 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,287

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
February 23, 2019 Filed Feb 27, 2019 16:48 UTC PYXUS INTERNATIONAL, INC. PYX · Entity 6980 Exercise / conversionCommon stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000018 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:18 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 2,083 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000072 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Stock · 2,083 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:18 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Tax withholdingCommon stock 669 $17.50 $11,707.50
Disclosure

SEC source: 0000939930-18-000072 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,004

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:18 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionCommon stock 2,083 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000072 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 14:13 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 GrantRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000047 · edgar.xml · derivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 20, 2018, the date of grant

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:47 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 2,084 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000041 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Common Stock · 2,084 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:47 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Tax withholdingCommon stock 669 $17.35 $11,607.15
Disclosure

SEC source: 0000939930-18-000041 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,590

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 13, 2018 Filed Jun 18, 2018 13:47 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionCommon stock 2,084 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000041 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 19:54 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000022 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 380 shares

Expires 2018-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 19:54 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Tax withholdingCommon stock 119 $25.05 $2,980.95
Disclosure

SEC source: 0000939930-18-000022 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,175

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
March 22, 2018 Filed Mar 26, 2018 19:54 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionCommon stock 380 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000022 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 22:01 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000021 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Common Stock · 2,050 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 22:01 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Tax withholdingCommon stock 767 $21.20 $16,260.40
Disclosure

SEC source: 0000939930-18-000021 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,914

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
February 23, 2018 Filed Feb 28, 2018 22:01 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionCommon stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000021 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:57 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 2,084 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000081 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Common Stock · 2,084 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:57 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Tax withholdingCommon stock 732 $11.85 $8,674.20
Disclosure

SEC source: 0000939930-17-000081 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,631

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:57 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionCommon stock 2,084 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000081 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:14 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000058 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2017-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:14 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Tax withholdingCommon stock 513 $13.85 $7,105.05
Disclosure

SEC source: 0000939930-17-000058 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:14 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionCommon stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000058 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 18:52 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 GrantRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000044 · edgar.xml · derivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

Read SEC document
March 22, 2017 Filed Mar 23, 2017 13:27 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 GrantRestricted Stock Units · Derivative 1,140 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000022 · edgar.xml · derivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140

Underlying: Common Stock · 1,140 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of March 22, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of March 22, 2017, the date of grant

Read SEC document
February 23, 2017 Filed Mar 1, 2017 14:59 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000014 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Common Stock · 2,050 shares

Expires 2017-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
February 23, 2017 Filed Mar 1, 2017 14:59 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Tax withholdingCommon stock 829 $13.90 $11,523.10
Disclosure

SEC source: 0000939930-17-000014 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,292

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
February 23, 2017 Filed Mar 1, 2017 14:59 UTC PYXUS INTERNATIONAL, INC. AOI · Entity 6980 Exercise / conversionCommon stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000014 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.