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PYYX

PYXUS INTERNATIONAL, INC.

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6980
SEC CIK
0000939930
Parsed reports
344

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2019 Filed Apr 3, 2019 16:49 UTC
Sikkel Johannes PieterDirector · President, CEO and Chairman
Exercise / conversionCommon stock 643 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000045 · edgar.xml · nonDerivative · entry 1

Sikkel Johannes Pieter · CIK 0001395245 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
March 22, 2019 Filed Apr 3, 2019 16:48 UTC
Thomas Joel LEVP - CFO
Exercise / conversionRestricted Stock Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000044 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 380 shares

Expires 2019-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
March 22, 2019 Filed Apr 3, 2019 16:48 UTC
Thomas Joel LEVP - CFO
Tax withholdingCommon stock 119 $27.82 $3,310.58
Disclosure

SEC source: 0000939930-19-000044 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
March 22, 2019 Filed Apr 3, 2019 16:48 UTC
Thomas Joel LEVP - CFO
Exercise / conversionCommon stock 380 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000044 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
March 22, 2019 Filed Jun 19, 2019 12:52 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000062 · edgar.xml · nonDerivative · entry 1

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 17:01 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionRestricted Stock Units · Derivative 1,583 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000019 · edgar.xml · derivative · entry 3

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583

Underlying: Common Stock · 1,583 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 17:01 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Tax withholdingCommon Stock 593 $25.11 $14,890.23
Disclosure

SEC source: 0000939930-19-000019 · edgar.xml · nonDerivative · entry 2

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,761

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
February 23, 2019 Filed Feb 27, 2019 17:01 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionCommon Stock 1,583 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000019 · edgar.xml · nonDerivative · entry 1

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 16:48 UTC
Thomas Joel LEVP - CFO
Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000018 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Common Stock · 2,050 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 16:48 UTC
Thomas Joel LEVP - CFO
Tax withholdingCommon stock 767 $25.11 $19,259.37
Disclosure

SEC source: 0000939930-19-000018 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,287

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
February 23, 2019 Filed Feb 27, 2019 16:48 UTC
Thomas Joel LEVP - CFO
Exercise / conversionCommon stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000018 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 16:41 UTC
Sikkel Johannes PieterDirector · President, CEO and Chairman
Exercise / conversionRestricted Stock Units · Derivative 3,217 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000017 · edgar.xml · derivative · entry 3

Sikkel Johannes Pieter · CIK 0001395245 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217

Underlying: Common Stock · 3,217 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
February 23, 2019 Filed Feb 27, 2019 16:41 UTC
Sikkel Johannes PieterDirector · President, CEO and Chairman
Tax withholdingCommon stock 1,044 $25.11 $26,214.84
Disclosure

SEC source: 0000939930-19-000017 · edgar.xml · nonDerivative · entry 2

Sikkel Johannes Pieter · CIK 0001395245 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,975

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
February 23, 2019 Filed Feb 27, 2019 16:41 UTC
Sikkel Johannes PieterDirector · President, CEO and Chairman
Exercise / conversionCommon stock 3,217 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-19-000017 · edgar.xml · nonDerivative · entry 1

Sikkel Johannes Pieter · CIK 0001395245 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 18:30 UTC GiftCommon Stock 7,210 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000010 · edgar.xml · nonDerivative · entry 1

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Reliance Trust Co, Mark Kehaya, Ery W. Kehaya and Elizabeth Kehaya, co-trustees, Ery W. Kehaya CLAT

Disclosed balance after: 78,822

Read SEC document
December 31, 2018 Filed Jan 3, 2018 18:33 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000007 · edgar.xml · nonDerivative · entry 1

WADE MARTIN R III · CIK 0001206060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,650

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:47 UTC GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000009 · edgar.xml · nonDerivative · entry 1

WADE MARTIN R III · CIK 0001206060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,600

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:46 UTC GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000008 · edgar.xml · nonDerivative · entry 1

Grier Donna Haley · CIK 0001759524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:42 UTC
RICE JOHN DDirector
GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000007 · edgar.xml · nonDerivative · entry 1

RICE JOHN D · CIK 0001229835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,390

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:40 UTC GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000006 · edgar.xml · nonDerivative · entry 1

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,990

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:37 UTC GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000005 · edgar.xml · nonDerivative · entry 1

Fitzpatrick Joyce L. · CIK 0001552853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,250

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:36 UTC GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000004 · edgar.xml · nonDerivative · entry 1

Eckmann Jeffrey A · CIK 0001298865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,390

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:34 UTC GrantCommon stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000003 · edgar.xml · nonDerivative · entry 1

Howard Nigel G · CIK 0001295823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,742

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:33 UTC GrantCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0000939930-19-000002 · edgar.xml · nonDerivative · entry 1

GREEN C RICHARD JR · CIK 0001261075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,220

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:08 UTC GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000080 · edgar.xml · nonDerivative · entry 1

WADE MARTIN R III · CIK 0001206060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,990

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:06 UTC
RICE JOHN DDirector
GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000079 · edgar.xml · nonDerivative · entry 1

RICE JOHN D · CIK 0001229835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,780

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:04 UTC GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000078 · edgar.xml · nonDerivative · entry 1

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,310

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:30 UTC GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000076 · edgar.xml · nonDerivative · entry 1

Fitzpatrick Joyce L. · CIK 0001552853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,640

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:29 UTC GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000075 · edgar.xml · nonDerivative · entry 1

Eckmann Jeffrey A · CIK 0001298865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,780

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:27 UTC GrantCommon stock 770 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000074 · edgar.xml · nonDerivative · entry 1

Howard Nigel G · CIK 0001295823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,132

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:25 UTC GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000073 · edgar.xml · nonDerivative · entry 1

GREEN C RICHARD JR · CIK 0001261075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,610

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:18 UTC
Thomas Joel LEVP - CFO
Exercise / conversionRestricted Stock Units · Derivative 2,083 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000072 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Stock · 2,083 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:18 UTC
Thomas Joel LEVP - CFO
Tax withholdingCommon stock 669 $17.50 $11,707.50
Disclosure

SEC source: 0000939930-18-000072 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,004

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:18 UTC
Thomas Joel LEVP - CFO
Exercise / conversionCommon stock 2,083 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000072 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:16 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000071 · edgar.xml · derivative · entry 3

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:16 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Tax withholdingCommon Stock 402 $17.50 $7,035.00
Disclosure

SEC source: 0000939930-18-000071 · edgar.xml · nonDerivative · entry 2

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,771

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:16 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionCommon stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000071 · edgar.xml · nonDerivative · entry 1

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:15 UTC
Kayes Graham JEVP - BRM & Leaf
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000070 · edgar.xml · derivative · entry 3

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:15 UTC
Kayes Graham JEVP - BRM & Leaf
Tax withholdingCommon Stock 402 $17.50 $7,035.00
Disclosure

SEC source: 0000939930-18-000070 · edgar.xml · nonDerivative · entry 2

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,165

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:15 UTC
Kayes Graham JEVP - BRM & Leaf
Exercise / conversionCommon stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000070 · edgar.xml · nonDerivative · entry 1

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:13 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000069 · edgar.xml · derivative · entry 3

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:13 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Tax withholdingCommon stock 402 $17.50 $7,035.00
Disclosure

SEC source: 0000939930-18-000069 · edgar.xml · nonDerivative · entry 2

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,318

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:13 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Exercise / conversionCommon stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000069 · edgar.xml · nonDerivative · entry 1

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:11 UTC Amendment
Sikkel Johannes PieterDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,166 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000068 · edgar.xml · derivative · entry 3

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

Underlying: Common Stock · 4,166 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:11 UTC Amendment
Sikkel Johannes PieterDirector · President and CEO
Tax withholdingCommon stock 1,338 $17.50 $23,415.00
Disclosure

SEC source: 0000939930-18-000068 · edgar.xml · nonDerivative · entry 2

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,802

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:11 UTC Amendment
Sikkel Johannes PieterDirector · President and CEO
Exercise / conversionCommon stock 4,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000068 · edgar.xml · nonDerivative · entry 1

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:09 UTC
Compton Todd B.VP- Controller
Exercise / conversionRestricted Stock Units · Derivative 333 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000067 · edgar.xml · derivative · entry 3

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Common Stock · 333 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

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August 15, 2018 Filed Aug 17, 2018 20:09 UTC
Compton Todd B.VP- Controller
Tax withholdingCommon stock 106 $17.50 $1,855.00
Disclosure

SEC source: 0000939930-18-000067 · edgar.xml · nonDerivative · entry 2

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

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August 15, 2018 Filed Aug 17, 2018 20:09 UTC
Compton Todd B.VP- Controller
Exercise / conversionCommon stock 333 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-18-000067 · edgar.xml · nonDerivative · entry 1

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

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August 15, 2018 Filed Aug 17, 2018 19:42 UTC
Sikkel Johannes PieterDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,166 $0.00 $0.00
Disclosure

SEC source: 0000939930-18-000066 · edgar.xml · derivative · entry 3

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,166 shares

Expires 2018-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.