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PYYX

PYXUS INTERNATIONAL, INC.

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6980
SEC CIK
0000939930
Parsed reports
344

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2017 Filed Nov 6, 2017 23:57 UTC
Thomas Joel LEVP - CFO
Exercise / conversionRestricted Stock Units · Derivative 2,084 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000081 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Common Stock · 2,084 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:57 UTC
Thomas Joel LEVP - CFO
Tax withholdingCommon stock 732 $11.85 $8,674.20
Disclosure

SEC source: 0000939930-17-000081 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,631

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:57 UTC
Thomas Joel LEVP - CFO
Exercise / conversionCommon stock 2,084 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000081 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:54 UTC
Sikkel Johannes PieterDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000080 · edgar.xml · derivative · entry 3

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,167 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:54 UTC
Sikkel Johannes PieterDirector · President and CEO
Tax withholdingCommon stock 1,463 $11.85 $17,336.55
Disclosure

SEC source: 0000939930-17-000080 · edgar.xml · nonDerivative · entry 2

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,560

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:54 UTC
Sikkel Johannes PieterDirector · President and CEO
Exercise / conversionCommon stock 4,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000080 · edgar.xml · nonDerivative · entry 1

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:52 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000079 · edgar.xml · derivative · entry 3

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:52 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Tax withholdingCommon Stock 439 $11.85 $5,202.15
Disclosure

SEC source: 0000939930-17-000079 · edgar.xml · nonDerivative · entry 2

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,872

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:52 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionCommon stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000079 · edgar.xml · nonDerivative · entry 1

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:50 UTC
Kayes Graham JEVP - BRM & Leaf
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000078 · edgar.xml · derivative · entry 3

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:50 UTC
Kayes Graham JEVP - BRM & Leaf
Tax withholdingCommon Stock 439 $11.85 $5,202.15
Disclosure

SEC source: 0000939930-17-000078 · edgar.xml · nonDerivative · entry 2

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,258

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:50 UTC
Kayes Graham JEVP - BRM & Leaf
Exercise / conversionCommon stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000078 · edgar.xml · nonDerivative · entry 1

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:47 UTC
Compton Todd B.VP- Controller
Exercise / conversionRestricted Stock Units · Derivative 334 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000077 · edgar.xml · derivative · entry 3

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:47 UTC
Compton Todd B.VP- Controller
Tax withholdingCommon stock 135 $11.85 $1,599.75
Disclosure

SEC source: 0000939930-17-000077 · edgar.xml · nonDerivative · entry 2

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:47 UTC
Compton Todd B.VP- Controller
Exercise / conversionCommon stock 334 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000077 · edgar.xml · nonDerivative · entry 1

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:43 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000076 · edgar.xml · derivative · entry 3

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:43 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Tax withholdingCommon stock 439 $11.85 $5,202.15
Disclosure

SEC source: 0000939930-17-000076 · edgar.xml · nonDerivative · entry 2

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,404

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
August 15, 2017 Filed Nov 6, 2017 23:43 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Exercise / conversionCommon stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000076 · edgar.xml · nonDerivative · entry 1

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 13:16 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000060 · edgar.xml · nonDerivative · entry 1

WADE MARTIN R III · CIK 0001206060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,890

Read SEC document
June 30, 2017 Filed Jul 3, 2017 13:12 UTC
RICE JOHN DDirector
GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000056 · edgar.xml · nonDerivative · entry 1

RICE JOHN D · CIK 0001229835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,680

Read SEC document
June 30, 2017 Filed Jul 3, 2017 13:10 UTC GrantCommon Stock 1,310 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000054 · edgar.xml · nonDerivative · entry 1

KEHAYA MARK W · CIK 0001211757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,236

Read SEC document
June 30, 2017 Filed Jul 3, 2017 13:09 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000053 · edgar.xml · nonDerivative · entry 1

Fitzpatrick Joyce L. · CIK 0001552853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,540

Read SEC document
June 30, 2017 Filed Jul 3, 2017 13:07 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000052 · edgar.xml · nonDerivative · entry 1

Hausmann Carl · CIK 0001488253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,680

Read SEC document
June 30, 2017 Filed Jul 3, 2017 13:04 UTC GrantCommon stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000051 · edgar.xml · nonDerivative · entry 1

Howard Nigel G · CIK 0001295823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,032

Read SEC document
June 30, 2017 Filed Jul 3, 2017 13:03 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000049 · edgar.xml · nonDerivative · entry 1

GREEN C RICHARD JR · CIK 0001261075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,510

Read SEC document
June 30, 2017 Filed Jul 3, 2017 13:02 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000047 · edgar.xml · nonDerivative · entry 1

Eckmann Jeffrey A · CIK 0001298865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,680

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:15 UTC
Sikkel Johannes PieterDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,333 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000059 · edgar.xml · derivative · entry 3

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Underlying: Common Stock · 2,333 shares

Expires 2017-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:15 UTC
Sikkel Johannes PieterDirector · President and CEO
Tax withholdingCommon stock 798 $13.85 $11,052.30
Disclosure

SEC source: 0000939930-17-000059 · edgar.xml · nonDerivative · entry 2

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,856

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:15 UTC
Sikkel Johannes PieterDirector · President and CEO
Exercise / conversionCommon stock 2,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000059 · edgar.xml · nonDerivative · entry 1

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:14 UTC
Thomas Joel LEVP - CFO
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000058 · edgar.xml · derivative · entry 3

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2017-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:14 UTC
Thomas Joel LEVP - CFO
Tax withholdingCommon stock 513 $13.85 $7,105.05
Disclosure

SEC source: 0000939930-17-000058 · edgar.xml · nonDerivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:14 UTC
Thomas Joel LEVP - CFO
Exercise / conversionCommon stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000058 · edgar.xml · nonDerivative · entry 1

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:13 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000057 · edgar.xml · derivative · entry 3

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 1,166 shares

Expires 2017-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:13 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Tax withholdingCommon Stock 399 $13.85 $5,526.15
Disclosure

SEC source: 0000939930-17-000057 · edgar.xml · nonDerivative · entry 2

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,061

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:13 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
Exercise / conversionCommon stock 1,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000057 · edgar.xml · nonDerivative · entry 1

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:11 UTC
Kayes Graham JEVP - BRM & Leaf
Exercise / conversionRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000055 · edgar.xml · derivative · entry 3

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 1,166 shares

Expires 2017-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:11 UTC
Kayes Graham JEVP - BRM & Leaf
Tax withholdingCommon Stock 399 $13.85 $5,526.15
Disclosure

SEC source: 0000939930-17-000055 · edgar.xml · nonDerivative · entry 2

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,447

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:11 UTC
Kayes Graham JEVP - BRM & Leaf
Exercise / conversionCommon stock 1,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000055 · edgar.xml · nonDerivative · entry 1

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:01 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Exercise / conversionRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000046 · edgar.xml · derivative · entry 3

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 1,166 shares

Expires 2017-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:01 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Tax withholdingCommon stock 399 $13.85 $5,526.15
Disclosure

SEC source: 0000939930-17-000046 · edgar.xml · nonDerivative · entry 2

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,593

F2 · shares: Shares surrendered to issuer to cover the tax liability of the award

Read SEC document
June 16, 2017 Filed Jul 3, 2017 13:01 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
Exercise / conversionCommon stock 1,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000939930-17-000046 · edgar.xml · nonDerivative · entry 1

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 19:06 UTC
SHANNON MICHAEL EDWARDVP and Treasurer
GrantRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000045 · edgar.xml · derivative · entry 2

SHANNON MICHAEL EDWARD · CIK 0001689282 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

Read SEC document
June 13, 2017 Filed Jun 15, 2017 18:52 UTC
Thomas Joel LEVP - CFO
GrantRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000044 · edgar.xml · derivative · entry 2

Thomas Joel L · CIK 0001367696 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

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June 13, 2017 Filed Jun 15, 2017 18:50 UTC
Sikkel Johannes PieterDirector · President and CEO
GrantRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000043 · edgar.xml · derivative · entry 2

Sikkel Johannes Pieter · CIK 0001395245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

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June 13, 2017 Filed Jun 15, 2017 18:47 UTC
Compton Todd B.VP- Controller
GrantRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000042 · edgar.xml · derivative · entry 2

Compton Todd B. · CIK 0001666168 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

Read SEC document
June 13, 2017 Filed Jun 15, 2017 18:45 UTC Amendment
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
GrantRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000041 · edgar.xml · derivative · entry 2

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

Read SEC document
June 13, 2017 Filed Jun 15, 2017 18:43 UTC Amendment
Kayes Graham JEVP - BRM & Leaf
GrantRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000040 · edgar.xml · derivative · entry 2

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

Read SEC document
June 13, 2017 Filed Jun 15, 2017 18:42 UTC
OQuinn William L JrSVP Chief Legal Officer & Sec.
GrantRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000039 · edgar.xml · derivative · entry 2

OQuinn William L Jr · CIK 0001516355 · SVP Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

Read SEC document
June 13, 2017 Filed Jun 15, 2017 18:40 UTC
Kayes Graham JEVP - BRM & Leaf
GrantRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000038 · edgar.xml · derivative · entry 2

Kayes Graham J · CIK 0001612938 · EVP - BRM & Leaf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

Read SEC document
June 13, 2017 Filed Jun 15, 2017 18:36 UTC
Costa Garcia Jose MariaEVP- Global Ops & Supply Chain
GrantRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0000939930-17-000037 · edgar.xml · derivative · entry 2

Costa Garcia Jose Maria · CIK 0001555664 · EVP- Global Ops & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

F2 · derivative.expiration_date: The restricted stock units vest one third on each of the three anniversaries of June 13, 2017, the date of grant

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.