GEORGE ROBERT DAVID

SEC source: 0001193755-25-000004 · wk-form4_1763731900.xml · derivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,980

Underlying: Common Stock · 10,980 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 20, 2025 to be earned for vesting based on continued service as a director through the earlier of August 14, 2026 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2026, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0000939930-24-000122 · wk-form4_1732224714.xml · derivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 21, 2024 to be earned for vesting based on continued service as a director through the earlier of August 15, 2025 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2025, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon the earliest to occur of the following: (i) March 31, 2031; (ii) the occurrence of a 'Change in Control' (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 10

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F9 · derivative.exercise_date: The restricted stock units are to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further subject to the occurrence of the Vesting Event.

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 9

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,965 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F8 · derivative.exercise_date: The restricted stock units were awarded on November 16, 2023 and are to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being subject to satisfaction of the Listing Condition.

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 8

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,840

Underlying: Common Stock · 2,320 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units vest upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 7

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,320 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F7 · derivative.exercise_date: The restricted stock units were awarded on December 22, 2022 and were earned for vesting, based on continued service as a director, upon the earlier of August 18, 2023 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2023, with vesting subject to satisfaction of the Listing Condition.

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 6

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,520

Underlying: Common Stock · 9,260 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units vest upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 5

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,260 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F6 · derivative.exercise_date: The restricted stock units were awarded on August 23, 2022 and were earned for vesting, based on continued service as a director, upon the earlier of August 18, 2023 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2023, with vesting subject to satisfaction of the Listing Condition.

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 4

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,260

Underlying: Common Stock · 9,260 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units vest upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 3

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,260 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F5 · derivative.exercise_date: The restricted stock units were awarded on August 19, 2021 and were earned for vesting, based on continued service as a director, upon the earlier of August 19, 2022 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2022, with vesting subject to satisfaction of the Listing Condition.

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2031-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F4 · derivative.exercise_date: The restricted stock units vest upon the earliest to occur (such earliest event to occur being referred to as the Vesting Event) of the following: (i) March 31, 2031; (ii) the occurrence of a Change in Control (as defined in the Pyxus International, Inc. Amended and Restated 2020 Incentive Plan) as a result of a merger, consolidation, share exchange or sale of all or substantially all of the assets of the Company; or (iii) Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0000939930-24-000062 · wk-form4_1715722820.xml · derivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · shares: Reports the amendment to outstanding restricted stock units to extend the period by which the condition to vesting must be satisfied, revise the contingent events triggering vesting and provide for vesting upon the occurrence of certain events qualifying as a Change in Control, which amendments are deemed to effect a disposition of the outstanding restricted stock units and the re-grant of restricted stock units of the same amount having the amended terms. Such amendments were approved by the Compensation Committee of the Board of Directors of Pyxus International, Inc.

F3 · derivative.exercise_date: The restricted stock units were awarded on August 19, 2021 and would vest contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0000939930-23-000096 · wk-form4_1700257427.xml · derivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 10,965 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on November 16, 2023 to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange by March 31, 2028.

F2 · derivative.expiration_date: The restricted stock units were awarded on November 16, 2023 to be earned for vesting based on continued service as a director through the earlier of August 23, 2024 or the commencement of the Pyxus International, Inc. annual shareholders meeting to be held in 2024, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange by March 31, 2028.

SEC source: 0000939930-22-000063 · wf-form4_167174562036065.xml · derivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,320

Underlying: Common Stock · 2,320 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on December 22, 2022 to be earned for vesting based on continued service as a director through the earlier of August 18, 2023 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2023, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contigent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0001062993-22-018642 · form4.xml · derivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,260

Underlying: Common Stock · 9,260 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on August 23, 2022 to be earned for vesting based on continued service as a director through the earlier of August 18, 2023 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2023, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contingent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0001062993-21-007793 · form4.xml · derivative · entry 3

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,260

Underlying: Common Stock · 9,260 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units were awarded on August 19, 2021 to be earned for vesting based on continued service as a director through the earlier of August 19, 2022 or the commencement of the Pyxus International, Inc. annual shareholders meeting held in 2022, with a prorated amount being earned for vesting if service ceases before such date, and with vesting being further contigent upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0001062993-21-007793 · form4.xml · derivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2028-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units were awarded on August 19, 2021 and will vest upon Pyxus International, Inc.'s common stock being listed for trading on a securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934 or an approved foreign securities exchange.

SEC source: 0001225208-17-018568 · doc4.xml · derivative · entry 3

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2017-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F2 · derivative.exercise_date: The restricted stock units vested 100% on 12/11/2017.

F2 · derivative.expiration_date: The restricted stock units vested 100% on 12/11/2017.

SEC source: 0001225208-17-018568 · doc4.xml · nonDerivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,830

SEC source: 0001225208-17-018568 · doc4.xml · nonDerivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

SEC source: 0001225208-17-017102 · doc4.xml · derivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2020-11-07

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the three-year anniversary of the Transaction Date.

SEC source: 0001225208-17-017102 · doc4.xml · derivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 6,400 shares

Expires 2027-11-07

F1 · derivative.exercise_date: This option vests and becomes exercisable in four annual increments of 25% each commencing one year after the Transaction Date.

SEC source: 0001225208-17-010341 · doc4.xml · derivative · entry 7

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,700 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This derivative has a 4 year 25% vesting schedule.

SEC source: 0001225208-17-010341 · doc4.xml · nonDerivative · entry 5

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,960

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $93.65 to $94.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-17-010341 · doc4.xml · nonDerivative · entry 4

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,365

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $92.65 to $93.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-17-010341 · doc4.xml · nonDerivative · entry 3

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-010341 · doc4.xml · derivative · entry 6

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Underlying: Common Stock · 15,000 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This derivative has a 4 year 25% vesting schedule.

SEC source: 0001225208-17-010341 · doc4.xml · nonDerivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,960

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $93.10 to $93.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-17-010341 · doc4.xml · nonDerivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-006420 · doc4.xml · derivative · entry 5

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,100 shares

Expires 2017-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested and became exercisable in 25% increments on 12/06/2008, 12/06/2009, 12/06/2010 and 12/06/2011.

SEC source: 0001225208-17-006420 · doc4.xml · nonDerivative · entry 4

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,960

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $89.85 to $90.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-17-006420 · doc4.xml · nonDerivative · entry 3

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,072

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $88.85 to $89.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-17-006420 · doc4.xml · nonDerivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,394

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $90.85 to $91.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-17-006420 · doc4.xml · nonDerivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-16-043574 · doc4.xml · derivative · entry 3

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,970 shares

Expires 2016-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F2 · derivative.exercise_date: The restricted stock units vested 50% on 12/15/2014, 25% on 12/15/2015 and 25% on 12/15/2016.

F2 · derivative.expiration_date: The restricted stock units vested 50% on 12/15/2014, 25% on 12/15/2015 and 25% on 12/15/2016.

SEC source: 0001225208-16-043574 · doc4.xml · nonDerivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,960

SEC source: 0001225208-16-043574 · doc4.xml · nonDerivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

SEC source: 0001225208-16-042837 · doc4.xml · derivative · entry 3

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,100 shares

Expires 2016-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F2 · derivative.exercise_date: The restricted stock units vested 100% on the Transaction Date.

F2 · derivative.expiration_date: The restricted stock units vested 100% on the Transaction Date.

SEC source: 0001225208-16-042837 · doc4.xml · nonDerivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,803

SEC source: 0001225208-16-042837 · doc4.xml · nonDerivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

SEC source: 0001225208-16-041455 · doc4.xml · derivative · entry 2

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Underlying: Common Stock · 3,100 shares

Expires 2019-11-08

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the three-year anniversary of the Transaction Date.

SEC source: 0001225208-16-041455 · doc4.xml · derivative · entry 1

GEORGE ROBERT DAVID · CIK 0001193755 · EVP,CFO, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2026-11-08

F1 · derivative.exercise_date: This option vests and becomes exercisable in four annual increments of 25% each commencing one year after the Transaction Date.