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Nasdaq · USD

PTEN

PATTERSON UTI ENERGY INC

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2270
SEC CIK
0000889900
Parsed reports
309

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202605
Jun 202602
Jul 202600
Aug 202601
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2026 Filed Sep 21, 2026 21:02 UTC
Hendricks William Andrew JRDirector · President & CEO
SaleCommon Stock 250,000 $11.91 $2,977,500.00
Disclosure

SEC source: 0001546374-26-000008 · wk-form4_1790024541.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,042,474

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 18, 2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.82 to $11.99, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 02, 2026 Filed Sep 3, 2026 21:46 UTC SaleCommon Stock 198,395 $12.85 $2,549,375.75
Disclosure

SEC source: 0001645511-26-000007 · wk-form4_1788471972.xml · nonDerivative · entry 2

Drummond Robert Wayne Jr · CIK 0001645511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 928,773

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.85 to $12.86, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 02, 2026 Filed Sep 3, 2026 21:45 UTC
Hendricks William Andrew JRDirector · President & CEO
SaleCommon Stock 250,000 $12.93 $3,232,500.00
Disclosure

SEC source: 0001546374-26-000006 · wk-form4_1788471933.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,292,474

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.90 to $12.96, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 21:45 UTC
Wexler Seth DavidEVP, General Counsel&Secretary
SaleCommon Stock 120,000 $12.75 $1,530,000.00
Disclosure

SEC source: 0001469527-26-000006 · wk-form4_1788471954.xml · nonDerivative · entry 1

Wexler Seth David · CIK 0001469527 · EVP, General Counsel&Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,582

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.75 to $12.76, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 21:46 UTC SaleCommon Stock 1,605 $12.85 $20,624.25
Disclosure

SEC source: 0001645511-26-000007 · wk-form4_1788471972.xml · nonDerivative · entry 1

Drummond Robert Wayne Jr · CIK 0001645511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,127,168

Read SEC document
August 25, 2026 Filed Aug 26, 2026 20:25 UTC SaleCommon Stock 207,000 $11.54 $2,388,780.00
Disclosure

SEC source: 0001702981-26-000003 · wk-form4_1787775937.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.50 to $11.60, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 21:16 UTC
Robinson Forrest CChief Accounting Officer
Tax withholdingCommon Stock 5,749 $11.90 $68,413.10
Disclosure

SEC source: 0001628280-26-042295 · wk-form4_1781126212.xml · nonDerivative · entry 3

Robinson Forrest C · CIK 0002064232 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,926

F2 · shares: Shares disposed to pay applicable withholding taxes on restricted stock units converted into Common Stock on June 9, 2026.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 21:16 UTC
Robinson Forrest CChief Accounting Officer
GrantCommon Stock 20,833 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-042295 · wk-form4_1781126212.xml · nonDerivative · entry 2

Robinson Forrest C · CIK 0002064232 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,675

F1 · shares: Restricted stock units that convert into shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), on a one-for-one basis. One-third of the restricted stock units vests on each of June 9, 2027, June 9, 2028 and June 9, 2029.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 21:16 UTC
Robinson Forrest CChief Accounting Officer
SaleCommon Stock 13,670 $12.01 $164,176.70
Disclosure

SEC source: 0001628280-26-042295 · wk-form4_1781126212.xml · nonDerivative · entry 1

Robinson Forrest C · CIK 0002064232 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,842

Read SEC document
June 05, 2026 Filed Jun 9, 2026 20:17 UTC
Hendricks William Andrew JRDirector · President & CEO
SaleCommon Stock 200,000 $11.64 $2,328,000.00
Disclosure

SEC source: 0001546374-26-000005 · wk-form4_1781036250.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,542,474

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.57 to $11.73, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:58 UTC
Holcomb James MichaelEVP & Chief Operating Officer
SaleCommon Stock 150,000 $11.47 $1,720,500.00
Disclosure

SEC source: 0001538623-26-000005 · wk-form4_1780347505.xml · nonDerivative · entry 1

Holcomb James Michael · CIK 0001538623 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,523

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.40 to $11.52, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 09, 2026 Filed May 12, 2026 20:16 UTC
Wexler Seth DavidEVP, General Counsel&Secretary
Tax withholdingCommon Stock 10,363 $11.42 $118,345.46
Disclosure

SEC source: 0001469527-26-000005 · wk-form4_1778616982.xml · nonDerivative · entry 1

Wexler Seth David · CIK 0001469527 · EVP, General Counsel&Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,582

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 9, 2026.

Read SEC document
May 09, 2026 Filed May 12, 2026 20:11 UTC
Hendricks William Andrew JRDirector · President & CEO
Tax withholdingCommon Stock 48,952 $11.42 $559,031.84
Disclosure

SEC source: 0001546374-26-000003 · wk-form4_1778616709.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,742,474

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 9, 2026.

Read SEC document
May 09, 2026 Filed May 12, 2026 20:14 UTC
BERNS KENNETH NExecutive Vice President
Tax withholdingCommon Stock 12,096 $11.42 $138,136.32
Disclosure

SEC source: 0001238210-26-000004 · wk-form4_1778616855.xml · nonDerivative · entry 1

BERNS KENNETH N · CIK 0001238210 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,043,987

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 9, 2026.

Read SEC document
May 09, 2026 Filed May 12, 2026 20:09 UTC
Smith Charles AndrewEVP & Chief Financial Officer
Tax withholdingCommon Stock 13,016 $11.42 $148,642.72
Disclosure

SEC source: 0001453799-26-000003 · wk-form4_1778616554.xml · nonDerivative · entry 1

Smith Charles Andrew · CIK 0001453799 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713,439

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 9, 2026.

Read SEC document
May 09, 2026 Filed May 12, 2026 20:11 UTC
Holcomb James MichaelEVP & Chief Operating Officer
Tax withholdingCommon Stock 12,395 $11.42 $141,550.90
Disclosure

SEC source: 0001538623-26-000004 · wk-form4_1778616671.xml · nonDerivative · entry 1

Holcomb James Michael · CIK 0001538623 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,523

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 9, 2026.

Read SEC document
May 05, 2026 Filed May 8, 2026 00:13 UTC
Jaime CesarDirector
SaleCommon Stock 10,000 $12.29 $122,900.00
Disclosure

SEC source: 0001919699-26-000003 · wk-form4_1778199211.xml · nonDerivative · entry 1

Jaime Cesar · CIK 0001919699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,462

Read SEC document
May 05, 2026 Filed May 8, 2026 00:09 UTC
BERNS KENNETH NExecutive Vice President
Tax withholdingCommon Stock 12,680 $12.29 $155,837.20
Disclosure

SEC source: 0001238210-26-000003 · wk-form4_1778198971.xml · nonDerivative · entry 1

BERNS KENNETH N · CIK 0001238210 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,056,083

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 5, 2026.

Read SEC document
May 05, 2026 Filed May 8, 2026 00:10 UTC
Hendricks William Andrew JRDirector · President & CEO
Tax withholdingCommon Stock 31,677 $12.29 $389,310.33
Disclosure

SEC source: 0001546374-26-000002 · wk-form4_1778199048.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,791,426

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 5, 2026.

Read SEC document
May 05, 2026 Filed May 8, 2026 00:08 UTC
Holcomb James MichaelEVP & Chief Operating Officer
Tax withholdingCommon Stock 9,741 $12.29 $119,716.89
Disclosure

SEC source: 0001538623-26-000003 · wk-form4_1778198925.xml · nonDerivative · entry 1

Holcomb James Michael · CIK 0001538623 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,918

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 5, 2026.

Read SEC document
May 05, 2026 Filed May 8, 2026 00:07 UTC
Smith Charles AndrewEVP & Chief Financial Officer
Tax withholdingCommon Stock 11,943 $12.29 $146,779.47
Disclosure

SEC source: 0001453799-26-000002 · wk-form4_1778198872.xml · nonDerivative · entry 1

Smith Charles Andrew · CIK 0001453799 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 726,455

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 5, 2026.

Read SEC document
May 05, 2026 Filed May 8, 2026 00:07 UTC
Wexler Seth DavidEVP/General Counsel/Secretary
Tax withholdingCommon Stock 8,185 $12.29 $100,593.65
Disclosure

SEC source: 0001469527-26-000002 · wk-form4_1778198830.xml · nonDerivative · entry 1

Wexler Seth David · CIK 0001469527 · EVP/General Counsel/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,945

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 5, 2026.

Read SEC document
May 04, 2026 Filed May 5, 2026 01:36 UTC SaleCommon Stock 61,475 $12.02 $738,929.50
Disclosure

SEC source: 0001628280-26-030093 · wk-form4_1777944965.xml · nonDerivative · entry 2

Drummond Robert Wayne Jr · CIK 0001645511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128,773

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.00 to $12.10, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:38 UTC
Smith Charles AndrewEVP & Chief Financial Officer
Exercise / conversionCash-Settled Restricted Stock Units · Derivative 24,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001453799-26-000001 · wk-form4_1777937928.xml · derivative · entry 6

Smith Charles Andrew · CIK 0001453799 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,467

Underlying: Common Stock · 24,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.exercise_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.expiration_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:38 UTC
Smith Charles AndrewEVP & Chief Financial Officer
Disposition to issuerCommon Stock 24,033 $10.80 $259,556.40
Disclosure

SEC source: 0001453799-26-000001 · wk-form4_1777937928.xml · nonDerivative · entry 4

Smith Charles Andrew · CIK 0001453799 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 738,398

F4 · shares: No shares were actually issued, disposed or sold. Under applicable SEC guidance, cash settlement of restricted stock units is deemed to involve the conversion of the cash-settled restricted stock units into the underlying common stock and the simultaneous disposition of the common stock to the Company for cash. Accordingly, Table 1 uses Transaction Code D to report the cash-settled restricted stock unit settlement.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:38 UTC
Smith Charles AndrewEVP & Chief Financial Officer
Exercise / conversionCommon Stock 24,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001453799-26-000001 · wk-form4_1777937928.xml · nonDerivative · entry 3

Smith Charles Andrew · CIK 0001453799 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:38 UTC
Smith Charles AndrewEVP & Chief Financial Officer
Tax withholdingCommon Stock 14,357 $12.22 $175,442.54
Disclosure

SEC source: 0001453799-26-000001 · wk-form4_1777937928.xml · nonDerivative · entry 2

Smith Charles Andrew · CIK 0001453799 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 738,398

F2 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 01:36 UTC SaleCommon Stock 322,699 $12.04 $3,885,295.96
Disclosure

SEC source: 0001628280-26-030093 · wk-form4_1777944965.xml · nonDerivative · entry 1

Drummond Robert Wayne Jr · CIK 0001645511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190,248

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.00 to $12.18, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:39 UTC
Hendricks William Andrew JRDirector · President & CEO
Exercise / conversionCash-Settled Restricted Stock Units · Derivative 97,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · derivative · entry 7

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,967

Underlying: Common Stock · 97,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.exercise_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.expiration_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:39 UTC
Hendricks William Andrew JRDirector · President & CEO
SaleCommon Stock 250,000 $11.85 $2,962,500.00
Disclosure

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · nonDerivative · entry 5

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,823,103

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.78 to $11.94, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:39 UTC
Hendricks William Andrew JRDirector · President & CEO
Disposition to issuerCommon Stock 97,333 $10.80 $1,051,196.40
Disclosure

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · nonDerivative · entry 4

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,073,103

F4 · shares: No shares were actually issued, disposed or sold. Under applicable SEC guidance, cash settlement of restricted stock units is deemed to involve the conversion of the cash-settled restricted stock units into the underlying common stock and the simultaneous disposition of the common stock to the Company for cash. Accordingly, Table 1 uses Transaction Code D to report the cash-settled restricted stock unit settlement.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:39 UTC
Hendricks William Andrew JRDirector · President & CEO
Exercise / conversionCommon Stock 97,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · nonDerivative · entry 3

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,170,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:39 UTC
Hendricks William Andrew JRDirector · President & CEO
Tax withholdingCommon Stock 53,989 $12.22 $659,745.58
Disclosure

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · nonDerivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,073,103

F2 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:38 UTC
BERNS KENNETH NExecutive Vice President
Exercise / conversionCash-Settled Restricted Stock Units · Derivative 20,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001238210-26-000002 · wk-form4_1777937881.xml · derivative · entry 7

BERNS KENNETH N · CIK 0001238210 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,067

Underlying: Common Stock · 20,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.exercise_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.expiration_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:38 UTC
BERNS KENNETH NExecutive Vice President
Disposition to issuerCommon Stock 20,033 $10.80 $216,356.40
Disclosure

SEC source: 0001238210-26-000002 · wk-form4_1777937881.xml · nonDerivative · entry 4

BERNS KENNETH N · CIK 0001238210 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,068,763

F4 · shares: No shares were actually issued, disposed or sold. Under applicable SEC guidance, cash settlement of restricted stock units is deemed to involve the conversion of the cash-settled restricted stock units into the underlying common stock and the simultaneous disposition of the common stock to the Company for cash. Accordingly, Table 1 uses Transaction Code D to report the cash-settled restricted stock unit settlement.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:38 UTC
BERNS KENNETH NExecutive Vice President
Exercise / conversionCommon Stock 20,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001238210-26-000002 · wk-form4_1777937881.xml · nonDerivative · entry 3

BERNS KENNETH N · CIK 0001238210 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,088,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:38 UTC
BERNS KENNETH NExecutive Vice President
Tax withholdingCommon Stock 11,157 $12.22 $136,338.54
Disclosure

SEC source: 0001238210-26-000002 · wk-form4_1777937881.xml · nonDerivative · entry 2

BERNS KENNETH N · CIK 0001238210 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,068,763

F2 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:36 UTC
Holcomb James MichaelEVP & Chief Business Officer
Exercise / conversionCash-Settled Restricted Stock Units · Derivative 22,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001538623-26-000002 · wk-form4_1777937785.xml · derivative · entry 6

Holcomb James Michael · CIK 0001538623 · EVP & Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,300

Underlying: Common Stock · 22,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.exercise_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.expiration_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

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May 01, 2026 Filed May 4, 2026 23:36 UTC
Holcomb James MichaelEVP & Chief Business Officer
Disposition to issuerCommon Stock 22,900 $10.80 $247,320.00
Disclosure

SEC source: 0001538623-26-000002 · wk-form4_1777937785.xml · nonDerivative · entry 4

Holcomb James Michael · CIK 0001538623 · EVP & Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,659

F4 · shares: No shares were actually issued, disposed or sold. Under applicable SEC guidance, cash settlement of restricted stock units is deemed to involve the conversion of the cash-settled restricted stock units into the underlying common stock and the simultaneous disposition of the common stock to the Company for cash. Accordingly, Table 1 uses Transaction Code D to report the cash-settled restricted stock unit settlement.

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May 01, 2026 Filed May 4, 2026 23:36 UTC
Holcomb James MichaelEVP & Chief Business Officer
Exercise / conversionCommon Stock 22,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001538623-26-000002 · wk-form4_1777937785.xml · nonDerivative · entry 3

Holcomb James Michael · CIK 0001538623 · EVP & Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

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May 01, 2026 Filed May 4, 2026 23:36 UTC
Holcomb James MichaelEVP & Chief Business Officer
Tax withholdingCommon Stock 13,665 $12.22 $166,986.30
Disclosure

SEC source: 0001538623-26-000002 · wk-form4_1777937785.xml · nonDerivative · entry 2

Holcomb James Michael · CIK 0001538623 · EVP & Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,659

F2 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 1, 2026.

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May 01, 2026 Filed May 4, 2026 23:34 UTC
Wexler Seth DavidEVP/General Counsel/Secretary
Exercise / conversionCash-Settled Restricted Stock Units · Derivative 20,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001469527-26-000001 · wk-form4_1777937673.xml · derivative · entry 6

Wexler Seth David · CIK 0001469527 · EVP/General Counsel/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,100

Underlying: Common Stock · 20,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.exercise_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.expiration_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

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May 01, 2026 Filed May 4, 2026 23:34 UTC
Wexler Seth DavidEVP/General Counsel/Secretary
Disposition to issuerCommon Stock 20,600 $10.80 $222,480.00
Disclosure

SEC source: 0001469527-26-000001 · wk-form4_1777937673.xml · nonDerivative · entry 4

Wexler Seth David · CIK 0001469527 · EVP/General Counsel/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,130

F4 · shares: No shares were actually issued, disposed or sold. Under applicable SEC guidance, cash settlement of restricted stock units is deemed to involve the conversion of the cash-settled restricted stock units into the underlying common stock and the simultaneous disposition of the common stock to the Company for cash. Accordingly, Table 1 uses Transaction Code D to report the cash-settled restricted stock unit settlement.

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May 01, 2026 Filed May 4, 2026 23:34 UTC
Wexler Seth DavidEVP/General Counsel/Secretary
Exercise / conversionCommon Stock 20,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001469527-26-000001 · wk-form4_1777937673.xml · nonDerivative · entry 3

Wexler Seth David · CIK 0001469527 · EVP/General Counsel/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 4, 2026 23:34 UTC
Wexler Seth DavidEVP/General Counsel/Secretary
Tax withholdingCommon Stock 11,438 $12.22 $139,772.36
Disclosure

SEC source: 0001469527-26-000001 · wk-form4_1777937673.xml · nonDerivative · entry 2

Wexler Seth David · CIK 0001469527 · EVP/General Counsel/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,130

F2 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 1, 2026.

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April 30, 2026 Filed May 4, 2026 23:38 UTC
Smith Charles AndrewEVP & Chief Financial Officer
GrantCash-Settled Restricted Stock Units · Derivative 38,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001453799-26-000001 · wk-form4_1777937928.xml · derivative · entry 5

Smith Charles Andrew · CIK 0001453799 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,500

Underlying: Common Stock · 38,400 shares

Expires not disclosed

F5 · derivative.exercise_price: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F5 · price: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F5 · derivative.exercise_date: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F5 · derivative.expiration_date: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

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April 30, 2026 Filed May 4, 2026 23:38 UTC
Smith Charles AndrewEVP & Chief Financial Officer
GrantCommon Stock 57,500 $0.00 $0.00
Disclosure

SEC source: 0001453799-26-000001 · wk-form4_1777937928.xml · nonDerivative · entry 1

Smith Charles Andrew · CIK 0001453799 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,755

F1 · shares: Restricted stock units that convert into shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), on a one-for-one basis. One-third of the restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

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April 30, 2026 Filed May 4, 2026 23:39 UTC
Hendricks William Andrew JRDirector · President & CEO
GrantCash-Settled Restricted Stock Units · Derivative 155,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · derivative · entry 6

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,300

Underlying: Common Stock · 155,300 shares

Expires not disclosed

F6 · derivative.exercise_price: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F6 · price: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F6 · derivative.exercise_date: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F6 · derivative.expiration_date: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

Read SEC document
April 30, 2026 Filed May 4, 2026 23:39 UTC
Hendricks William Andrew JRDirector · President & CEO
GrantCommon Stock 232,900 $0.00 $0.00
Disclosure

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,127,092

F1 · shares: Restricted stock units that convert into shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), on a one-for-one basis. One-third of the restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

Read SEC document
April 30, 2026 Filed May 4, 2026 23:38 UTC
BERNS KENNETH NExecutive Vice President
GrantCash-Settled Restricted Stock Units · Derivative 32,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001238210-26-000002 · wk-form4_1777937881.xml · derivative · entry 6

BERNS KENNETH N · CIK 0001238210 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,100

Underlying: Common Stock · 32,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F6 · price: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F6 · derivative.exercise_date: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F6 · derivative.expiration_date: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.