Hendricks William Andrew JR

SEC source: 0001546374-26-000008 · wk-form4_1790024541.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,042,474

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 18, 2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.82 to $11.99, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001546374-26-000006 · wk-form4_1788471933.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,292,474

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.90 to $12.96, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001546374-26-000005 · wk-form4_1781036250.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,542,474

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.57 to $11.73, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001546374-26-000003 · wk-form4_1778616709.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,742,474

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 9, 2026.

SEC source: 0001546374-26-000002 · wk-form4_1778199048.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,791,426

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 5, 2026.

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · derivative · entry 7

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,967

Underlying: Common Stock · 97,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.exercise_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

F3 · derivative.expiration_date: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · nonDerivative · entry 5

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,823,103

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.78 to $11.94, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · nonDerivative · entry 4

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,073,103

F4 · shares: No shares were actually issued, disposed or sold. Under applicable SEC guidance, cash settlement of restricted stock units is deemed to involve the conversion of the cash-settled restricted stock units into the underlying common stock and the simultaneous disposition of the common stock to the Company for cash. Accordingly, Table 1 uses Transaction Code D to report the cash-settled restricted stock unit settlement.

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · nonDerivative · entry 3

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,170,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026.

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · nonDerivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,073,103

F2 · shares: Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 1, 2026.

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · derivative · entry 6

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,300

Underlying: Common Stock · 155,300 shares

Expires not disclosed

F6 · derivative.exercise_price: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F6 · price: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F6 · derivative.exercise_date: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

F6 · derivative.expiration_date: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

SEC source: 0001546374-26-000001 · wk-form4_1777937977.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,127,092

F1 · shares: Restricted stock units that convert into shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), on a one-for-one basis. One-third of the restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029.

SEC source: 0001628280-25-022190 · wk-form4_1746476277.xml · derivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,000

Underlying: Common Stock · 292,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of May 1, 2026, May 1, 2027 and May 1, 2028.

F2 · price: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of May 1, 2026, May 1, 2027 and May 1, 2028.

F2 · derivative.exercise_date: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of May 1, 2026, May 1, 2027 and May 1, 2028.

F2 · derivative.expiration_date: Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of May 1, 2026, May 1, 2027 and May 1, 2028.

SEC source: 0001628280-25-022190 · wk-form4_1746476277.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,894,192

F1 · shares: Restricted stock units that convert into shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), on a one-for-one basis. One-third of the restricted stock units vests on each of May 1, 2026, May 1, 2027 and May 1, 2028.

SEC source: 0000889900-25-000043 · wk-form4_1741898541.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,482,592

F1 · price: Weighted average price. Actual purchase prices ranged from $7.88 to $7.89. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-24-005613 · doc4.xml · nonDerivative · entry 3

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,457,592

F3 · shares: Restricted stock units that convert into common stock on a one-for-one basis. One-third of the restricted stock units vests on each of May 9, 2025, May 9, 2026 and May 9, 2027.

SEC source: 0001209191-24-005613 · doc4.xml · nonDerivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,084,392

F2 · shares: Shares disposed to pay applicable withholding taxes on shares received from the 2021 Performance Unit grant.

SEC source: 0001209191-24-005613 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,212,543

F1 · shares: Shares received in settlement of the 2021 Performance Unit grant.

SEC source: 0001209191-23-042760 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,886,874

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.75 to $14.92, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-042404 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,086,874

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.00 to $14.21, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-028328 · doc4.xml · derivative · entry 5

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 597,000 shares

Expires 2023-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects performance-based phantom units that vested on May 5, 2023. Each phantom unit represented the right to receive a cash payment in an amount equal to the average closing price of one share of common stock of the Company, par value $0.01 per share (a "Share") on the principal stock exchange on which the Shares were then listed for the twenty consecutive trading days preceding March 31, 2023.

F3 · price: Reflects performance-based phantom units that vested on May 5, 2023. Each phantom unit represented the right to receive a cash payment in an amount equal to the average closing price of one share of common stock of the Company, par value $0.01 per share (a "Share") on the principal stock exchange on which the Shares were then listed for the twenty consecutive trading days preceding March 31, 2023.

SEC source: 0001209191-23-028328 · doc4.xml · nonDerivative · entry 4

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,186,874

F4 · shares: No shares were actually issued, disposed or sold. Under applicable SEC guidance, cash settlement of phantom units is deemed to involve the conversion of the phantom units into the underlying common stock and the simultaneous disposition of the common stock to the Company for cash. Accordingly, Table 1 uses Transaction Code D to report the phantom unit settlement.

SEC source: 0001209191-23-028328 · doc4.xml · nonDerivative · entry 3

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,783,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects performance-based phantom units that vested on May 5, 2023. Each phantom unit represented the right to receive a cash payment in an amount equal to the average closing price of one share of common stock of the Company, par value $0.01 per share (a "Share") on the principal stock exchange on which the Shares were then listed for the twenty consecutive trading days preceding March 31, 2023.

SEC source: 0001209191-23-028328 · doc4.xml · nonDerivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,186,874

F2 · shares: Restricted stock units that convert into common stock on a one-for-one basis. One-third of the restricted stock units vests on each of May 5, 2024, May 5, 2025 and May 5, 2026.

SEC source: 0001209191-23-028328 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,945,374

F1 · shares: Shares received in settlement of the 2020 Performance Unit grant.

SEC source: 0001209191-22-042070 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,801,374

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $13.56 to $14.13, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-036720 · doc4.xml · nonDerivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,901,374

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.63 to $18.80, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-036720 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908,774

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.63 to $18.62, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-030022 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101,374

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.75 to $15.84, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-028724 · doc4.xml · nonDerivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,201,374

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.81 to $14.86, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-028724 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,201,574

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $13.81 to $14.80, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-026331 · doc4.xml · nonDerivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,301,374

F2 · shares: Restricted stock units that convert into common stock on a one-for-one basis. One-third of the restricted stock units vests on each of April 29, 2023, April 29, 2024 and April 29, 2025.

SEC source: 0001209191-22-026331 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122,574

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted stock units converted into common stock on April 27, 2022.

SEC source: 0001209191-22-025713 · doc4.xml · nonDerivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,270

F2 · shares: Shares disposed to pay applicable withholding taxes on shares received from the 2019 Performance Unit grant.

SEC source: 0001209191-22-025713 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315,023

F1 · shares: Shares received in settlement of the 2019 Performance Unit grant.

SEC source: 0001209191-22-023844 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944,623

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted stock units converted into common stock on April 7, 2022.

SEC source: 0001209191-22-019997 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991,319

F1 · price: Weighted average price. These shares were sold in multiple transactions ranging from $14.90 to $15.26. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-028982 · doc4.xml · nonDerivative · entry 3

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091,319

F3 · shares: Shares disposed to pay applicable withholding taxes on shares received from the 2018 Performance Unit grant.

SEC source: 0001209191-21-028982 · doc4.xml · nonDerivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175,450

F2 · shares: Shares received in settlement of the 2018 Performance Unit grant.

SEC source: 0001209191-21-028982 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961,650

F1 · shares: Restricted stock units that convert into common stock on a one-for-one basis. One-third of the restricted stock units vests on each of April 27, 2022, April 27, 2023 and April 27, 2024.

SEC source: 0001209191-21-026054 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605,650

F1 · shares: Shares disposed to pay applicable withholding taxes on Restricted stock units converted into common stock on April 7, 2021.

SEC source: 0001209191-20-028783 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649,726

F1 · shares: Shares received in settlement of the 2017 Performance Unit grant.

SEC source: 0001209191-20-024025 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,724

F1 · shares: Restricted stock units that convert into common stock on a one-for-one basis. One-third of the restricted stock units vests on each of April 7, 2021, April 7, 2022 and April 7, 2023.

SEC source: 0001209191-20-018498 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144,724

F1 · price: Weighted average price. Actual purchases prices ranged from $2.0200 to $2.0600.

SEC source: 0001209191-19-025978 · doc4.xml · nonDerivative · entry 4

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,724

F4 · shares: Shares disposed to pay applicable withholding taxes on Restricted stock units converted into common stock on April 24, 2019.

SEC source: 0001209191-19-025978 · doc4.xml · nonDerivative · entry 3

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,450

F3 · shares: Restricted stock units that convert into common stock on a one-for-one basis. One-third of the restricted stock units vests on April 23, 2020 and the remainder vests in equal monthly installments over the twenty-four months following April 23, 2020.

SEC source: 0001209191-19-025978 · doc4.xml · nonDerivative · entry 2

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,450

F2 · shares: Shares disposed to pay applicable withholding taxes on shares received from the 2016 Performance Unit grant.

SEC source: 0001209191-19-025978 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,641

F1 · shares: Shares received in settlement of the 2016 Performance Unit grant.

SEC source: 0001209191-18-027660 · doc4.xml · nonDerivative · entry 1

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,541

F1 · shares: Shares disposed to pay applicable withholding taxes on restricted stock vested on 05/02/2018.

SEC source: 0001209191-18-026255 · doc4.xml · nonDerivative · entry 3

Hendricks William Andrew JR · CIK 0001546374 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,496

F3 · shares: Shares disposed to pay applicable withholding taxes on shares received from 2015 Performance Unit grant.