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STEWART JAMES CARL

Disclosed activity across 2 companies

Tapewire entity
19659
SEC CIK
0001702981

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PATTERSON UTI ENERGY INCPTEN · Entity 2270DirectorAugust 25, 2026August 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PATTERSON UTI ENERGY INC

Report date August 25, 2026 · Filed August 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy JCS Partners LP0 Reported balance After 2026-08-25 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-25 · Sale · Disposed 207,000 · Balance 0

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.50 to $11.60, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Common StockSEC Table I · non-derivativeDirect114,116 Reported balance Holding disclosure · report date 2026-08-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 114,116

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.50 to $11.60, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NEXTIER OILFIELD SOLUTIONS INC.

Report date September 01, 2023 · Filed September 01, 2023

Section 16 reporting ended · disclosed 2023-09-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-09-01 transaction · row 1
1 source row

Row 1 · 2023-09-01 · Disposition to issuer · Disposed 1,909,561 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 14, 2023 and amended as of July 27, 2023, by and among Patterson-UTI Energy, Inc. ("Patterson-UTI"), Pecos Merger Sub Inc., Pecos Second Merger Sub LLC and NexTier Oilfield Solutions, Inc., each share was cancelled and converted into the right to receive 0.7520 shares of Patterson-UTI common stock at the effective date of the mergers contemplated thereby.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 14, 2023 and amended as of July 27, 2023, by and among Patterson-UTI Energy, Inc. ("Patterson-UTI"), Pecos Merger Sub Inc., Pecos Second Merger Sub LLC and NexTier Oilfield Solutions, Inc., each share was cancelled and converted into the right to receive 0.7520 shares of Patterson-UTI common stock at the effective date of the mergers contemplated thereby.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2026 Filed Aug 26, 2026 20:25 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 SaleCommon Stock 207,000 $11.54 $2,388,780.00
Disclosure

SEC source: 0001702981-26-000003 · wk-form4_1787775937.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $11.50 to $11.60, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 01:05 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantCommon Stock 28,641 $0.00 $0.00
Disclosure

SEC source: 0001702981-26-000002 · wk-form4_1767661556.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,116

F1 · shares: Restricted stock units that convert into common stock on a one-for-one basis. One hundred percent (100%) of the restricted stock units vests on January 1, 2027.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:59 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 SaleCommon Stock 368,254 $5.87 $2,161,650.98
Disclosure

SEC source: 0001702981-25-000005 · wk-form4_1766181556.xml · nonDerivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 207,000

F3 · price: The shares were sold by the Reporting Person for personal financial management purposes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $5.80 to $5.97, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 21:59 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 SaleCommon Stock 350,000 $5.87 $2,054,500.00
Disclosure

SEC source: 0001702981-25-000005 · wk-form4_1766181556.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 575,254

F1 · price: The shares were sold by the Reporting Person for personal financial management purposes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $5.85 to $5.97, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:23 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 SaleCommon Stock 74,500 $5.51 $410,495.00
Disclosure

SEC source: 0001628280-25-029333 · wk-form4_1749068421.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 925,254

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $5.43 to $5.58, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Read SEC document
May 09, 2025 Filed May 14, 2025 01:35 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 SaleCommon Stock 5,500 $5.98 $32,890.00
Disclosure

SEC source: 0001628280-25-025279 · wk-form4_1747186547.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 999,754

F1 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:09 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 SaleCommon Stock, $.01 par value per share 192,000 $7.41 $1,422,720.00
Disclosure

SEC source: 0000889900-25-000041 · wk-form4_1741723770.xml · nonDerivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 1,005,254

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.35 to $7.46, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:09 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 SaleCommon Stock, $.01 par value per share 48,149 $7.42 $357,265.58
Disclosure

SEC source: 0000889900-25-000041 · wk-form4_1741723770.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,475

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.32 to $7.50, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 22:16 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantCommon Stock, $.01 par value per share 21,186 $0.00 $0.00
Disclosure

SEC source: 0000889900-25-000015 · wk-form4_1735942596.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,624

F1 · shares: Restricted stock units that convert into common stock on a one-for-one basis. One hundred percent (100%) of the restricted stock units vests on January 1, 2026.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:19 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 SaleCommon Stock, $.01 par value per share 80,000 $7.36 $588,800.00
Disclosure

SEC source: 0000889900-24-000018 · wk-form4_1734729570.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,438

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.24 to $7.56, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 18, 2024 Filed Mar 11, 2025 20:08 UTC Amendment PATTERSON UTI ENERGY INC PTEN · Entity 2270 SaleCommon Stock, $.01 par value per share 80,000 $7.36 $588,800.00
Disclosure

SEC source: 0000889900-25-000040 · wk-form4a_1741723706.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 1,197,254

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.24 to $7.56, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:58 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantCommon Stock, $.01 par value per share 16,203 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000575 · doc4.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,438

F1 · shares: Restricted stock units that convert into common stock on a one-for-one basis. One hundred percent (100%) of the restricted stock units vests on January 1, 2025.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 21:18 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 SaleCommon Stock, $.01 par value per share 62,500 $15.90 $993,750.00
Disclosure

SEC source: 0001209191-23-049787 · doc4.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 1,277,254

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.79 to $16.14, inclusive. The Reporting Person undertakes to provide to Patterson-UTI Energy, Inc., any security holder of Patterson-UTI Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 16:25 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 Disposition to issuerCommon Stock 1,909,561 $0.00 $0.00
Disclosure

SEC source: 0001688476-23-000134 · wf-form4_169359993768919.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of June 14, 2023 and amended as of July 27, 2023, by and among Patterson-UTI Energy, Inc. ("Patterson-UTI"), Pecos Merger Sub Inc., Pecos Second Merger Sub LLC and NexTier Oilfield Solutions, Inc., each share was cancelled and converted into the right to receive 0.7520 shares of Patterson-UTI common stock at the effective date of the mergers contemplated thereby.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:16 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantStock Option (Right to Buy) · Derivative 23,092 Not disclosed Strike: $18.85 Not disclosed
Disclosure

SEC source: 0001209191-23-048525 · doc4.xml · derivative · entry 3

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,092

Underlying: Common Stock, $.01 par value per share · 23,092 shares

Expires 2024-03-01

F4 · price: These fully vested stock options were acquired by the Reporting Person in the Mergers in exchange for stock options to purchase shares of common stock of NexTier for $14.17 per share held by the Reporting Person immediately prior to the Effective Time based on the Exchange Ratio.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:16 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantStock Option (Right to Buy) · Derivative 134,682 Not disclosed Strike: $20.79 Not disclosed
Disclosure

SEC source: 0001209191-23-048525 · doc4.xml · derivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,682

Underlying: Common Stock, $.01 par value per share · 134,682 shares

Expires 2024-03-01

F3 · price: These fully vested stock options were acquired by the Reporting Person in the Mergers in exchange for stock options to purchase shares of common stock of NexTier for $15.63 per share held by the Reporting Person immediately prior to the Effective Time based on the Exchange Ratio.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:16 UTC PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantCommon Stock, $.01 par value per share 1,435,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-048525 · doc4.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435,989

F1 · price: This Form 4 reports securities acquired in connection with the mergers (the "Mergers") contemplated by that certain Agreement and Plan of Merger (as amended, the "Merger Agreement"), dated as of June 14, 2023, by and among Patterson-UTI Energy, Inc. (the "Issuer"), certain subsidiaries of the Issuer, and NexTier Oilfield Solutions Inc. ("NexTier"). On September 1, 2023, as a result of the Mergers contemplated by the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each outstanding share of common stock of NexTier was converted automatically into the right to receive 0.7520 (the "Exchange Ratio") shares of common stock of the Issuer, with cash paid in lieu of the issuance of any fractional shares of the Issuer's common stock.

F2 · price: The shares of the Issuer's common stock reported above were acquired by the Reporting Person in respect of the shares of common stock of NexTier owned by the Reporting Person immediately prior to the Effective Time. On the trading day immediately prior to the Effective Time, the closing price of the Issuer's common stock was $14.14 per share and the closing price of NexTier's common stock was $10.61 per share.

Read SEC document
September 01, 2023 Filed Sep 18, 2023 21:16 UTC Amendment PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantStock Option (Right to Buy) · Derivative 23,092 Not disclosed Strike: $18.85 Not disclosed
Disclosure

SEC source: 0001209191-23-049784 · doc4a.xml · derivative · entry 4

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,092

Underlying: Common Stock, $.01 par value per share · 23,092 shares

Expires 2024-03-01

F5 · price: These fully vested stock options were acquired by the Reporting Person in the Mergers in exchange for stock options to purchase shares of common stock of NexTier for $14.17 per share held by the Reporting Person immediately prior to the Effective Time based on the Exchange Ratio.

Read SEC document
September 01, 2023 Filed Sep 18, 2023 21:16 UTC Amendment PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantStock Option (Right to Buy) · Derivative 134,682 Not disclosed Strike: $20.79 Not disclosed
Disclosure

SEC source: 0001209191-23-049784 · doc4a.xml · derivative · entry 3

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,682

Underlying: Common Stock, $.01 par value per share · 134,682 shares

Expires 2024-03-01

F4 · price: These fully vested stock options were acquired by the Reporting Person in the Mergers in exchange for stock options to purchase shares of common stock of NexTier for $15.63 per share held by the Reporting Person immediately prior to the Effective Time based on the Exchange Ratio.

Read SEC document
September 01, 2023 Filed Sep 18, 2023 21:16 UTC Amendment PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantCommon Stock, $.01 par value per share 1,339,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-049784 · doc4a.xml · nonDerivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 1,339,754

F1 · price: This Form 4 reports securities acquired in connection with the mergers (the "Mergers") contemplated by that certain Agreement and Plan of Merger (as amended, the "Merger Agreement"), dated as of June 14, 2023, by and among Patterson-UTI Energy, Inc. (the "Issuer"), certain subsidiaries of the Issuer, and NexTier Oilfield Solutions Inc. ("NexTier"). On September 1, 2023, as a result of the Mergers contemplated by the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each outstanding share of common stock of NexTier was converted automatically into the right to receive 0.7520 (the "Exchange Ratio") shares of common stock of the Issuer, with cash paid in lieu of the issuance of any fractional shares of the Issuer's common stock.

F2 · price: The shares of the Issuer's common stock reported above were acquired by the Reporting Person in respect of the shares of common stock of NexTier owned by the Reporting Person immediately prior to the Effective Time. On the trading day immediately prior to the Effective Time, the closing price of the Issuer's common stock was $14.14 per share and the closing price of NexTier's common stock was $10.61 per share.

F3 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

Read SEC document
September 01, 2023 Filed Sep 18, 2023 21:16 UTC Amendment PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantCommon Stock, $.01 par value per share 96,235 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-049784 · doc4a.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,235

F1 · price: This Form 4 reports securities acquired in connection with the mergers (the "Mergers") contemplated by that certain Agreement and Plan of Merger (as amended, the "Merger Agreement"), dated as of June 14, 2023, by and among Patterson-UTI Energy, Inc. (the "Issuer"), certain subsidiaries of the Issuer, and NexTier Oilfield Solutions Inc. ("NexTier"). On September 1, 2023, as a result of the Mergers contemplated by the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each outstanding share of common stock of NexTier was converted automatically into the right to receive 0.7520 (the "Exchange Ratio") shares of common stock of the Issuer, with cash paid in lieu of the issuance of any fractional shares of the Issuer's common stock.

F2 · price: The shares of the Issuer's common stock reported above were acquired by the Reporting Person in respect of the shares of common stock of NexTier owned by the Reporting Person immediately prior to the Effective Time. On the trading day immediately prior to the Effective Time, the closing price of the Issuer's common stock was $14.14 per share and the closing price of NexTier's common stock was $10.61 per share.

Read SEC document
September 01, 2023 Filed Mar 4, 2024 21:16 UTC Amendment PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantStock Option (Right to Buy) · Derivative 23,093 Not disclosed Strike: $18.85 Not disclosed
Disclosure

SEC source: 0001209191-24-004212 · doc4a.xml · derivative · entry 4

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,093

Underlying: Common Stock, $.01 par value per share · 23,093 shares

Expires 2024-08-06

F4 · shares: On September 6, 2023, the Reporting Person filed a Form 4 which inadvertently reported incorrect numbers of stock options acquired in the Mergers due to immaterial rounding errors and misstated the expiration date of certain stock options. These items have been corrected in this amendment, which reports 2 additional stock options.

F6 · price: These fully vested stock options were acquired by the Reporting Person in the Mergers in exchange for stock options to purchase shares of common stock of NexTier for $14.17 per share held by the Reporting Person immediately prior to the Effective Time based on the Exchange Ratio.

F4 · derivative.expiration_date: On September 6, 2023, the Reporting Person filed a Form 4 which inadvertently reported incorrect numbers of stock options acquired in the Mergers due to immaterial rounding errors and misstated the expiration date of certain stock options. These items have been corrected in this amendment, which reports 2 additional stock options.

F4 · derivative.underlying_shares: On September 6, 2023, the Reporting Person filed a Form 4 which inadvertently reported incorrect numbers of stock options acquired in the Mergers due to immaterial rounding errors and misstated the expiration date of certain stock options. These items have been corrected in this amendment, which reports 2 additional stock options.

F4 · balance_after: On September 6, 2023, the Reporting Person filed a Form 4 which inadvertently reported incorrect numbers of stock options acquired in the Mergers due to immaterial rounding errors and misstated the expiration date of certain stock options. These items have been corrected in this amendment, which reports 2 additional stock options.

Read SEC document
September 01, 2023 Filed Mar 4, 2024 21:16 UTC Amendment PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantStock Option (Right to Buy) · Derivative 134,683 Not disclosed Strike: $20.79 Not disclosed
Disclosure

SEC source: 0001209191-24-004212 · doc4a.xml · derivative · entry 3

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,683

Underlying: Common Stock, $.01 par value per share · 134,683 shares

Expires 2024-03-01

F4 · shares: On September 6, 2023, the Reporting Person filed a Form 4 which inadvertently reported incorrect numbers of stock options acquired in the Mergers due to immaterial rounding errors and misstated the expiration date of certain stock options. These items have been corrected in this amendment, which reports 2 additional stock options.

F5 · price: These fully vested stock options were acquired by the Reporting Person in the Mergers in exchange for stock options to purchase shares of common stock of NexTier for $15.63 per share held by the Reporting Person immediately prior to the Effective Time based on the Exchange Ratio.

F4 · derivative.underlying_shares: On September 6, 2023, the Reporting Person filed a Form 4 which inadvertently reported incorrect numbers of stock options acquired in the Mergers due to immaterial rounding errors and misstated the expiration date of certain stock options. These items have been corrected in this amendment, which reports 2 additional stock options.

F4 · balance_after: On September 6, 2023, the Reporting Person filed a Form 4 which inadvertently reported incorrect numbers of stock options acquired in the Mergers due to immaterial rounding errors and misstated the expiration date of certain stock options. These items have been corrected in this amendment, which reports 2 additional stock options.

Read SEC document
September 01, 2023 Filed Mar 4, 2024 21:16 UTC Amendment PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantCommon Stock, $.01 par value per share 1,339,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004212 · doc4a.xml · nonDerivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCS Partners LP

Disclosed balance after: 1,339,754

F1 · price: The shares of the Issuer's common stock reported above were acquired by the Reporting Person in respect of the shares of common stock of NexTier owned by the Reporting Person immediately prior to the Effective Time. On the trading day immediately prior to the Effective Time, the closing price of the Issuer's common stock was $14.14 per share and the closing price of NexTier's common stock was $10.61 per share.

F2 · price: This Form 4 reports securities acquired in connection with the mergers (the "Mergers") contemplated by that certain Agreement and Plan of Merger (as amended, the "Merger Agreement"), dated as of June 14, 2023, by and among Patterson-UTI Energy, Inc. (the "Issuer"), certain subsidiaries of the Issuer, and NexTier Oilfield Solutions Inc. ("NexTier"). On September 1, 2023, as a result of the Mergers contemplated by the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each outstanding share of common stock of NexTier was converted automatically into the right to receive 0.7520 (the "Exchange Ratio") shares of common stock of the Issuer, with cash paid in lieu of the issuance of any fractional shares of the Issuer's common stock.

F3 · ownership.nature: Held by JCS Partners LP, a limited partnership over which the reporting person exercises ownership and control.

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September 01, 2023 Filed Mar 4, 2024 21:16 UTC Amendment PATTERSON UTI ENERGY INC PTEN · Entity 2270 GrantCommon Stock, $.01 par value per share 96,235 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004212 · doc4a.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,235

F1 · price: The shares of the Issuer's common stock reported above were acquired by the Reporting Person in respect of the shares of common stock of NexTier owned by the Reporting Person immediately prior to the Effective Time. On the trading day immediately prior to the Effective Time, the closing price of the Issuer's common stock was $14.14 per share and the closing price of NexTier's common stock was $10.61 per share.

F2 · price: This Form 4 reports securities acquired in connection with the mergers (the "Mergers") contemplated by that certain Agreement and Plan of Merger (as amended, the "Merger Agreement"), dated as of June 14, 2023, by and among Patterson-UTI Energy, Inc. (the "Issuer"), certain subsidiaries of the Issuer, and NexTier Oilfield Solutions Inc. ("NexTier"). On September 1, 2023, as a result of the Mergers contemplated by the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each outstanding share of common stock of NexTier was converted automatically into the right to receive 0.7520 (the "Exchange Ratio") shares of common stock of the Issuer, with cash paid in lieu of the issuance of any fractional shares of the Issuer's common stock.

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June 14, 2023 Filed Jun 16, 2023 15:50 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 GrantCommon Stock 18,773 $0.00 $0.00
Disclosure

SEC source: 0001688476-23-000090 · wf-form4_168694503827811.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,909,561

F1 · shares: Represents shares of restricted stock scheduled to vest 100% on the earliest of (i) the first anniversary of the grant date, (ii) the date of the first meeting of NexTier Oilfield Solutions Inc.'s (the "Company") stockholders at which directors will be elected in the calendar year following the calendar year in which the grant date occurs, or (iii) the date of any termination without cause, death, or a change in control, all subject to the grantee's continued service as a director to the Company.

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November 09, 2022 Filed Nov 10, 2022 15:47 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 SaleCommon Stock 272,716 $9.93 $2,708,069.88
Disclosure

SEC source: 0001688476-22-000145 · wf-form4_166811325016610.xml · nonDerivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890,788

F2 · price: The reporting person undertakes to provide to NexTier Oilfield Solutions Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.76 to $10.14, inclusive.

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November 08, 2022 Filed Nov 10, 2022 15:47 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 SaleCommon Stock 127,284 $10.33 $1,314,843.72
Disclosure

SEC source: 0001688476-22-000145 · wf-form4_166811325016610.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163,504

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.43, inclusive.

F2 · price: The reporting person undertakes to provide to NexTier Oilfield Solutions Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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June 15, 2022 Filed Jun 17, 2022 16:48 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 GrantCommon Stock 13,921 $0.00 $0.00
Disclosure

SEC source: 0001688476-22-000122 · wf-form4_165549891484992.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,290,788

F1 · shares: Represents shares of restricted stock scheduled to vest 100% on the earliest of (i) the first anniversary of the grant date, (ii) the date of the first meeting of NexTier Oilfield Solutions Inc.'s (the "Company") stockholders at which directors will be elected in the calendar year following the calendar year in which the grant date occurs, or (iii) the date of any termination without cause, death, or a change in control, all subject to the grantee's continued service as a director to the Company.

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June 03, 2022 Filed Jun 7, 2022 17:02 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 SaleCommon Stock 57,500 $12.00 $690,000.00
Disclosure

SEC source: 0001688476-22-000096 · wf-form4_165463574655124.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276,867

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2022.

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March 08, 2022 Filed Mar 10, 2022 08:58 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 SaleCommon Stock 150,000 $9.22 $1,383,000.00
Disclosure

SEC source: 0001688476-22-000072 · wf-form4_164692067422394.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334,367

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.94 to $9.57, inclusive. The reporting person undertakes to provide to NexTier Oilfield Solutions Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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June 16, 2021 Filed Jun 17, 2021 12:05 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 GrantCommon Stock 49,880 $0.00 $0.00
Disclosure

SEC source: 0001688476-21-000096 · wf-form4_162394593293882.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484,367

F1 · shares: Represents (1) shares of restricted stock scheduled to vest 100% on the earliest of (i) the first anniversary of the grant date,(ii) the date of the first meeting of the Company's stockholders at which directors will be elected in the calendar year following the calendar year in which the grant date occurs, (iii) the date of any termination without cause, death, and a change in control, all subject to the grantee's continued service as a director to the Company; and (2) 20,884 shares granted as a stock payment award under the Company's equity plan that vest immediately.

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June 19, 2020 Filed Jun 19, 2020 16:45 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 GrantCommon Stock 55,345 $0.00 $0.00
Disclosure

SEC source: 0001688476-20-000068 · wf-form4_159259951155572.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,455,371

F1 · shares: Represents shares of restricted stock scheduled to vest 100% on the earliest of (i) the first anniversary of the grant date,(ii) the date of the first meeting of the Company's stockholders at which directors will be elected in the calendar year following the calendar year in which the grant date occurs, (iii) the date of any termination without cause, death, and a change in control, all subject to the grantee's continued service as a director to the Company.

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June 19, 2020 Filed Apr 30, 2021 15:40 UTC Amendment NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 GrantCommon Stock 34,461 $0.00 $0.00
Disclosure

SEC source: 0001688476-21-000061 · wf-form4a_161981162950810.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,434,487

F1 · shares: Represents shares of restricted stock scheduled to vest 100% on the earliest of (i) the first anniversary of the grant date,(ii) the date of the first meeting of the Company's stockholders at which directors will be elected in the calendar year following the calendar year in which the grant date occurs, (iii) the date of any termination without cause, death, and a change in control, all subject to the grantee's continued service as a director to the Company. This amended Form 4 corrects the number of restricted stock awards that were granted, which is lower than originally reported.

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March 13, 2020 Filed Mar 16, 2020 17:22 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 GrantCommon Stock 40,539 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002549 · primarydocument.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400,026

F1 · security: Represents shares of restricted stock scheduled to vest 100% on the earliest of (i) the first anniversary of the grant date, (ii) the date of the first meeting of the Company's stockholders at which directors will be elected in the calendar year following the calendar year in which the grant date occurs, (iii) the date of any termination without cause, death, and a change in control, all subject to the grantee's continued service as a director to the Company.

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November 25, 2019 Filed Nov 27, 2019 17:12 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 OtherCommon Stock 31,249 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005761 · primarydocument.xml · nonDerivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect

Disclosed balance after: 2,359,487

F1 · kind: Pro-rata in-kind distribution from Keane Investor Holdings LLC to its members, including the reporting person and JS Keane Coinvestor, LLC (Coinvestor), without consideration.

F2 · ownership.nature: Held by Coinvestor, for which Little B Holdings, LLC, is its sole member, for which the reporting person serves as president and may be deemed to have voting and dispositive power with regard to the shares held by Coinvestor. The reporting person disclaims beneficial ownership of the shares held by Coinvestor except to the extent of his pecuniary interest therein.

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November 25, 2019 Filed Nov 27, 2019 17:12 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 OtherCommon Stock 1,839,089 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005761 · primarydocument.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,328,238

F1 · kind: Pro-rata in-kind distribution from Keane Investor Holdings LLC to its members, including the reporting person and JS Keane Coinvestor, LLC (Coinvestor), without consideration.

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November 04, 2019 Filed Nov 6, 2019 21:54 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 Tax withholdingCommon Stock 42,916 $4.67 $200,417.72
Disclosure

SEC source: 0001562180-19-005385 · primarydocument.xml · nonDerivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,869

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November 04, 2019 Filed Nov 6, 2019 21:54 UTC NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 GrantCommon Stock 109,062 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005385 · primarydocument.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,785

F1 · security: Shares of common stock were acquired for no consideration upon the accelerated vesting of performance share awards at the discretion of the board in connection with the previously announced merger between C&J Energy Services, Inc. and Keane Group, Inc.

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November 04, 2019 Filed Nov 13, 2019 19:28 UTC Amendment NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 Exercise / conversionRestricted Stock Units · Derivative 447,292 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005500 · primarydocument.xml · derivative · entry 3

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 447,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: Vesting of Restricted Stock Units was accelerated for no consideration at the discretion of the board in connection with the Reporting Person's termination without cause from employment with NexTier Oilfield Solutions Inc. The Reporting Person continues to serve as a non-employee director.

F2 · derivative.expiration_date: Vesting of Restricted Stock Units was accelerated for no consideration at the discretion of the board in connection with the Reporting Person's termination without cause from employment with NexTier Oilfield Solutions Inc. The Reporting Person continues to serve as a non-employee director.

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November 04, 2019 Filed Nov 13, 2019 19:28 UTC Amendment NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 Tax withholdingCommon Stock 176,012 $4.67 $821,976.04
Disclosure

SEC source: 0001562180-19-005500 · primarydocument.xml · nonDerivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,149

Read SEC document
November 04, 2019 Filed Nov 13, 2019 19:28 UTC Amendment NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 Exercise / conversionCommon Stock 447,292 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005500 · primarydocument.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted Stock Units convert into common stock on a one-for-one basis

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March 06, 2019 Filed Mar 7, 2019 16:45 UTC NEXTIER OILFIELD SOLUTIONS INC. FRAC · Entity 109993 SaleCommon Stock 55,784 $10.05 $560,389.33
Disclosure

SEC source: 0001562180-19-001802 · primarydocument.xml · nonDerivative · entry 3

STEWART JAMES CARL · CIK 0001702981 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,723

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $9.91 to $10.49. The Reporting Person undertakes to provide to the SEC, the Issuer or any shareholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 05, 2019 Filed Mar 7, 2019 16:45 UTC NEXTIER OILFIELD SOLUTIONS INC. FRAC · Entity 109993 SaleCommon Stock 52,520 $10.57 $554,889.56
Disclosure

SEC source: 0001562180-19-001802 · primarydocument.xml · nonDerivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,507

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $10.41 to $11.11. The Reporting Person undertakes to provide to the SEC, the Issuer or any shareholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 05, 2019 Filed Mar 7, 2019 16:45 UTC NEXTIER OILFIELD SOLUTIONS INC. FRAC · Entity 109993 GrantCommon Stock 113,364 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001802 · primarydocument.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,027

F1 · shares: Reflects a payment of shares of Company common stock with a fair market value on March 5, 2019, of $1,975,706, net of applicable withholding, pursuant to a Deferred Stock Award granted to the reporting person on March 16, 2017.

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March 01, 2019 Filed Mar 5, 2019 18:06 UTC NEXTIER OILFIELD SOLUTIONS INC. FRAC · Entity 109993 Exercise / conversionRestricted Stock Units · Derivative 9,858 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001719 · primarydocument.xml · derivative · entry 4

STEWART JAMES CARL · CIK 0001702981 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,292

Underlying: Common Stock · 9,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 6, 2018, the reporting person was granted 29,576 shares that vested in three equal annual installments on each of March 1, 2019, 2020 and 2021.

F3 · derivative.expiration_date: On August 6, 2018, the reporting person was granted 29,576 shares that vested in three equal annual installments on each of March 1, 2019, 2020 and 2021.

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March 01, 2019 Filed Mar 5, 2019 18:06 UTC NEXTIER OILFIELD SOLUTIONS INC. FRAC · Entity 109993 Exercise / conversionRestricted Stock Units · Derivative 50,733 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001719 · primarydocument.xml · derivative · entry 3

STEWART JAMES CARL · CIK 0001702981 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,150

Underlying: Common Stock · 50,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 1, 2018, the reporting person was granted 152,200 shares that vest in three equal annual installments on each of March 1, 2019, 2020 and 2021.

F2 · derivative.expiration_date: On March 1, 2018, the reporting person was granted 152,200 shares that vest in three equal annual installments on each of March 1, 2019, 2020 and 2021.

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March 01, 2019 Filed Mar 5, 2019 18:06 UTC NEXTIER OILFIELD SOLUTIONS INC. FRAC · Entity 109993 Tax withholdingCommon Stock 19,688 $11.17 $219,914.96
Disclosure

SEC source: 0001562180-19-001719 · primarydocument.xml · nonDerivative · entry 2

STEWART JAMES CARL · CIK 0001702981 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,663

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:06 UTC NEXTIER OILFIELD SOLUTIONS INC. FRAC · Entity 109993 Exercise / conversionCommon Stock 60,591 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-001719 · primarydocument.xml · nonDerivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2019 Filed Feb 27, 2019 18:14 UTC NEXTIER OILFIELD SOLUTIONS INC. FRAC · Entity 109993 GrantRestricted Stock Units · Derivative 254,477 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001474 · primarydocument.xml · derivative · entry 1

STEWART JAMES CARL · CIK 0001702981 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,883

Underlying: Common Stock · 254,477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Keane Group, Inc.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on each of February 27, 2020, 2021 and 2022. Vested shares will be delivered to the reporting person as soon as practicable following each vest date, but in no event later than March 15 following the end of the calendar year in which the shares vested.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on each of February 27, 2020, 2021 and 2022. Vested shares will be delivered to the reporting person as soon as practicable following each vest date, but in no event later than March 15 following the end of the calendar year in which the shares vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.