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PTC

PTC INC.

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3317
SEC CIK
0000857005
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643

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,496 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · derivative · entry 8

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495

Underlying: Common Stock · 4,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.

F9 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,012 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · derivative · entry 7

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 3,012 RSUs vested.

F8 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 3,012 RSUs vested.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
GrantRestricted Stock Units · Derivative 3,012 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · derivative · entry 6

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

Underlying: Common Stock · 3,012 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 3,012 RSUs were earned.

F7 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 3,012 RSUs were earned.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 10,364 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · derivative · entry 5

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016.

F6 · derivative.expiration_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
SaleCommon Stock 2,875 $47.48 $136,501.55
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · nonDerivative · entry 3

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,028

F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.12 to $47.72. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
Tax withholdingCommon Stock 13,540 $47.53 $643,556.20
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · nonDerivative · entry 2

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,903

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 33,116 shares of the Reporting Person's restricted stock unit awards on November 15, 2016.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:03 UTC
VON STAATS AARON CCVP, GC and Secretary
Exercise / conversionCommon Stock 33,116 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008547 · issuerdirect_section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · CVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 10,532 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 8

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,063

Underlying: Common Stock · 10,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F8 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 17,904 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 7

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs vested.

F7 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs vested.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC
Miller AndrewEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 17,904 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 6

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,904

Underlying: Common Stock · 17,904 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs were earned.

F6 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 17,904 RSUs were earned.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,281 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 5

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,281

Underlying: Common Stock · 9,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs awarded on February 9, 2015 that vest in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F5 · derivative.expiration_date: RSUs awarded on February 9, 2015 that vest in three substantially equal annual installments on November 15, 2015, 2016 and 2017.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,218 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 4

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based restricted stock units awarded on February 9, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 6,218 RSUs vested.

F4 · derivative.expiration_date: Performance-based restricted stock units awarded on February 9, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 6,218 RSUs vested.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC
Miller AndrewEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,218 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · derivative · entry 3

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,218

Underlying: Common Stock · 6,218 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based restricted stock units awarded on February 9, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 6,218 RSUs were earned.

F3 · derivative.expiration_date: Performance-based restricted stock units awarded on February 9, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 6,218 RSUs were earned.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC
Miller AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 20,673 $47.53 $982,587.69
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · nonDerivative · entry 2

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,114

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 43,935 shares of the Reporting Person's restricted stock unit awards on November 15, 2016.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 22:01 UTC
Miller AndrewEVP, Chief Financial Officer
Exercise / conversionCommon Stock 43,935 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008545 · issuerdirect_section16.xml · nonDerivative · entry 1

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:44 UTC
Hayman CraigEVP, Group President Solutions
Exercise / conversionRestricted Stock Units · Derivative 13,729 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008541 · issuerdirect_section16.xml · derivative · entry 6

Hayman Craig · CIK 0001658886 · EVP, Group President Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,457

Underlying: Common Stock · 13,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs awarded on November 23, 2015 that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018.

F6 · derivative.expiration_date: RSUs awarded on November 23, 2015 that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018.

F7 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:44 UTC
Hayman CraigEVP, Group President Solutions
Exercise / conversionRestricted Stock Units · Derivative 54,915 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008541 · issuerdirect_section16.xml · derivative · entry 5

Hayman Craig · CIK 0001658886 · EVP, Group President Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,914

Underlying: Common Stock · 54,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs awarded on November 23, 2015 that vest in two substantially equal increments on each of November 15, 2016 and November 15, 2017.

F5 · derivative.expiration_date: RSUs awarded on November 23, 2015 that vest in two substantially equal increments on each of November 15, 2016 and November 15, 2017.

F7 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:44 UTC
Hayman CraigEVP, Group President Solutions
Exercise / conversionRestricted Stock Units · Derivative 23,339 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008541 · issuerdirect_section16.xml · derivative · entry 4

Hayman Craig · CIK 0001658886 · EVP, Group President Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based restricted stock units awarded on November 23, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 23,339 RSUs vested.

F4 · derivative.expiration_date: Performance-based restricted stock units awarded on November 23, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 23,339 RSUs vested.

F7 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:44 UTC
Hayman CraigEVP, Group President Solutions
GrantRestricted Stock Units · Derivative 23,339 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008541 · issuerdirect_section16.xml · derivative · entry 3

Hayman Craig · CIK 0001658886 · EVP, Group President Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,339

Underlying: Common Stock · 23,339 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based restricted stock units awarded on November 23, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 23,339 RSUs were earned.

F3 · derivative.expiration_date: Performance-based restricted stock units awarded on November 23, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 23,339 RSUs were earned.

F7 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:44 UTC
Hayman CraigEVP, Group President Solutions
Tax withholdingCommon Stock 41,834 $47.53 $1,988,370.02
Disclosure

SEC source: 0001354488-16-008541 · issuerdirect_section16.xml · nonDerivative · entry 2

Hayman Craig · CIK 0001658886 · EVP, Group President Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,149

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 91,983 shares of the Reporting Person's restricted stock unit awards on November 15, 2016.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:44 UTC
Hayman CraigEVP, Group President Solutions
Exercise / conversionCommon Stock 91,983 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008541 · issuerdirect_section16.xml · nonDerivative · entry 1

Hayman Craig · CIK 0001658886 · EVP, Group President Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:55 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 26,503 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 9

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,004

Underlying: Common Stock · 26,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F9 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:55 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 45,055 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 8

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 45,055 RSUs vested.

F8 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 45,055 RSUs vested.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:55 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 45,055 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 7

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,055

Underlying: Common Stock · 45,055 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 45,055 RSUs were earned.

F7 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 45,055 RSUs were earned.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:55 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 21,356 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 6

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,355

Underlying: Common Stock · 21,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.

F6 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:55 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 14,308 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 14,308 RSUs vested.

F5 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 14,308 RSUs vested.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:55 UTC
HEPPELMANN JAMES EDirector · President and CEO
GrantRestricted Stock Units · Derivative 14,308 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,308

Underlying: Common Stock · 14,308 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 14,308 RSUs were earned.

F4 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 14,308 RSUs were earned.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:55 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 49,232 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016.

F3 · derivative.expiration_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:55 UTC
HEPPELMANN JAMES EDirector · President and CEO
Tax withholdingCommon Stock 73,613 $47.53 $3,498,825.89
Disclosure

SEC source: 0001354488-16-008543 · issuerdirect_section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 156,454 shares of the Reporting Person's restricted stock unit awards on November 15, 2016.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:55 UTC
HEPPELMANN JAMES EDirector · President and CEO
Exercise / conversionCommon Stock 156,454 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008543 · issuerdirect_section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC
Gremley Robert CEVP, Group President TPG
Exercise / conversionRestricted Stock Units · Derivative 7,375 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008539 · issuerdirect_section16.xml · derivative · entry 10

Gremley Robert C · CIK 0001458678 · EVP, Group President TPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,748

Underlying: Common Stock · 7,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC
Gremley Robert CEVP, Group President TPG
Exercise / conversionRestricted Stock Units · Derivative 12,537 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008539 · issuerdirect_section16.xml · derivative · entry 9

Gremley Robert C · CIK 0001458678 · EVP, Group President TPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,537 RSUs vested.

F10 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,537 RSUs vested.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC
Gremley Robert CEVP, Group President TPG
GrantRestricted Stock Units · Derivative 12,537 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008539 · issuerdirect_section16.xml · derivative · entry 8

Gremley Robert C · CIK 0001458678 · EVP, Group President TPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,537

Underlying: Common Stock · 12,537 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,537 RSUs were earned.

F9 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,537 RSUs were earned.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC
Gremley Robert CEVP, Group President TPG
Exercise / conversionRestricted Stock Units · Derivative 5,058 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008539 · issuerdirect_section16.xml · derivative · entry 7

Gremley Robert C · CIK 0001458678 · EVP, Group President TPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,057

Underlying: Common Stock · 5,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.

F8 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC
Gremley Robert CEVP, Group President TPG
Exercise / conversionRestricted Stock Units · Derivative 3,388 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008539 · issuerdirect_section16.xml · derivative · entry 6

Gremley Robert C · CIK 0001458678 · EVP, Group President TPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 3,388 RSUs vested.

F7 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 3,388 RSUs vested.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC
Gremley Robert CEVP, Group President TPG
GrantRestricted Stock Units · Derivative 3,388 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008539 · issuerdirect_section16.xml · derivative · entry 5

Gremley Robert C · CIK 0001458678 · EVP, Group President TPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,388

Underlying: Common Stock · 3,388 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 3,388 RSUs were earned.

F6 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 3,388 RSUs were earned.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC
Gremley Robert CEVP, Group President TPG
Exercise / conversionRestricted Stock Units · Derivative 11,660 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008539 · issuerdirect_section16.xml · derivative · entry 4

Gremley Robert C · CIK 0001458678 · EVP, Group President TPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016.

F5 · derivative.expiration_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC
Gremley Robert CEVP, Group President TPG
Tax withholdingCommon Stock 16,786 $47.53 $797,838.58
Disclosure

SEC source: 0001354488-16-008539 · issuerdirect_section16.xml · nonDerivative · entry 2

Gremley Robert C · CIK 0001458678 · EVP, Group President TPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,232

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 40,018 shares of the Reporting Person's restricted stock unit awards on November 15, 2016.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:41 UTC
Gremley Robert CEVP, Group President TPG
Exercise / conversionCommon Stock 40,018 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008539 · issuerdirect_section16.xml · nonDerivative · entry 1

Gremley Robert C · CIK 0001458678 · EVP, Group President TPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:38 UTC
DIBONA ANTHONYEVP, Renewal Sales
Exercise / conversionRestricted Stock Units · Derivative 7,545 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 10

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,090

Underlying: Common Stock · 7,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:38 UTC
DIBONA ANTHONYEVP, Renewal Sales
Exercise / conversionRestricted Stock Units · Derivative 12,826 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 9

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,826 RSUs vested.

F10 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,826 RSUs vested.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:38 UTC
DIBONA ANTHONYEVP, Renewal Sales
GrantRestricted Stock Units · Derivative 12,826 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 8

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,826

Underlying: Common Stock · 12,826 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,826 RSUs were earned.

F9 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 12,826 RSUs were earned.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:38 UTC
DIBONA ANTHONYEVP, Renewal Sales
Exercise / conversionRestricted Stock Units · Derivative 6,041 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 7

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,041

Underlying: Common Stock · 6,041 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.

F8 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:38 UTC
DIBONA ANTHONYEVP, Renewal Sales
Exercise / conversionRestricted Stock Units · Derivative 4,047 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 6

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 4,047 RSUs vested.

F7 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 4,047 RSUs vested.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:38 UTC
DIBONA ANTHONYEVP, Renewal Sales
GrantRestricted Stock Units · Derivative 4,047 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 5

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,047

Underlying: Common Stock · 4,047 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 4,047 RSUs were earned.

F6 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 4,047 RSUs were earned.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:38 UTC
DIBONA ANTHONYEVP, Renewal Sales
Exercise / conversionRestricted Stock Units · Derivative 13,926 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008537 · issuerdirect_section16.xml · derivative · entry 4

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016.

F5 · derivative.expiration_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:38 UTC
DIBONA ANTHONYEVP, Renewal Sales
Tax withholdingCommon Stock 18,670 $47.53 $887,385.10
Disclosure

SEC source: 0001354488-16-008537 · issuerdirect_section16.xml · nonDerivative · entry 2

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,766

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 44,385 shares of the Reporting Person's restricted stock unit awards on November 15, 2016.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:38 UTC
DIBONA ANTHONYEVP, Renewal Sales
Exercise / conversionCommon Stock 44,385 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008537 · issuerdirect_section16.xml · nonDerivative · entry 1

DIBONA ANTHONY · CIK 0001227524 · EVP, Renewal Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:36 UTC
Cohen Matthew LessnerEVP, Customer Success
Exercise / conversionRestricted Stock Units · Derivative 6,107 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008535 · issuerdirect_section16.xml · derivative · entry 10

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,214

Underlying: Common Stock · 6,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F10 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2016 Filed Nov 17, 2016 21:36 UTC
Cohen Matthew LessnerEVP, Customer Success
Exercise / conversionRestricted Stock Units · Derivative 10,381 $0.00 $0.00
Disclosure

SEC source: 0001354488-16-008535 · issuerdirect_section16.xml · derivative · entry 9

Cohen Matthew Lessner · CIK 0001604463 · EVP, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 10,381 RSUs vested.

F9 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 10,381 RSUs vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.