Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | EVP, Chief Operating Officer | November 15, 2017 | November 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date November 15, 2017 · Filed November 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 119,082 |
Ending reported balance
After 2017-11-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-15 · Exercise / conversion · Acquired 125,747 · Balance 177,050 Row 2 · 2017-11-15 · Tax withholding · Disposed 57,968 · Balance 119,082 F1: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 125,747 shares of the Reporting Person's restricted stock unit awards on November 15, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-15 · Exercise / conversion · Disposed 54,914 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3: RSUs awarded on November 23, 2015 that vest in two substantially equal increments on each of November 15, 2016 and November 15, 2017. F10: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,728 |
Reported balance
After 2017-11-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-15 · Exercise / conversion · Disposed 13,729 · Balance 13,728 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4: RSUs awarded on November 23, 2015 that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018. F10: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 25,303 |
Reported balance
After 2017-11-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-11-15 · Grant · Acquired 25,303 · Balance 25,303 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested. F10: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-11-15 · Exercise / conversion · Disposed 25,303 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested. F10: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,078 |
Reported balance
After 2017-11-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-11-15 · Exercise / conversion · Disposed 10,540 · Balance 21,078 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,555 |
Reported balance
After 2017-11-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-11-15 · Grant · Acquired 15,555 · Balance 15,555 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,370 |
Reported balance
After 2017-11-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-11-15 · Exercise / conversion · Disposed 5,185 · Balance 10,370 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,076 |
Reported balance
After 2017-11-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-11-15 · Grant · Acquired 16,076 · Balance 16,076 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested. F10: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-11-15 · Exercise / conversion · Disposed 16,076 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested. F10: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,466 |
Reported balance
After 2017-11-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-11-15 · Grant · Acquired 23,466 · Balance 23,466 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F10: This amount represents the total number of derivative securities beneficially owned of the class shown. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 125,747 shares of the Reporting Person's restricted stock unit awards on November 15, 2017.
F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3: RSUs awarded on November 23, 2015 that vest in two substantially equal increments on each of November 15, 2016 and November 15, 2017.
F4: RSUs awarded on November 23, 2015 that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018.
F5: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested.
F6: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
F7: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
F8: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested.
F9: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.
F10: This amount represents the total number of derivative securities beneficially owned of the class shown.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 23,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · derivative · entry 12 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,466 Underlying: Common Stock · 23,466 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F9 · derivative.expiration_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 16,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · derivative · entry 11 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested. F8 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 16,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · derivative · entry 10 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,076 Underlying: Common Stock · 16,076 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested. F8 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 16,076 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 5,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · derivative · entry 9 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,370 Underlying: Common Stock · 5,185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F7 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 15,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · derivative · entry 8 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,555 Underlying: Common Stock · 15,555 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F7 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 15,555 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 10,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · derivative · entry 7 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,078 Underlying: Common Stock · 10,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F6 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 25,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · derivative · entry 6 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,303 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested. F5 · derivative.expiration_date: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 25,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · derivative · entry 5 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,303 Underlying: Common Stock · 25,303 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested. F5 · derivative.expiration_date: Performance-based RSUs granted on November 23, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 25,303 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 13,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · derivative · entry 4 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,728 Underlying: Common Stock · 13,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: RSUs awarded on November 23, 2015 that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018. F4 · derivative.expiration_date: RSUs awarded on November 23, 2015 that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 54,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · derivative · entry 3 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs awarded on November 23, 2015 that vest in two substantially equal increments on each of November 15, 2016 and November 15, 2017. F3 · derivative.expiration_date: RSUs awarded on November 23, 2015 that vest in two substantially equal increments on each of November 15, 2016 and November 15, 2017. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 57,968 | $63.92 | $3,705,314.56 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · nonDerivative · entry 2 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,082 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 125,747 shares of the Reporting Person's restricted stock unit awards on November 15, 2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 125,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010862 · section16.xml · nonDerivative · entry 1 Hayman Craig · CIK 0001658886 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:44 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 13,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008541 · issuerdirect_section16.xml · derivative · entry 6 Hayman Craig · CIK 0001658886 · EVP, Group President Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,457 Underlying: Common Stock · 13,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs awarded on November 23, 2015 that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018. F6 · derivative.expiration_date: RSUs awarded on November 23, 2015 that vest in three substantially equal increments on each of November 15, 2016, 2017 and 2018. F7 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:44 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 54,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008541 · issuerdirect_section16.xml · derivative · entry 5 Hayman Craig · CIK 0001658886 · EVP, Group President Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,914 Underlying: Common Stock · 54,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: RSUs awarded on November 23, 2015 that vest in two substantially equal increments on each of November 15, 2016 and November 15, 2017. F5 · derivative.expiration_date: RSUs awarded on November 23, 2015 that vest in two substantially equal increments on each of November 15, 2016 and November 15, 2017. F7 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:44 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 23,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008541 · issuerdirect_section16.xml · derivative · entry 4 Hayman Craig · CIK 0001658886 · EVP, Group President Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based restricted stock units awarded on November 23, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 23,339 RSUs vested. F4 · derivative.expiration_date: Performance-based restricted stock units awarded on November 23, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 23,339 RSUs vested. F7 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:44 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 23,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008541 · issuerdirect_section16.xml · derivative · entry 3 Hayman Craig · CIK 0001658886 · EVP, Group President Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,339 Underlying: Common Stock · 23,339 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Performance-based restricted stock units awarded on November 23, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 23,339 RSUs were earned. F3 · derivative.expiration_date: Performance-based restricted stock units awarded on November 23, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 23,339 RSUs were earned. F7 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:44 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 41,834 | $47.53 | $1,988,370.02 |
DisclosureSEC source: 0001354488-16-008541 · issuerdirect_section16.xml · nonDerivative · entry 2 Hayman Craig · CIK 0001658886 · EVP, Group President Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,149 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 91,983 shares of the Reporting Person's restricted stock unit awards on November 15, 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:44 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 91,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008541 · issuerdirect_section16.xml · nonDerivative · entry 1 Hayman Craig · CIK 0001658886 · EVP, Group President Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 21:41 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 31,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008463 · issuerdirect_section16.xml · derivative · entry 1 Hayman Craig · CIK 0001658886 · EVP, Group President Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,618 Underlying: Common Stock · 31,618 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019. F2 · derivative.expiration_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.