PTC

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 12

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,761

Underlying: Common Stock · 21,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F9 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 11

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,349

Underlying: Common Stock · 26,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F8 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 10

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F7 · derivative.expiration_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 9

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 19957 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 19957 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 7

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 52698 RSUs were earned and vested.

F5 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 52698 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 77224 RSUs were earned and vested.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 77224 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,927

Underlying: Common Stock · 25,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F3 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,098

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards on November 15, 2018

SEC source: 0001654954-18-012896 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-18-012895 · section16.xml · derivative · entry 9

Mitford Kathleen · CIK 0001733579 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 1217 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 1217 RSUs were earned and vested.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012895 · section16.xml · derivative · entry 7

Mitford Kathleen · CIK 0001733579 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on February 28, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met and 1236 RSUs were earned and vested.

F7 · derivative.expiration_date: Performance-based RSUs granted on February 28, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met and 1236 RSUs were earned and vested.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012895 · section16.xml · derivative · entry 5

Mitford Kathleen · CIK 0001733579 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,607

Underlying: Common Stock · 1,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F6 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012895 · section16.xml · derivative · entry 4

Mitford Kathleen · CIK 0001733579 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,459

Underlying: Common Stock · 2,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F5 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012895 · section16.xml · derivative · entry 3

Mitford Kathleen · CIK 0001733579 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F4 · derivative.expiration_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012895 · section16.xml · nonDerivative · entry 2

Mitford Kathleen · CIK 0001733579 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,578

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards on November 15, 2018.

SEC source: 0001654954-18-012895 · section16.xml · nonDerivative · entry 1

Mitford Kathleen · CIK 0001733579 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 150 shares acquired under Employee Stock Purchase Plan on July 31, 2018.

SEC source: 0001654954-18-012893 · section16.xml · derivative · entry 16

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,937

Underlying: Common Stock · 586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three installments of 5,255 RSUs, 5,841 RSUs, and 5,841 RSUs on November 15, 2019, 2020 and 2021, respectively, after an initial vest of 586 RSUs on the grant date to satisfy tax withholding obligations.

F11 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three installments of 5,255 RSUs, 5,841 RSUs, and 5,841 RSUs on November 15, 2019, 2020 and 2021, respectively, after an initial vest of 586 RSUs on the grant date to satisfy tax withholding obligations.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012893 · section16.xml · derivative · entry 14

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,036

Underlying: Common Stock · 5,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F10 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012893 · section16.xml · derivative · entry 13

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027

Underlying: Common Stock · 8,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F9 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012893 · section16.xml · derivative · entry 12

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F8 · derivative.expiration_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012893 · section16.xml · derivative · entry 11

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,949

Underlying: Common Stock · 3,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 11847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F7 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 11847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012893 · section16.xml · derivative · entry 10

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012893 · section16.xml · derivative · entry 8

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16056 RSUs were earned and vested.

F5 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16056 RSUs were earned and vested.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012893 · section16.xml · derivative · entry 6

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 15344 RSUs were earned and vested.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 15344 RSUs were earned and vested.

F12 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012893 · section16.xml · nonDerivative · entry 4

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,196

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

SEC source: 0001654954-18-012893 · section16.xml · nonDerivative · entry 3

COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 13

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,676

Underlying: Common Stock · 14,676 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F10 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 12

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 4867 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 4867 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 10

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 10,890 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 10,890 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 8

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 17,798 RSUs were earned and vested.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 17,798 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 6

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,429

Underlying: Common Stock · 5,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F6 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 5

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445

Underlying: Common Stock · 5,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F5 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 4

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F4 · derivative.expiration_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012894 · section16.xml · derivative · entry 3

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,678

Underlying: Common Stock · 2,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 8035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F3 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 8035 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012894 · section16.xml · nonDerivative · entry 2

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,485

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards on November 15, 2018.

SEC source: 0001654954-18-012894 · section16.xml · nonDerivative · entry 1

Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-18-012997 · section16.xml · nonDerivative · entry 1

Mitford Kathleen · CIK 0001733579 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-18-012898 · section16.xml · derivative · entry 13

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,420

Underlying: Common Stock · 10,420 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F11 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012898 · section16.xml · derivative · entry 11

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,346

Underlying: Common Stock · 3,346 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 3346 RSUs were earned and vested.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 3346 RSUs were earned and vested.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012898 · section16.xml · derivative · entry 9

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,608

Underlying: Common Stock · 8,608 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 8608 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 8608 RSUs were earned and vested.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012898 · section16.xml · derivative · entry 7

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,452

Underlying: Common Stock · 16,452 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16452 RSUs were earned and vested.

F5 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16452 RSUs were earned and vested.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012897 · section16.xml · derivative · entry 13

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,523

Underlying: Common Stock · 17,523 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F10 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012897 · section16.xml · derivative · entry 11

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,084

Underlying: Common Stock · 6,084 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012897 · section16.xml · derivative · entry 9

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,056

Underlying: Common Stock · 16,056 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16,056 RSUs were earned and vested.

F8 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16,056 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012897 · section16.xml · derivative · entry 7

Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,688

Underlying: Common Stock · 30,688 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 30,688 RSUs were earned and vested.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 30,688 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 13

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,009

Underlying: Common Stock · 54,009 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F10 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 8

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,957

Underlying: Common Stock · 19,957 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 19957 RSUs were earned and vested.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 19957 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 6

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,698

Underlying: Common Stock · 52,698 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 52698 RSUs were earned and vested.

F5 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 52698 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012896 · section16.xml · derivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,224

Underlying: Common Stock · 77,224 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 77224 RSUs were earned and vested.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 77224 RSUs were earned and vested.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-18-012895 · section16.xml · derivative · entry 10

Mitford Kathleen · CIK 0001733579 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,713

Underlying: Common Stock · 10,713 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · shares: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F10 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F10 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.