Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | EVP, Strategy | March 15, 2021 | March 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date March 15, 2021 · Filed March 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,135 |
Ending reported balance
After 2021-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-15 · Exercise / conversion · Acquired 5,127 · Balance 39,663 Row 2 · 2021-03-15 · Tax withholding · Disposed 1,528 · Balance 38,135 F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-15 · Exercise / conversion · Disposed 5,127 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3: RSUs granted on March 7, 2018 that vested on March 15, 2021. F4: This amount represents the total number of derivative securities beneficially owned of the class shown. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,330 |
Reported balance
Holding disclosure · report date 2021-03-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,330 |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3: RSUs granted on March 7, 2018 that vested on March 15, 2021.
F4: This amount represents the total number of derivative securities beneficially owned of the class shown.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 16, 2021 21:02 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 5,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-002895 · section16.xml · derivative · entry 4 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on March 7, 2018 that vested on March 15, 2021. F3 · derivative.expiration_date: RSUs granted on March 7, 2018 that vested on March 15, 2021. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:02 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 1,528 | $137.09 | $209,473.52 |
DisclosureSEC source: 0001654954-21-002895 · section16.xml · nonDerivative · entry 2 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,135 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:02 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 5,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-002895 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 21:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 4,000 | $133.59 | $534,370.40 |
DisclosureSEC source: 0001654954-21-001025 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,508 Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:10 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 11,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012725 · section16.xml · derivative · entry 4 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,882 Underlying: Common Stock · 11,882 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023. F4 · derivative.expiration_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2021, 2022 and 2023. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:10 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 5,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012725 · section16.xml · derivative · entry 3 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,941 Underlying: Common Stock · 5,941 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023. F3 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the adjusted free cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:10 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 5,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012725 · section16.xml · derivative · entry 2 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,941 Underlying: Common Stock · 5,941 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023. F2 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the rTSR performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2021, 2022 and 2023. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:26 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 200 | $98.46 | $19,692.00 |
DisclosureSEC source: 0001654954-20-012682 · section16.xml · nonDerivative · entry 3 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,508 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $98.42 to $98.5. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:26 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,443 | $97.93 | $141,311.11 |
DisclosureSEC source: 0001654954-20-012682 · section16.xml · nonDerivative · entry 2 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,708 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $97.41 to $98.36. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:26 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 685 | $96.30 | $65,964.82 |
DisclosureSEC source: 0001654954-20-012682 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,151 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $96.09 to $96.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · derivative · entry 13 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F12 · derivative.exercise_date: Performance - based RSUs granted on February 11, 2020 that were earned for the FY20 performance period. F12 · derivative.expiration_date: Performance - based RSUs granted on February 11, 2020 that were earned for the FY20 performance period. F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · derivative · entry 12 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F11 · derivative.exercise_date: Performance - based RSUs granted on February 11, 2020 that were earned for the FY20 performance period. F11 · derivative.expiration_date: Performance - based RSUs granted on February 11, 2020 that were earned for the FY20 performance period. F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · derivative · entry 11 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619 Underlying: Common Stock · 310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F10 · derivative.exercise_date: RSUs granted on February 11, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. F10 · derivative.expiration_date: RSUs granted on February 11, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · derivative · entry 10 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,102 Underlying: Common Stock · 4,051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. F9 · derivative.expiration_date: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 2,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · derivative · entry 9 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period. F8 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period. F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 1,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · derivative · entry 8 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period. F7 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period. F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · derivative · entry 7 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Underlying: Common Stock · 3,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs granted on November 14, 2018 that vested on November 15, 2020. F6 · derivative.expiration_date: RSUs granted on November 14, 2018 that vested on November 15, 2020. F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 1,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · derivative · entry 6 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSUs granted on November 14, 2018 for the performance period ended September 30, 2020. F5 · derivative.expiration_date: Performance-based RSUs granted on November 14, 2018 for the performance period ended September 30, 2020. F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · derivative · entry 5 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that vested on November 15, 2020. F4 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that vested on November 15, 2020. F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · derivative · entry 4 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,303 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on November 15, 2017 that vested on November 15, 2020. F3 · derivative.expiration_date: RSUs granted on November 15, 2017 that vested on November 15, 2020. F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 6,246 | $97.21 | $607,173.66 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · nonDerivative · entry 2 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,836 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 15,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012635 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:12 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 706 | $94.68 | $66,844.08 |
DisclosureSEC source: 0001654954-20-012481 · section16.xml · nonDerivative · entry 2 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,328 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:12 UTC | PTC INC. PTC · Entity 3317 | GrantCommon Stock | 2,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012481 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,034 Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:58 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 2,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012031 · section16.xml · derivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,617 Underlying: Common Stock · 2,617 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Performance-based RSUs granted on November 21, 2019 that could be earned for the FY20 performance period. These RSUs are now eligible to vest on November 15, 2020. F2 · derivative.expiration_date: Performance-based RSUs granted on November 21, 2019 that could be earned for the FY20 performance period. These RSUs are now eligible to vest on November 15, 2020. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 20:09 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Unit · Derivative | 1,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-010527 · section16.xml · derivative · entry 3 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362 Underlying: Common Stock · 1,362 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSUs granted on November 21, 2019 and February 11, 2020 that could be earned for the FY20 performance period. 62.5% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020. F5 · derivative.expiration_date: Performance-based RSUs granted on November 21, 2019 and February 11, 2020 that could be earned for the FY20 performance period. 62.5% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 20:09 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Unit · Derivative | 1,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-010527 · section16.xml · derivative · entry 2 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,785 Underlying: Common Stock · 1,785 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based RSUs granted on November 14, 2018 that could be earned for the FY20 performance period. 50% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020. F4 · derivative.expiration_date: Performance-based RSUs granted on November 14, 2018 that could be earned for the FY20 performance period. 50% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 20:09 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Unit · Derivative | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-010527 · section16.xml · derivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755 Underlying: Common Stock · 755 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned for the FY20 performance period. 58% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020. F2 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned for the FY20 performance period. 58% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,303 | $48.74 | $161,000.44 |
DisclosureSEC source: 0001654954-20-002782 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,743 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $48.66 to $48.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 20:51 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 5,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-002705 · section16.xml · derivative · entry 4 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,127 Underlying: Common Stock · 5,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs granted on March 7, 2018 that vest in three substantially equal installments on March 15, 2019, 2020 and 2021. F3 · derivative.expiration_date: RSUs granted on March 7, 2018 that vest in three substantially equal installments on March 15, 2019, 2020 and 2021. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 20:51 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 1,563 | $56.37 | $88,106.31 |
DisclosureSEC source: 0001654954-20-002705 · section16.xml · nonDerivative · entry 2 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,046 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 20:51 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 5,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-002705 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:12 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Unit · Derivative | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-001508 · section16.xml · derivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,082 Underlying: Common Stock · 929 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Service-based RSUs granted on February 11, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. F2 · derivative.expiration_date: Service-based RSUs granted on February 11, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 340 | $76.50 | $26,010.00 |
DisclosureSEC source: 0001654954-19-013528 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,592 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:05 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 12,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013369 · section16.xml · derivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,153 Underlying: Common Stock · 12,153 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Service-based RSU's granted on November 21, 2019 that vest in three substantial installments on November 15, 2020, 2021 and 2022. F2 · derivative.expiration_date: Service-based RSU's granted on November 21, 2019 that vest in three substantial installments on November 15, 2020, 2021 and 2022. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 613 | $73.39 | $44,988.07 |
DisclosureSEC source: 0001654954-19-013170 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,932 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · derivative · entry 14 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,142 Underlying: Common Stock · 3,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021. F9 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 2,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · derivative · entry 13 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Performance-based RSUs granted on November 14, 2018 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 2,118 RSUs were earned and vested. F8 · derivative.expiration_date: Performance-based RSUs granted on November 14, 2018 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 2,118 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 2,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · derivative · entry 12 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,118 Underlying: Common Stock · 2,118 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Performance-based RSUs granted on November 14, 2018 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 2,118 RSUs were earned and vested. F8 · derivative.expiration_date: Performance-based RSUs granted on November 14, 2018 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 2,118 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 804 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · derivative · entry 11 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 804 RSUs were earned and vested. F7 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 804 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 804 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · derivative · entry 10 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804 Underlying: Common Stock · 804 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 804 RSUs were earned and vested. F7 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 804 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 1,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · derivative · entry 9 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,303 Underlying: Common Stock · 1,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F6 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 554 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · derivative · entry 8 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSU's granted on February 28, 2017 that could be earned only to the extent the performance criteria for the performance period ended September 30, 2019 were met. The performance measure was met at 89.66% and 554 RSUs were earned and vested. F5 · derivative.expiration_date: Performance-based RSU's granted on February 28, 2017 that could be earned only to the extent the performance criteria for the performance period ended September 30, 2019 were met. The performance measure was met at 89.66% and 554 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 554 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · derivative · entry 7 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554 Underlying: Common Stock · 554 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSU's granted on February 28, 2017 that could be earned only to the extent the performance criteria for the performance period ended September 30, 2019 were met. The performance measure was met at 89.66% and 554 RSUs were earned and vested. F5 · derivative.expiration_date: Performance-based RSU's granted on February 28, 2017 that could be earned only to the extent the performance criteria for the performance period ended September 30, 2019 were met. The performance measure was met at 89.66% and 554 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · derivative · entry 6 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F4 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 3,728 | $74.09 | $276,207.52 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · nonDerivative · entry 4 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,545 F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 10,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · nonDerivative · entry 3 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Shares | 1,755 | $74.09 | $130,027.95 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · nonDerivative · entry 2 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,463 F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:11 UTC | PTC INC. PTC · Entity 3317 | GrantCommon Stock | 3,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-013177 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,218 F1 · shares: Bonus shares acquired upon satisfaction of performance conditions for FY 2019. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:06 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 100 | $77.00 | $7,700.00 |
DisclosureSEC source: 0001654954-19-012007 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,266 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.