Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2019 Filed Feb 5, 2019 21:03 UTC |
HEPPELMANN JAMES EDirector · President and CEO
|
SaleCommon Stock | 3,100 | $85.44 | $264,854.08 |
DisclosureSEC source: 0001654954-19-001066 · section16.xml · nonDerivative · entry 4 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,001 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $85.31 to $85.64 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:03 UTC |
HEPPELMANN JAMES EDirector · President and CEO
|
SaleCommon Stock | 8,390 | $85.39 | $716,437.20 |
DisclosureSEC source: 0001654954-19-001066 · section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,001 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $85.25 to $85.64 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:03 UTC |
HEPPELMANN JAMES EDirector · President and CEO
|
SaleCommon Stock | 26,980 | $84.68 | $2,284,642.12 |
DisclosureSEC source: 0001654954-19-001066 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,391 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $84.25 to $85.24 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 21:05 UTC |
FERNANDEZ PHILLIP MDirector
|
SaleCommon Stock | 250 | $86.27 | $21,567.50 |
DisclosureSEC source: 0001654954-19-000741 · section16.xml · nonDerivative · entry 1 FERNANDEZ PHILLIP M · CIK 0001200465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,912 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:06 UTC |
Cohen Matthew LessnerEVP, Field Operations
|
SaleCommon Stock | 5,000 | $87.29 | $436,437.00 |
DisclosureSEC source: 0001654954-19-000742 · section16.xml · nonDerivative · entry 2 Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,934 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $86.82 to $87.805 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:06 UTC |
Cohen Matthew LessnerEVP, Field Operations
|
SaleCommon Stock | 10,000 | $86.20 | $862,037.00 |
DisclosureSEC source: 0001654954-19-000742 · section16.xml · nonDerivative · entry 1 Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,934 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $85.81 to $86.80 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 21:05 UTC |
FERNANDEZ PHILLIP MDirector
|
SaleCommon Stock | 250 | $77.83 | $19,457.50 |
DisclosureSEC source: 0001654954-18-014327 · section16.xml · nonDerivative · entry 1 FERNANDEZ PHILLIP M · CIK 0001200465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,162 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:15 UTC |
Cohen Matthew LessnerEVP, Field Operations
|
OtherCommon Stock | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-013720 · section16.xml · nonDerivative · entry 1 Cohen Matthew Lessner · CIK 0001604463 · EVP, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,934 F1 · kind: Cancellation of shares by Issuer for no consideration. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:19 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
OtherCommon Stock | 1,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-013723 · section16.xml · nonDerivative · entry 1 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,348 F1 · kind: Cancellation of shares by Issuer for no consideration. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:16 UTC |
COHEN BARRY FEVP, Chief Strategy Officer
|
OtherCommon Stock | 2,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-013722 · section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,329 F1 · kind: Cancellation of shares by Issuer for no consideration. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:10 UTC |
HEPPELMANN JAMES EDirector · President and CEO
|
OtherCommon Stock | 6,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-013719 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,371 F1 · kind: Cancellation of shares by Issuer for no consideration. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:05 UTC |
Miller AndrewEVP, Chief Financial Officer
|
OtherCommon Stock | 2,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-013718 · section16.xml · nonDerivative · entry 1 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,928 F1 · kind: Cancellation of shares by Issuer for no consideration. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 21:06 UTC |
SCHECHTER ROBERTDirector
|
SaleCommon Stock | 5,000 | $88.14 | $440,679.00 |
DisclosureSEC source: 0001654954-18-013407 · section16.xml · nonDerivative · entry 2 SCHECHTER ROBERT · CIK 0001211069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,007 Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 21:06 UTC |
SCHECHTER ROBERTDirector
|
GiftCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-013407 · section16.xml · nonDerivative · entry 1 SCHECHTER ROBERT · CIK 0001211069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,007 F1 · kind: Gift to the Schechter Family Foundation, a charitable foundation. Read SEC document |
| November 26, 2018 Filed Nov 26, 2018 22:20 UTC |
COHEN BARRY FEVP, Chief Strategy Officer
|
SaleCommon Stock | 47,194 | $84.94 | $4,008,889.61 |
DisclosureSEC source: 0001654954-18-013203 · section16.xml · nonDerivative · entry 1 COHEN BARRY F · CIK 0001185279 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,002 F1 · price: This transaction was executed in multiple trades at prices ranging from $84.75 to $85.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 23, 2018 Filed Nov 26, 2018 21:28 UTC |
FERNANDEZ PHILLIP MDirector
|
SaleCommon Stock | 250 | $83.41 | $20,852.50 |
DisclosureSEC source: 0001654954-18-013201 · section16.xml · nonDerivative · entry 1 FERNANDEZ PHILLIP M · CIK 0001200465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,412 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 23:03 UTC |
Miller AndrewEVP, Chief Financial Officer
|
SaleCommon Stock | 1,000 | $86.56 | $86,562.00 |
DisclosureSEC source: 0001654954-18-012989 · section16.xml · nonDerivative · entry 8 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,601 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $86.36 to $86.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 23:03 UTC |
Miller AndrewEVP, Chief Financial Officer
|
SaleCommon Stock | 800 | $85.28 | $68,220.00 |
DisclosureSEC source: 0001654954-18-012989 · section16.xml · nonDerivative · entry 7 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,601 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $84.87 to $85.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 23:03 UTC |
Miller AndrewEVP, Chief Financial Officer
|
SaleCommon Stock | 3,500 | $83.99 | $293,955.90 |
DisclosureSEC source: 0001654954-18-012989 · section16.xml · nonDerivative · entry 6 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,401 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $83.85 to $84.24. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 23:03 UTC |
Miller AndrewEVP, Chief Financial Officer
|
SaleCommon Stock | 9,411 | $83.29 | $783,885.48 |
DisclosureSEC source: 0001654954-18-012989 · section16.xml · nonDerivative · entry 5 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,901 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $82.85 to $83.84. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 23:03 UTC |
Miller AndrewEVP, Chief Financial Officer
|
SaleCommon Stock | 9,957 | $82.33 | $819,806.61 |
DisclosureSEC source: 0001654954-18-012989 · section16.xml · nonDerivative · entry 4 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,312 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $81.94 to $82.81. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:18 UTC Amendment |
Mitford KathleenEVP, Products
|
Tax withholdingCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012997 · section16.xml · nonDerivative · entry 2 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,300 Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:09 UTC |
HEPPELMANN JAMES EDirector · President and CEO
|
SaleCommon Stock | 700 | $89.26 | $62,482.98 |
DisclosureSEC source: 0001654954-18-012993 · section16.xml · nonDerivative · entry 3 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,098 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $89.04 to $89.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:09 UTC |
HEPPELMANN JAMES EDirector · President and CEO
|
SaleCommon Stock | 5,100 | $88.50 | $451,338.78 |
DisclosureSEC source: 0001654954-18-012993 · section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,798 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $88.03 to $89.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:09 UTC |
HEPPELMANN JAMES EDirector · President and CEO
|
SaleCommon Stock | 9,200 | $87.57 | $805,687.24 |
DisclosureSEC source: 0001654954-18-012993 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,898 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $87.04 to $88.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:16 UTC |
Mitford KathleenEVP, Products
|
SaleCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012995 · section16.xml · nonDerivative · entry 2 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,300 Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:16 UTC |
Mitford KathleenEVP, Products
|
SaleCommon Stock | 1,750 | $88.08 | $154,140.00 |
DisclosureSEC source: 0001654954-18-012995 · section16.xml · nonDerivative · entry 1 Mitford Kathleen · CIK 0001733579 · EVP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,828 Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:06 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
SaleCommon Stock | 1,200 | $88.14 | $105,770.04 |
DisclosureSEC source: 0001654954-18-012991 · section16.xml · nonDerivative · entry 2 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,781 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $88.06 to $88.44. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:06 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
SaleCommon Stock | 10,707 | $87.56 | $937,495.28 |
DisclosureSEC source: 0001654954-18-012991 · section16.xml · nonDerivative · entry 1 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,981 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $87.04 to $88.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:03 UTC |
Miller AndrewEVP, Chief Financial Officer
|
SaleCommon Stock | 800 | $89.30 | $71,443.04 |
DisclosureSEC source: 0001654954-18-012989 · section16.xml · nonDerivative · entry 3 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,269 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $89.18 to $89.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:03 UTC |
Miller AndrewEVP, Chief Financial Officer
|
SaleCommon Stock | 7,700 | $88.52 | $681,573.20 |
DisclosureSEC source: 0001654954-18-012989 · section16.xml · nonDerivative · entry 2 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,069 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $88.05 to $89.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:03 UTC |
Miller AndrewEVP, Chief Financial Officer
|
SaleCommon Stock | 13,356 | $87.58 | $1,169,747.86 |
DisclosureSEC source: 0001654954-18-012989 · section16.xml · nonDerivative · entry 1 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,769 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $87.04 to $88.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:24 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 3,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012898 · section16.xml · derivative · entry 12 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 3346 RSUs were earned and vested. F7 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 3346 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:24 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 8,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012898 · section16.xml · derivative · entry 10 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 8608 RSUs were earned and vested. F6 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 8608 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:24 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 16,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012898 · section16.xml · derivative · entry 8 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,452 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16452 RSUs were earned and vested. F5 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16452 RSUs were earned and vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:24 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 3,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012898 · section16.xml · derivative · entry 6 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,170 Underlying: Common Stock · 3,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F9 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:24 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 4,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012898 · section16.xml · derivative · entry 5 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,303 Underlying: Common Stock · 4,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F4 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:24 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 5,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012898 · section16.xml · derivative · entry 4 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018. F8 · derivative.expiration_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:24 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012898 · section16.xml · derivative · entry 3 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 Underlying: Common Stock · 2,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 6351 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F3 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 6351 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:24 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Tax withholdingCommon Stock | 17,911 | $89.40 | $1,601,243.40 |
DisclosureSEC source: 0001654954-18-012898 · section16.xml · nonDerivative · entry 2 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,688 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards on November 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:24 UTC |
VON STAATS AARON CEVP, GC and Secretary
|
Exercise / conversionCommon Stock | 44,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012898 · section16.xml · nonDerivative · entry 1 VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:23 UTC |
Miller AndrewEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012897 · section16.xml · derivative · entry 12 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested. F9 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:23 UTC |
Miller AndrewEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012897 · section16.xml · derivative · entry 10 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16,056 RSUs were earned and vested. F8 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16,056 RSUs were earned and vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:23 UTC |
Miller AndrewEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 30,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012897 · section16.xml · derivative · entry 8 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 30,688 RSUs were earned and vested. F7 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 30,688 RSUs were earned and vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:23 UTC |
Miller AndrewEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012897 · section16.xml · derivative · entry 6 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,036 Underlying: Common Stock · 6,519 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F6 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:23 UTC |
Miller AndrewEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012897 · section16.xml · derivative · entry 5 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,027 Underlying: Common Stock · 8,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F5 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:23 UTC |
Miller AndrewEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012897 · section16.xml · derivative · entry 4 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018. F4 · derivative.expiration_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:23 UTC |
Miller AndrewEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012897 · section16.xml · derivative · entry 3 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,949 Underlying: Common Stock · 3,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F3 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 11,847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:23 UTC |
Miller AndrewEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 34,720 | $89.40 | $3,103,968.00 |
DisclosureSEC source: 0001654954-18-012897 · section16.xml · nonDerivative · entry 2 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,125 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted unit awards on November 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:23 UTC |
Miller AndrewEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 81,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012897 · section16.xml · nonDerivative · entry 1 Miller Andrew · CIK 0001319606 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.