Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2023 Filed Feb 17, 2023 21:08 UTC |
Katz MichalDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001861 · section16.xml · derivative · entry 2 Katz Michal · CIK 0001751561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on February 16, 2023. F2 · derivative.expiration_date: Time-based restricted stock units that vested on February 16, 2023. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:08 UTC |
Katz MichalDirector
|
Exercise / conversionCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001861 · section16.xml · nonDerivative · entry 1 Katz Michal · CIK 0001751561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:09 UTC |
Lathan CorinnaDirector
|
GrantRestricted Stock Units · Derivative | 1,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001862 · section16.xml · derivative · entry 3 Lathan Corinna · CIK 0001714701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901 Underlying: Common Stock · 1,901 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:09 UTC |
Lathan CorinnaDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001862 · section16.xml · derivative · entry 2 Lathan Corinna · CIK 0001714701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on February 16, 2023. F2 · derivative.expiration_date: Time-based restricted stock units that vested on February 16, 2023. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:09 UTC |
Lathan CorinnaDirector
|
Exercise / conversionCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001862 · section16.xml · nonDerivative · entry 1 Lathan Corinna · CIK 0001714701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:07 UTC |
Hanspal AmarpreetDirector
|
GrantRestricted Stock Units · Derivative | 1,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001860 · section16.xml · derivative · entry 3 Hanspal Amarpreet · CIK 0001394887 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901 Underlying: Common Stock · 1,901 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:07 UTC |
Hanspal AmarpreetDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001860 · section16.xml · derivative · entry 2 Hanspal Amarpreet · CIK 0001394887 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on February 16, 2023. F2 · derivative.expiration_date: Time-based restricted stock units that vested on February 16, 2023. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:07 UTC |
Hanspal AmarpreetDirector
|
Exercise / conversionCommon Stock | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001860 · section16.xml · nonDerivative · entry 1 Hanspal Amarpreet · CIK 0001394887 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:06 UTC |
CHAFFIN JANICEDirector
|
GrantRestricted Stock Units · Derivative | 1,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001859 · section16.xml · derivative · entry 3 CHAFFIN JANICE · CIK 0001202443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901 Underlying: Common Stock · 1,901 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F4 · balance_after: RSUs granted on February 11, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:06 UTC |
CHAFFIN JANICEDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001859 · section16.xml · derivative · entry 2 CHAFFIN JANICE · CIK 0001202443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on February 16, 2023. F2 · derivative.expiration_date: Time-based restricted stock units that vested on February 16, 2023. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:06 UTC |
CHAFFIN JANICEDirector
|
Exercise / conversionCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001859 · section16.xml · nonDerivative · entry 1 CHAFFIN JANICE · CIK 0001202443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:05 UTC |
Benjamin Mark DDirector
|
GrantRestricted Stock Units · Derivative | 1,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001858 · section16.xml · derivative · entry 3 Benjamin Mark D · CIK 0001525550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901 Underlying: Common Stock · 1,901 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:05 UTC |
Benjamin Mark DDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001858 · section16.xml · derivative · entry 2 Benjamin Mark D · CIK 0001525550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: Time-based restricted stock units that vested on February 16, 2023. F2 · derivative.expiration_date: Time-based restricted stock units that vested on February 16, 2023. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:05 UTC |
Benjamin Mark DDirector
|
Exercise / conversionCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001858 · section16.xml · nonDerivative · entry 1 Benjamin Mark D · CIK 0001525550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:04 UTC |
Moret Blake D.Director
|
GrantRestricted Stock Units · Derivative | 1,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001857 · section16.xml · derivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901 Underlying: Common Stock · 1,901 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F7 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024. F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:04 UTC |
Moret Blake D.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001857 · section16.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Time-based restricted stock units that vested on February 16, 2023. F6 · derivative.expiration_date: Time-based restricted stock units that vested on February 16, 2023. F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:04 UTC |
Moret Blake D.Director
|
Exercise / conversionCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001857 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 4,555 | $132.67 | $604,292.26 |
DisclosureSEC source: 0001654954-23-001857 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,590,644 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $132.1099 to $133.0993. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 3,445 | $131.66 | $453,564.22 |
DisclosureSEC source: 0001654954-23-001857 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,595,199 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $131.09 to $132.0665. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:22 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001830 · section16.xml · derivative · entry 4 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: RSUs granted on February 11, 2020 that vested on February 15, 2023. F4 · derivative.expiration_date: RSUs granted on February 11, 2020 that vested on February 15, 2023. F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:22 UTC |
Kniker CatherineChief Strategy Officer
|
SaleCommon Stock | 194 | $134.16 | $26,027.04 |
DisclosureSEC source: 0001654954-23-001830 · section16.xml · nonDerivative · entry 3 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on September 9, 2022. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:22 UTC |
Kniker CatherineChief Strategy Officer
|
Tax withholdingCommon Stock | 605 | $133.39 | $80,700.95 |
DisclosureSEC source: 0001654954-23-001830 · section16.xml · nonDerivative · entry 2 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,803 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:22 UTC |
Kniker CatherineChief Strategy Officer
|
Exercise / conversionCommon Stock | 1,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001830 · section16.xml · nonDerivative · entry 1 Kniker Catherine · CIK 0001914751 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:22 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 4,406 | $133.60 | $588,642.48 |
DisclosureSEC source: 0001654954-23-001829 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,598,644 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $133.35 to $134.16. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:22 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 7,188 | $132.89 | $955,183.85 |
DisclosureSEC source: 0001654954-23-001829 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,603,050 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $132.35 to $133.34.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:21 UTC |
Katz MichalDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001828 · section16.xml · derivative · entry 2 Katz Michal · CIK 0001751561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,561 Underlying: Common Stock · 1,561 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: RSUs granted on February 9, 2022 that vest in two substantially equal installments on February 15, 2023 and 2024. F2 · derivative.expiration_date: RSUs granted on February 9, 2022 that vest in two substantially equal installments on February 15, 2023 and 2024. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:21 UTC |
Katz MichalDirector
|
Exercise / conversionCommon Stock | 1,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001828 · section16.xml · nonDerivative · entry 1 Katz Michal · CIK 0001751561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Sep 18, 2023 21:10 UTC |
Lathan CorinnaDirector
|
SaleCommon Stock | 761 | $134.16 | $102,095.76 |
DisclosureSEC source: 0001654954-23-011968 · section16.xml · nonDerivative · entry 1 Lathan Corinna · CIK 0001714701 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,222 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on September 6, 2022. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:22 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 700 | $135.25 | $94,675.98 |
DisclosureSEC source: 0001654954-23-001829 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,610,238 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $135.10 to $135.42. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:22 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 8,113 | $134.33 | $1,089,832.27 |
DisclosureSEC source: 0001654954-23-001829 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,610,938 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $134.07 to $135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:22 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 3,187 | $133.50 | $425,467.05 |
DisclosureSEC source: 0001654954-23-001829 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,619,051 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $133.05 to $134.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 13, 2023 Filed Feb 13, 2023 22:16 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 100 | $133.96 | $13,396.00 |
DisclosureSEC source: 0001654954-23-001618 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,622,238 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 13, 2023 Filed Feb 13, 2023 22:16 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 19,900 | $133.45 | $2,655,666.94 |
DisclosureSEC source: 0001654954-23-001618 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,622,338 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $132.95 to $133.94. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:16 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,360 | $135.14 | $183,784.01 |
DisclosureSEC source: 0001654954-23-001618 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,642,238 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $135.01 to $135.5171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:16 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,092 | $134.07 | $146,409.24 |
DisclosureSEC source: 0001654954-23-001618 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,643,598 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $133.93 to $134.60 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:16 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,500 | $133.07 | $199,609.50 |
DisclosureSEC source: 0001654954-23-001618 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,644,690 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $132.91 to $133.36. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:16 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 8,048 | $132.41 | $1,065,659.02 |
DisclosureSEC source: 0001654954-23-001618 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,646,190 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $131.90 to $132.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 21:32 UTC |
Benjamin Mark DDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001609 · section16.xml · derivative · entry 2 Benjamin Mark D · CIK 0001525550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F2 · derivative.exercise_date: RSUs granted on February 10, 2021 that vested on February 10, 2023. F2 · derivative.expiration_date: RSUs granted on February 10, 2021 that vested on February 10, 2023. F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 21:32 UTC |
Benjamin Mark DDirector
|
Exercise / conversionCommon Stock | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-001609 · section16.xml · nonDerivative · entry 1 Benjamin Mark D · CIK 0001525550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 21:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 700 | $137.31 | $96,117.00 |
DisclosureSEC source: 0001654954-23-001575 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,654,238 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $137.19 to $137.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 21:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 3,274 | $136.50 | $446,886.59 |
DisclosureSEC source: 0001654954-23-001575 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,654,938 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $136.19 to $137.11. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 21:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,440 | $135.73 | $195,448.90 |
DisclosureSEC source: 0001654954-23-001575 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,658,212 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $135.19 to $136.1723. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 21:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 4,365 | $134.78 | $588,320.81 |
DisclosureSEC source: 0001654954-23-001575 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,659,652 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $134.1891 to $135.1716. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 21:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,586 | $135.41 | $214,755.03 |
DisclosureSEC source: 0001654954-23-001541 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,664,017 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $134.97 to $135.93. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 21:04 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 6,414 | $134.46 | $862,428.36 |
DisclosureSEC source: 0001654954-23-001541 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,665,603 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $133.96 to $134.94. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,646 | $135.67 | $223,304.59 |
DisclosureSEC source: 0001654954-23-001474 · section16.xml · nonDerivative · entry 8 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,672,017 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F9 · price: This transaction was executed in multiple trades at prices ranging from $135.43 to $136.09. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,890 | $135.02 | $255,194.79 |
DisclosureSEC source: 0001654954-23-001474 · section16.xml · nonDerivative · entry 7 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,673,663 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F8 · price: This transaction was executed in multiple trades at prices ranging from $134.40 to $135.3731. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 1,100 | $133.84 | $147,225.98 |
DisclosureSEC source: 0001654954-23-001474 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,675,553 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F7 · price: This transaction was executed in multiple trades at prices ranging from $133.39 to $134.34. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 2,400 | $132.80 | $318,712.08 |
DisclosureSEC source: 0001654954-23-001474 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,676,653 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $132.19 to $133.14. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:03 UTC |
Moret Blake D.Director
|
SaleCommon Stock | 964 | $131.79 | $127,047.58 |
DisclosureSEC source: 0001654954-23-001474 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 7,679,053 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $131.15 to $132.14. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.