PTC

SEC source: 0001654954-23-002676 · section16.xml · nonDerivative · entry 2

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,781

F1 · shares: Gifts to 501(c)(3) organizations.

SEC source: 0001654954-23-002676 · section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,790

F1 · shares: Gifts to 501(c)(3) organizations.

SEC source: 0001654954-23-002675 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,235,832

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.00 to $123.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002675 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,243,072

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.00 to $122.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002621 · section16.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,245,696

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F5 · price: This transaction was executed in multiple trades at prices ranging from $122.00 to $122.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002621 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,265,696

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.04 to $124.72. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002621 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,266,866

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.02 to $123.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002621 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,268,666

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.00 to $122.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002496 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,285,064

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $125.15 to $125.2148. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002496 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,285,149

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.13 to $125.09. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002496 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,303,168

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $123.13 to $124.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002426 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,305,064

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $125.40 to $125.44. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002426 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,305,778

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $124.3879 to $125.3812. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002375 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,325,064

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $125.00 to $125.34. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002375 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,328,376

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.00 to $124.9946. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002375 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,343,904

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $123.00 to $123.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002331 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,345,064

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002331 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,345,269

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.0011 to $124.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002331 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,352,060

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.9994 to $123.9900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002272 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,365,064

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $127.1479 to $127.31. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002272 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,366,454

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $126.14 to $127.13. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002272 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,377,798

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $125.07 to $126.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002201 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,385,064

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $127.93 to $128.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002201 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,385,868

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $126.91 to $127.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002201 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,391,834

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $125.91 to $126.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002123 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,405,064

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $127.68 to $128.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002123 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,407,951

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $126.66 to $127.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002060 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,425,064

F4 · price: This transaction was executed in multiple trades at prices ranging from $130.03 to $130.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002060 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,465,064

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.13 to $130.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002060 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,478,897

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.13 to $130.1277. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002122 · section16.xml · derivative · entry 1

Ditullio Michael · CIK 0001804048 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,841

Underlying: Common Stock · 3,841 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: RSUs granted on February 23, 2023 that vest in three substantially equal installments on February 15, 2024, 2025 and 2026.

F2 · derivative.expiration_date: RSUs granted on February 23, 2023 that vest in three substantially equal installments on February 15, 2024, 2025 and 2026.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-23-002020 · section16.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,505,064

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $129.75 to $130.58. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002020 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,509,765

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $128.75 to $129.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002020 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,518,872

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $127.75 to $128.71. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-002019 · section16.xml · nonDerivative · entry 2

Katz Michal · CIK 0001751561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530

SEC source: 0001654954-23-002019 · section16.xml · nonDerivative · entry 1

Katz Michal · CIK 0001751561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670

SEC source: 0001654954-23-001968 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,526,843

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $129.7505 to $130.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-001968 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,535,744

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $128.7344 to $129.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-001925 · section16.xml · nonDerivative · entry 1

Ditullio Michael · CIK 0001804048 · President, Digital Thread

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,250

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 9, 2022.

SEC source: 0001654954-23-001924 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,550,644

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.46 to $131.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-001924 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 7,559,503

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.46 to $130.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

SEC source: 0001654954-23-001866 · section16.xml · derivative · entry 4

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,901

Underlying: Common Stock · 1,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-23-001866 · section16.xml · derivative · entry 3

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on February 16, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on February 16, 2023.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-23-001866 · section16.xml · nonDerivative · entry 1

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-23-001864 · section16.xml · derivative · entry 2

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on February 16, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on February 16, 2023.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-23-001864 · section16.xml · nonDerivative · entry 1

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-23-001863 · section16.xml · derivative · entry 3

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,282

Underlying: Common Stock · 2,282 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-23-001863 · section16.xml · derivative · entry 2

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on February 16, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on February 16, 2023.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

SEC source: 0001654954-23-001863 · section16.xml · nonDerivative · entry 1

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-23-001861 · section16.xml · derivative · entry 3

Katz Michal · CIK 0001751561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,901

Underlying: Common Stock · 1,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024.

F3 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.