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PROSPECT CAPITAL CORP

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Tapewire entity
4873
SEC CIK
0001287032
Parsed reports
215

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202670
Jun 202630
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2017 Filed Dec 18, 2017 16:04 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.79 $67,900.00
Disclosure

SEC source: 0001171843-17-007729 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,195.805

Read SEC document
December 14, 2017 Filed Dec 18, 2017 21:03 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 368,756 $6.82 $2,514,915.92
Disclosure

SEC source: 0001171843-17-007728 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,316,953.791

Read SEC document
December 13, 2017 Filed Dec 15, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.82 $68,200.00
Disclosure

SEC source: 0001171843-17-007702 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132,195.805

Read SEC document
December 13, 2017 Filed Dec 15, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,900 $6.80 $12,920.00
Disclosure

SEC source: 0001171843-17-007703 · formfour.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,948,197.791

Read SEC document
December 13, 2017 Filed Dec 15, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 354,783 $6.81 $2,414,936.92
Disclosure

SEC source: 0001171843-17-007703 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,946,297.791

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.83 $68,300.00
Disclosure

SEC source: 0001171843-17-007682 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,195.805

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 14,937 $6.80 $101,571.60
Disclosure

SEC source: 0001171843-17-007683 · formfour.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,591,514.791

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 250,000 $6.82 $1,705,725.00
Disclosure

SEC source: 0001171843-17-007683 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,576,577.791

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.75 $67,500.00
Disclosure

SEC source: 0001171843-17-007657 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,195.805

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.73 $67,300.00
Disclosure

SEC source: 0001171843-17-007630 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,195.805

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 58,463 $6.75 $394,572.63
Disclosure

SEC source: 0001171843-17-007631 · formfour.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,326,577.791

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 64,916 $6.72 $436,410.79
Disclosure

SEC source: 0001171843-17-007631 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,268,114.791

Read SEC document
December 07, 2017 Filed Dec 11, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.69 $66,900.00
Disclosure

SEC source: 0001171843-17-007583 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092,195.805

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 110,007 $6.67 $733,988.71
Disclosure

SEC source: 0001171843-17-007582 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,203,198.791

Read SEC document
December 06, 2017 Filed Dec 8, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 110,000 $6.70 $736,868.00
Disclosure

SEC source: 0001171843-17-007552 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,093,191.791

Read SEC document
December 06, 2017 Filed Dec 8, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.69 $66,900.00
Disclosure

SEC source: 0001171843-17-007551 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082,195.805

Read SEC document
December 05, 2017 Filed Dec 7, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.73 $67,300.00
Disclosure

SEC source: 0001171843-17-007516 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,195.805

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 266,238 $6.73 $1,792,473.96
Disclosure

SEC source: 0001171843-17-007515 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,983,191.791

Read SEC document
December 04, 2017 Filed Dec 6, 2017 16:02 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.85 $68,500.00
Disclosure

SEC source: 0001171843-17-007484 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062,195.805

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 250,000 $6.77 $1,693,100.00
Disclosure

SEC source: 0001171843-17-007483 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,716,950.062

Read SEC document
December 01, 2017 Filed Dec 5, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.85 $68,500.00
Disclosure

SEC source: 0001171843-17-007460 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,195.805

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 435,000 $6.82 $2,967,831.00
Disclosure

SEC source: 0001171843-17-007461 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,466,950.062

Read SEC document
November 30, 2017 Filed Dec 4, 2017 16:02 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.87 $68,700.00
Disclosure

SEC source: 0001171843-17-007431 · f4_eliasek120417.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042,195.805

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 170,460 $6.86 $1,168,946.50
Disclosure

SEC source: 0001171843-17-007429 · f4_barry120417.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,031,950.062

Read SEC document
November 29, 2017 Filed Dec 1, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.77 $67,700.00
Disclosure

SEC source: 0001171843-17-007394 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032,195.805

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 141,374 $6.80 $961,343.20
Disclosure

SEC source: 0001171843-17-007395 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,861,490.062

Read SEC document
November 28, 2017 Filed Nov 30, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.85 $68,500.00
Disclosure

SEC source: 0001171843-17-007376 · f4_eliasek113017.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,195.805

Read SEC document
November 27, 2017 Filed Nov 29, 2017 16:02 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 8,206 $6.90 $56,621.40
Disclosure

SEC source: 0001171843-17-007344 · formfour.xml · nonDerivative · entry 2

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,195.805

Read SEC document
November 27, 2017 Filed Nov 29, 2017 16:02 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 1,794 $6.85 $12,288.90
Disclosure

SEC source: 0001171843-17-007344 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,989.805

Read SEC document
November 27, 2017 Filed Nov 29, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 11,445 $6.80 $77,826.00
Disclosure

SEC source: 0001171843-17-007343 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,720,116.062

Read SEC document
November 24, 2017 Filed Nov 28, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 279,666 $6.82 $1,907,741.62
Disclosure

SEC source: 0001171843-17-007319 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,708,671.062

Read SEC document
November 22, 2017 Filed Nov 27, 2017 21:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 162,826 $6.72 $1,094,125.59
Disclosure

SEC source: 0001171843-17-007291 · f4_barry112717.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,425,624.957

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,043,386 $6.90 $7,194,772.50
Disclosure

SEC source: 0001171843-17-007270 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,262,798.957

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 995,883 $6.98 $6,948,375.28
Disclosure

SEC source: 0001171843-17-007249 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,219,412.957

Read SEC document
November 14, 2017 Filed Nov 16, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 65,000 $6.07 $394,504.50
Disclosure

SEC source: 0001171843-17-007103 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,195.805

Read SEC document
November 13, 2017 Filed Nov 15, 2017 16:09 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 65,000 $5.96 $387,400.00
Disclosure

SEC source: 0001171843-17-007056 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,195.805

Read SEC document
November 10, 2017 Filed Nov 14, 2017 16:11 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 65,000 $5.65 $367,250.00
Disclosure

SEC source: 0001171843-17-006999 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,195.805

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER
PurchaseCOMMON STOCK 151,194 $5.71 $862,758.32
Disclosure

SEC source: 0001171843-17-006998 · formfour.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 151,194

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:14 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER
PurchaseCOMMON STOCK 141,797 $5.71 $809,774.31
Disclosure

SEC source: 0001171843-17-006998 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,223,529.957

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:12 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 34,500 $5.75 $198,375.00
Disclosure

SEC source: 0001171843-17-007000 · formfour.xml · nonDerivative · entry 2

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,000

Read SEC document
November 10, 2017 Filed Nov 14, 2017 21:12 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 500 $5.74 $2,870.00
Disclosure

SEC source: 0001171843-17-007000 · formfour.xml · nonDerivative · entry 1

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,500

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:01 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 46,627 $6.73 $313,799.71
Disclosure

SEC source: 0001171843-17-005417 · formfour.xml · nonDerivative · entry 2

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,000

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:01 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 3,373 $6.69 $22,565.37
Disclosure

SEC source: 0001171843-17-005417 · formfour.xml · nonDerivative · entry 1

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,373

Read SEC document
August 30, 2017 Filed Sep 1, 2017 20:01 UTC PurchaseCOMMON STOCK 1,000 $6.75 $6,750.00
Disclosure

SEC source: 0001171843-17-005350 · formfour.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000.345

Read SEC document
May 12, 2017 Filed May 16, 2017 20:01 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 4,453 $8.05 $35,846.65
Disclosure

SEC source: 0001171843-17-003120 · f4_oswald051617.xml · nonDerivative · entry 1

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,000

Read SEC document
May 11, 2017 Filed May 15, 2017 20:04 UTC PurchaseCOMMON STOCK 2,000 $8.15 $16,300.00
Disclosure

SEC source: 0001171843-17-003082 · form4.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000.345

Read SEC document
May 11, 2017 Filed May 15, 2017 20:03 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 5,547 $8.05 $44,653.35
Disclosure

SEC source: 0001171843-17-003081 · f4_051517oswald.xml · nonDerivative · entry 2

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,547

Read SEC document
May 11, 2017 Filed May 15, 2017 20:03 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 5,000 $8.10 $40,500.00
Disclosure

SEC source: 0001171843-17-003081 · f4_051517oswald.xml · nonDerivative · entry 1

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

Read SEC document
May 11, 2017 Filed May 15, 2017 20:02 UTC PurchaseCOMMON STOCK 5,000 $8.28 $41,375.00
Disclosure

SEC source: 0001171843-17-003080 · form4.xml · nonDerivative · entry 1

Gremp William · CIK 0001372311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,602

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:00 UTC
OSWALD BRIAN HCFO, CCO, TREASURY & SECRETARY
PurchaseCOMMON STOCK 25,000 $9.31 $232,750.00
Disclosure

SEC source: 0001171843-17-001684 · formfour.xml · nonDerivative · entry 1

OSWALD BRIAN H · CIK 0001219862 · CFO, CCO, TREASURY & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.