Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL AMERICAN INVESTORS CO INCGAM · Entity 4658 | VP Administration | September 23, 2026 | September 24, 2026 |
| PROSPECT CAPITAL CORPPSEC · Entity 4873 | Director | September 17, 2025 | September 19, 2025 |
| Pathway Capital Opportunity Fund, Inc.[NA] · Entity 167560 | Director | September 02, 2014 | August 11, 2017 |
| Priority Income Fund, Inc.PRIFA · Entity 9813 | Director | August 11, 2021 | August 13, 2021 |
| Prospect Enhanced Yield FundPAYIX · Entity 39732 | Director | August 01, 2025 | August 01, 2025 |
| Prospect Floating Rate & Alternative Income Fund, Inc.N/A · Entity 88695 | Director | April 01, 2019 | April 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL AMERICAN INVESTORS CO INC
Report date September 23, 2026 · Filed September 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 5.95% Preferred StockSEC Table I · non-derivative | Direct | 39,000 |
Reported balance
After 2026-09-23 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-09-23 · Purchase · Acquired 5,000 · Balance 39,000 F1: Shares held in joint account with spouse. |
| 5.95% Preferred StockSEC Table I · non-derivative | Direct | 17,000 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,000 F3: Shares held by the undersigned in an IRA account. |
| GAMSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,000 F1: Shares held in joint account with spouse. |
| GAMSEC Table I · non-derivative | IndirectBy Thrift Plan Trust | 101,303 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 101,303 F4: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares. |
| 5.95% Preferred StockSEC Table I · non-derivative | IndirectBy Spouse | 4,000 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 4,000 F2: Shares held by the undersigned's spouse in an IRA account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held in joint account with spouse.
F2: Shares held by the undersigned's spouse in an IRA account.
F3: Shares held by the undersigned in an IRA account.
F4: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.
PROSPECT CAPITAL CORP
Report date September 17, 2025 · Filed September 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 60,000.345 |
Reported balance
After 2025-09-17 transaction · row 1
1 source rowRow 1 · 2025-09-17 · Purchase · Acquired 2,500 · Balance 60,000.345 |
Pathway Capital Opportunity Fund, Inc.
Report date September 02, 2014 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Priority Income Fund, Inc.
Report date August 11, 2021 · Filed August 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 6.375% Series A Term Preferred Stock Due 2025SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-08-11 · Other · Disposed 4,000 · Balance 0 F1: The 6.375% Series A Term Preferred Stock due 2025 was redeemed by the issuer on August 11, 2021. In connection with the 6.375% Series A Term Preferred Stock redemption, the Shares were redeemed by the issuer at a price of $25.00 per share plus accrued but unpaid dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: The 6.375% Series A Term Preferred Stock due 2025 was redeemed by the issuer on August 11, 2021. In connection with the 6.375% Series A Term Preferred Stock redemption, the Shares were redeemed by the issuer at a price of $25.00 per share plus accrued but unpaid dividends.
Prospect Enhanced Yield Fund
Report date August 01, 2025 · Filed August 01, 2025
This filing explicitly reported no securities owned.
Prospect Floating Rate & Alternative Income Fund, Inc.
Report date April 01, 2019 · Filed April 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2026 Filed Sep 24, 2026 13:23 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 5,000 | $22.75 | $113,750.00 |
DisclosureSEC source: 0000040417-26-000051 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,000 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| September 15, 2026 Filed Sep 15, 2026 20:46 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 5,000 | $24.00 | $120,000.00 |
DisclosureSEC source: 0000040417-26-000047 · primary_doc.xml · nonDerivative · entry 4 Stark Eugene S · CIK 0001315319 · VP Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,000 F3 · ownership.direct: Shares held by the undersigned in an IRA account. Read SEC document |
| April 08, 2026 Filed Apr 8, 2026 20:38 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 5,000 | $24.85 | $124,250.00 |
DisclosureSEC source: 0000040417-26-000038 · primary_doc.xml · nonDerivative · entry 4 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,000 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| April 08, 2026 Filed Apr 8, 2026 20:38 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 1,151 | $24.92 | $28,682.92 |
DisclosureSEC source: 0000040417-26-000038 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,000 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| March 30, 2026 Filed Mar 30, 2026 21:37 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 638 | $24.95 | $15,918.10 |
DisclosureSEC source: 0000040417-26-000037 · primary_doc.xml · nonDerivative · entry 4 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,849 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| March 30, 2026 Filed Mar 30, 2026 21:34 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 638 | $24.95 | $15,918.10 |
DisclosureSEC source: 0000040417-26-000036 · primary_doc.xml · nonDerivative · entry 4 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,849 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| March 27, 2026 Filed Mar 30, 2026 21:37 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 200 | $24.92 | $4,984.00 |
DisclosureSEC source: 0000040417-26-000037 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,211 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| March 27, 2026 Filed Mar 30, 2026 21:34 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 200 | $24.92 | $4,984.00 |
DisclosureSEC source: 0000040417-26-000036 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,211 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| March 20, 2026 Filed Mar 23, 2026 20:41 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 11 | $24.95 | $274.45 |
DisclosureSEC source: 0000040417-26-000035 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,011 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 20:57 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 3,000 | $24.95 | $74,850.00 |
DisclosureSEC source: 0000040417-26-000034 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,000 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| January 13, 2026 Filed Jan 14, 2026 15:03 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 4,000 | $24.98 | $99,920.00 |
DisclosureSEC source: 0000040417-26-000003 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| December 31, 2025 Filed Feb 2, 2026 19:26 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherGAM | 11,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000040417-26-000015 · primary_doc.xml · nonDerivative · entry 2 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Thrift Plan Trust Disclosed balance after: 101,303 F4 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2025 issued by the Plan Administrator. F4 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2025 issued by the Plan Administrator. F5 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 19:29 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 2,500 | $2.79 | $6,975.00 |
DisclosureSEC source: 0001287032-25-000264 · wk-form4_1758310147.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000.345 Read SEC document |
| July 30, 2025 Filed Jul 30, 2025 21:10 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | PurchaseCommon Stock | 177 | $56.92 | $10,074.52 |
DisclosureSEC source: 0000040417-25-000039 · primary_doc.xml · nonDerivative · entry 2 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| May 22, 2025 Filed May 22, 2025 18:48 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 500 | $24.80 | $12,400.00 |
DisclosureSEC source: 0000040417-25-000037 · primary_doc.xml · nonDerivative · entry 4 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 F3 · ownership.direct: Shares held by the undersigned in an IRA account. Read SEC document |
| May 22, 2025 Filed May 22, 2025 18:48 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 500 | $24.80 | $12,400.00 |
DisclosureSEC source: 0000040417-25-000037 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| March 07, 2025 Filed Mar 7, 2025 21:50 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 5,000 | $24.70 | $123,500.00 |
DisclosureSEC source: 0000040417-25-000025 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,500 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| March 07, 2025 Filed Jul 30, 2025 21:10 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 48 | $50.98 | $2,447.04 |
DisclosureSEC source: 0000040417-25-000039 · primary_doc.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,823 F5 · kind: Shares received in payment of dividends. F1 · shares: Shares held in joint account with spouse. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 22:42 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 2,500 | $25.00 | $62,500.00 |
DisclosureSEC source: 0000040417-25-000023 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,500 F1 · ownership.direct: Shares held in joint account with spouse. Read SEC document |
| December 31, 2024 Filed Feb 5, 2025 19:28 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 8,648 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000040417-25-000018 · primary_doc.xml · nonDerivative · entry 2 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Thrift Plan Trust Disclosed balance after: 89,637 F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator. F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator. F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares. Read SEC document |
| December 30, 2024 Filed Dec 31, 2024 15:32 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 250 | $25.00 | $6,250.00 |
DisclosureSEC source: 0000040417-24-000047 · primary_doc.xml · nonDerivative · entry 5 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,000 F4 · ownership.direct: Shares held by the undersigned's spouse in an IRA account. Read SEC document |
| December 30, 2024 Filed Dec 31, 2024 15:32 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 250 | $25.00 | $6,250.00 |
DisclosureSEC source: 0000040417-24-000047 · primary_doc.xml · nonDerivative · entry 4 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,500 F3 · ownership.direct: Shares held by the undersigned in an IRA account. Read SEC document |
| December 27, 2024 Filed Feb 5, 2025 19:28 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 775 | $52.26 | $40,501.50 |
DisclosureSEC source: 0000040417-25-000018 · primary_doc.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,775 F3 · kind: Shares received in payment of dividends. F4 · ownership.direct: Shares held in joint tenancy with spouse. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 2,500 | $5.50 | $13,750.00 |
DisclosureSEC source: 0001287032-24-000343 · wk-form4_1726776065.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,500.345 Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 14:20 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 147 | $24.70 | $3,630.90 |
DisclosureSEC source: 0000040417-24-000037 · primary_doc.xml · nonDerivative · entry 4 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 F1 · ownership.direct: Shares held in joint with spouse. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 14:20 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 1,826 | $24.76 | $45,211.76 |
DisclosureSEC source: 0000040417-24-000037 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,853 F1 · ownership.direct: Shares held in joint with spouse. Read SEC document |
| May 29, 2024 Filed May 30, 2024 20:55 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 27 | $24.65 | $665.55 |
DisclosureSEC source: 0000040417-24-000036 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,027 F1 · ownership.direct: Shares held in joint with spouse. Read SEC document |
| May 29, 2024 Filed May 30, 2024 20:55 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | PurchaseCommon Stock | 235 | $47.70 | $11,209.50 |
DisclosureSEC source: 0000040417-24-000036 · primary_doc.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 F1 · ownership.direct: Shares held in joint with spouse. Read SEC document |
| April 10, 2024 Filed Apr 10, 2024 20:44 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 2,500 | $25.00 | $62,500.00 |
DisclosureSEC source: 0000040417-24-000029 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · ownership.direct: Shares held in joint with spouse. Read SEC document |
| December 31, 2023 Filed Jan 31, 2024 20:00 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 6,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000040417-24-000020 · primary_doc.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Thrift Plan Trust Disclosed balance after: 80,989 F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator. F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator. F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares. Read SEC document |
| December 28, 2023 Filed Jan 31, 2024 20:00 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 515 | $42.44 | $21,856.60 |
DisclosureSEC source: 0000040417-24-000020 · primary_doc.xml · nonDerivative · entry 2 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,765 F3 · kind: Shares received in payment of dividends. F4 · ownership.direct: Shares held in joint tenancy with spouse. Read SEC document |
| September 28, 2023 Filed Sep 28, 2023 16:46 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | Purchase5.95% Preferred Stock | 2,500 | $24.40 | $61,000.00 |
DisclosureSEC source: 0000040417-23-000035 · primary_doc.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500 F1 · ownership.direct: Shares held in joint tenancy with spouse. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 15:49 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | PurchaseCommon Stock | 250 | $41.00 | $10,250.00 |
DisclosureSEC source: 0000040417-23-000034 · primary_doc.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,250 F1 · ownership.direct: Shares held in joint tenancy with spouse. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:09 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 3,000 | $6.00 | $18,000.00 |
DisclosureSEC source: 0001287032-23-000290 · wk-form4_1694635754.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000.345 Read SEC document |
| August 16, 2023 Filed Aug 16, 2023 21:06 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | PurchaseCommon Stock | 262 | $41.10 | $10,768.20 |
DisclosureSEC source: 0000040417-23-000031 · primary_doc.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,000 F1 · ownership.direct: Shares held in joint tenancy with spouse. Read SEC document |
| December 31, 2022 Filed Feb 8, 2023 17:18 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 4,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000040417-23-000016 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Thrift Plan Trust Disclosed balance after: 74,441 F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2022 issued by the Plan Administrator. F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2022 issued by the Plan Administrator. F4 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares. Read SEC document |
| December 29, 2022 Filed Feb 8, 2023 17:18 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 208 | $36.14 | $7,516.08 |
DisclosureSEC source: 0000040417-23-000016 · primary_doc.xml · nonDerivative · entry 2 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,738 F1 · kind: Shares received in payment of dividends. F2 · ownership.direct: Shares held in joint tenancy with spouse. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:05 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 2,000 | $6.55 | $13,100.00 |
DisclosureSEC source: 0001287032-22-000316 · wf-form4_166439553919916.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000.345 Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 2,000 | $7.35 | $14,700.00 |
DisclosureSEC source: 0001287032-22-000289 · wf-form4_166275366628673.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000.345 Read SEC document |
| February 18, 2022 Filed Feb 8, 2023 17:18 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 91 | $40.79 | $3,711.89 |
DisclosureSEC source: 0000040417-23-000016 · primary_doc.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,531 F1 · kind: Shares received in payment of dividends. F2 · ownership.direct: Shares held in joint tenancy with spouse. Read SEC document |
| December 31, 2021 Filed Jan 21, 2022 17:22 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 6,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000040417-22-000015 · primary_doc.xml · nonDerivative · entry 3 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Thrift Plan Trust Disclosed balance after: 69,753 F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator. F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator. F4 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares. Read SEC document |
| December 30, 2021 Filed Jan 21, 2022 17:22 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 496 | $42.70 | $21,179.20 |
DisclosureSEC source: 0000040417-22-000015 · primary_doc.xml · nonDerivative · entry 2 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,440 F1 · kind: Shares received in payment of dividends. F2 · ownership.direct: Shares held in joint tenancy with spouse. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 20:03 UTC | Priority Income Fund, Inc. PRIFA · Entity 9813 | Other6.375% Series A Term Preferred Stock Due 2025 | 4,000 | $25.00 | $100,000.00 |
DisclosureSEC source: 0001171843-21-005942 · ownership.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: The 6.375% Series A Term Preferred Stock due 2025 was redeemed by the issuer on August 11, 2021. In connection with the 6.375% Series A Term Preferred Stock redemption, the Shares were redeemed by the issuer at a price of $25.00 per share plus accrued but unpaid dividends. F1 · kind: The 6.375% Series A Term Preferred Stock due 2025 was redeemed by the issuer on August 11, 2021. In connection with the 6.375% Series A Term Preferred Stock redemption, the Shares were redeemed by the issuer at a price of $25.00 per share plus accrued but unpaid dividends. F1 · price: The 6.375% Series A Term Preferred Stock due 2025 was redeemed by the issuer on August 11, 2021. In connection with the 6.375% Series A Term Preferred Stock redemption, the Shares were redeemed by the issuer at a price of $25.00 per share plus accrued but unpaid dividends. F1 · acquired: The 6.375% Series A Term Preferred Stock due 2025 was redeemed by the issuer on August 11, 2021. In connection with the 6.375% Series A Term Preferred Stock redemption, the Shares were redeemed by the issuer at a price of $25.00 per share plus accrued but unpaid dividends. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000 | $7.62 | $7,620.00 |
DisclosureSEC source: 0001287032-21-000246 · wf-form4_162102258453399.xml · nonDerivative · entry 2 Stark Eugene S · CIK 0001315319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000.345 Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000 | $7.94 | $7,940.00 |
DisclosureSEC source: 0001287032-21-000246 · wf-form4_162102258453399.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000.345 Read SEC document |
| February 19, 2021 Filed Jan 21, 2022 17:22 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 44 | $38.79 | $1,706.76 |
DisclosureSEC source: 0000040417-22-000015 · primary_doc.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,944 F1 · kind: Shares received in payment of dividends. F2 · ownership.direct: Shares held in joint tenancy with spouse. Read SEC document |
| December 31, 2020 Filed Feb 6, 2021 01:39 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 5,988 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000040417-21-000019 · primary_doc.xml · nonDerivative · entry 2 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Thrift Plan Trust Disclosed balance after: 63,243 F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator. F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator. F4 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares. Read SEC document |
| December 30, 2020 Filed Feb 6, 2021 01:39 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 439 | $36.83 | $16,166.18 |
DisclosureSEC source: 0000040417-21-000019 · primary_doc.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 F1 · kind: Shares received in payment of dividends. F2 · ownership.direct: Shares held in joint tenancy with spouse. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:28 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 2,500 | $5.10 | $12,750.00 |
DisclosureSEC source: 0001287032-20-000300 · wf-form4_159899212406972.xml · nonDerivative · entry 1 Stark Eugene S · CIK 0001315319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000.345 Read SEC document |
| December 31, 2019 Filed Feb 7, 2020 18:08 UTC | GENERAL AMERICAN INVESTORS CO INC GAM · Entity 4658 | OtherCommon Stock | 4,349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000040417-20-000020 · primary_doc.xml · nonDerivative · entry 2 Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Thrift Plan Trust Disclosed balance after: 57,255 F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator. F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator. F4 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.