Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PROSPECT CAPITAL CORPPSEC · Entity 4873 | Director | March 18, 2025 | March 20, 2025 |
| Pathway Capital Opportunity Fund, Inc.[NA] · Entity 167560 | Director | September 02, 2014 | August 10, 2017 |
| Prospect Enhanced Yield FundPAYIX · Entity 39732 | Director | August 01, 2025 | August 01, 2025 |
| Prospect Floating Rate & Alternative Income Fund, Inc.N/A · Entity 88695 | Director | April 01, 2019 | April 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PROSPECT CAPITAL CORP
Report date March 18, 2025 · Filed March 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 75,152.6519 |
Ending reported balance
After 2025-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-18 · Purchase · Acquired 14,623 · Balance 70,675.6519 Row 2 · 2025-03-18 · Purchase · Acquired 4,477 · Balance 75,152.6519 |
Pathway Capital Opportunity Fund, Inc.
Report date September 02, 2014 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Prospect Enhanced Yield Fund
Report date August 01, 2025 · Filed August 01, 2025
This filing explicitly reported no securities owned.
Prospect Floating Rate & Alternative Income Fund, Inc.
Report date April 01, 2019 · Filed April 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2025 Filed Mar 20, 2025 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 4,477 | $4.30 | $19,251.10 |
DisclosureSEC source: 0001287032-25-000054 · wk-form4_1742500891.xml · nonDerivative · entry 2 Gremp William · CIK 0001372311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,152.6519 Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 14,623 | $4.29 | $62,732.67 |
DisclosureSEC source: 0001287032-25-000054 · wk-form4_1742500891.xml · nonDerivative · entry 1 Gremp William · CIK 0001372311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,675.6519 Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 21:29 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 900 | $4.24 | $3,816.00 |
DisclosureSEC source: 0001287032-25-000046 · wk-form4_1742333375.xml · nonDerivative · entry 1 Gremp William · CIK 0001372311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,052.6519 Read SEC document |
| February 21, 2020 Filed Apr 9, 2020 21:27 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 2,000 | $6.54 | $13,070.00 |
DisclosureSEC source: 0001287032-20-000101 · wf-form4_158646721477245.xml · nonDerivative · entry 1 Gremp William · CIK 0001372311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,149.169 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000 | $6.54 | $6,536.80 |
DisclosureSEC source: 0001171843-20-000990 · ownership.xml · nonDerivative · entry 1 Gremp William · CIK 0001372311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,149.169 Read SEC document |
| November 08, 2019 Filed Nov 20, 2019 21:09 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $6.46 | $32,299.50 |
DisclosureSEC source: 0001287032-19-000389 · wf-form4_157428415363434.xml · nonDerivative · entry 2 Gremp William · CIK 0001372311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,512.0726 Read SEC document |
| November 08, 2019 Filed Nov 20, 2019 21:09 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $6.45 | $32,232.50 |
DisclosureSEC source: 0001287032-19-000389 · wf-form4_157428415363434.xml · nonDerivative · entry 1 Gremp William · CIK 0001372311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,512.0726 Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 2,500 | $5.94 | $14,850.00 |
DisclosureSEC source: 0001171843-18-008588 · ownership.xml · nonDerivative · entry 1 Gremp William · CIK 0001372311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,091 Read SEC document |
| March 19, 2018 Filed Aug 28, 2018 19:47 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000 | $6.50 | $6,497.20 |
DisclosureSEC source: 0001171843-18-006285 · ownership.xml · nonDerivative · entry 1 Gremp William · CIK 0001372311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,537.7222 Read SEC document |
| May 11, 2017 Filed May 15, 2017 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $8.28 | $41,375.00 |
DisclosureSEC source: 0001171843-17-003080 · form4.xml · nonDerivative · entry 1 Gremp William · CIK 0001372311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,602 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.