Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PROSPECT CAPITAL CORPPSEC · Entity 4873 | Director · Chief Operating Officer | February 11, 2026 | February 13, 2026 |
| Pathway Capital Opportunity Fund, Inc.[NA] · Entity 167560 | Director · President and CEO | September 02, 2014 | August 10, 2017 |
| Prospect Enhanced Yield FundPAYIX · Entity 39732 | Director · Chief Executive Officer | October 28, 2025 | October 29, 2025 |
| Prospect Floating Rate & Alternative Income Fund, Inc.N/A · Entity 88695 | Director · President and CEO | April 01, 2019 | April 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PROSPECT CAPITAL CORP
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 3,443,930.422 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Purchase · Acquired 942,800 · Balance 3,443,930.422 |
Pathway Capital Opportunity Fund, Inc.
Report date September 02, 2014 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Prospect Enhanced Yield Fund
Report date October 28, 2025 · Filed October 29, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 148,033.42 |
Reported balance
After 2025-10-28 transaction · row 1
1 source rowRow 1 · 2025-10-28 · Purchase · Acquired 55,226.83 · Balance 148,033.42 |
Prospect Floating Rate & Alternative Income Fund, Inc.
Report date April 01, 2019 · Filed April 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2026 Filed Feb 13, 2026 07:00 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 942,800 | $2.92 | $2,749,770.48 |
DisclosureSEC source: 0001287032-26-000069 · wk-form4_1770984022.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,443,930.422 Read SEC document |
| October 28, 2025 Filed Oct 29, 2025 22:03 UTC | Prospect Enhanced Yield Fund PAYIX · Entity 39732 | PurchaseClass I Shares of Beneficial Interest | 55,226.83 | $25.35 | $1,400,000.14 |
DisclosureSEC source: 0002027076-25-000066 · wk-form4_1761775406.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,033.42 Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 20:27 UTC | Prospect Enhanced Yield Fund PAYIX · Entity 39732 | PurchaseClass I Shares of Beneficial Interest | 73,035.93 | $25.33 | $1,850,000.11 |
DisclosureSEC source: 0002027076-25-000064 · wk-form4_1761683221.xml · nonDerivative · entry 2 Eliasek M Grier · CIK 0001294355 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,806.59 Read SEC document |
| October 21, 2025 Filed Oct 28, 2025 20:27 UTC | Prospect Enhanced Yield Fund PAYIX · Entity 39732 | PurchaseClass I Shares of Beneficial Interest | 19,770.66 | $25.29 | $499,999.99 |
DisclosureSEC source: 0002027076-25-000064 · wk-form4_1761683221.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,770.66 Read SEC document |
| September 25, 2025 Filed Sep 29, 2025 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 370,000 | $2.71 | $1,002,700.00 |
DisclosureSEC source: 0001287032-25-000290 · wk-form4_1759176068.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,501,130.422 Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 210,000 | $4.81 | $1,010,058.00 |
DisclosureSEC source: 0001287032-24-000468 · wk-form4_1733259682.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,131,130.422 Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 210,000 | $4.79 | $1,005,858.00 |
DisclosureSEC source: 0001287032-24-000464 · wk-form4_1733173262.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,921,130.422 Read SEC document |
| November 26, 2024 Filed Nov 29, 2024 13:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $4.72 | $23,576.50 |
DisclosureSEC source: 0001287032-24-000459 · wk-form4_1732903262.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,711,130.422 Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $4.83 | $24,145.00 |
DisclosureSEC source: 0001287032-24-000456 · wk-form4_1732741269.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,706,130.422 Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $4.72 | $23,595.50 |
DisclosureSEC source: 0001287032-24-000455 · wk-form4_1732654905.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,701,130.422 Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $4.60 | $23,000.00 |
DisclosureSEC source: 0001287032-24-000451 · wk-form4_1732568490.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,696,130.422 Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $4.65 | $23,245.00 |
DisclosureSEC source: 0001287032-24-000443 · wk-form4_1732309309.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,691,130.422 Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $4.50 | $22,500.00 |
DisclosureSEC source: 0001287032-24-000435 · wk-form4_1732222894.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,686,130.422 Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $4.46 | $22,295.00 |
DisclosureSEC source: 0001287032-24-000432 · wk-form4_1732136505.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,681,130.422 Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $4.38 | $21,900.00 |
DisclosureSEC source: 0001287032-24-000426 · wk-form4_1732050093.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,676,130.422 Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 4,505 | $4.33 | $19,506.65 |
DisclosureSEC source: 0001287032-24-000420 · wk-form4_1731963665.xml · nonDerivative · entry 2 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,671,130.422 Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 495 | $4.30 | $2,128.50 |
DisclosureSEC source: 0001287032-24-000420 · wk-form4_1731963665.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,666,625.422 Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.50 | $27,500.00 |
DisclosureSEC source: 0001287032-24-000339 · wk-form4_1726689666.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,666,130.422 Read SEC document |
| September 13, 2024 Filed Sep 17, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.44 | $27,200.00 |
DisclosureSEC source: 0001287032-24-000336 · wk-form4_1726603263.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,661,130.422 Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.35 | $26,750.00 |
DisclosureSEC source: 0001287032-24-000332 · wk-form4_1726516863.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,656,130.422 Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.30 | $26,500.00 |
DisclosureSEC source: 0001287032-24-000325 · wk-form4_1726171265.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,651,130.422 Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.33 | $26,650.00 |
DisclosureSEC source: 0001287032-24-000321 · wk-form4_1726084881.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,646,130.422 Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.25 | $26,250.00 |
DisclosureSEC source: 0001287032-24-000318 · wk-form4_1725998505.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,641,130.422 Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.25 | $26,250.00 |
DisclosureSEC source: 0001287032-24-000312 · wk-form4_1725912092.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,636,130.422 Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.27 | $26,349.50 |
DisclosureSEC source: 0001287032-24-000306 · wk-form4_1725652894.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,631,130.422 Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,500 | $5.23 | $7,837.50 |
DisclosureSEC source: 0001287032-24-000297 · wk-form4_1725566492.xml · nonDerivative · entry 2 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,626,130.422 Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 3,500 | $5.23 | $18,305.00 |
DisclosureSEC source: 0001287032-24-000297 · wk-form4_1725566492.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,624,630.422 Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.20 | $25,995.50 |
DisclosureSEC source: 0001287032-24-000291 · wk-form4_1725480085.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,621,130.422 Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $5.67 | $56,700.00 |
DisclosureSEC source: 0001287032-23-000402 · wk-form4_1702069264.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,616,130.422 Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 17:04 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $5.64 | $56,391.00 |
DisclosureSEC source: 0001287032-23-000399 · wk-form4_1701986672.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,606,130.422 Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1 | $5.65 | $5.65 |
DisclosureSEC source: 0001287032-23-000397 · wk-form4_1701896477.xml · nonDerivative · entry 2 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,596,130.422 Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 9,999 | $5.66 | $56,594.34 |
DisclosureSEC source: 0001287032-23-000397 · wk-form4_1701896477.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,596,129.422 Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $5.60 | $56,000.00 |
DisclosureSEC source: 0001287032-23-000391 · wk-form4_1701464582.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,586,130.422 Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $5.62 | $56,200.00 |
DisclosureSEC source: 0001287032-23-000387 · wk-form4_1701378065.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,576,130.422 Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 10,000 | $5.75 | $57,500.00 |
DisclosureSEC source: 0001287032-23-000379 · wk-form4_1701291669.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,566,130.422 Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 15,750 | $5.75 | $90,562.50 |
DisclosureSEC source: 0001287032-23-000372 · wk-form4_1700859672.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,556,130.422 Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 7,200 | $5.81 | $41,831.28 |
DisclosureSEC source: 0001287032-23-000369 · wk-form4_1700686878.xml · nonDerivative · entry 3 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,540,380.422 Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,995 | $5.81 | $11,590.55 |
DisclosureSEC source: 0001287032-23-000369 · wk-form4_1700686878.xml · nonDerivative · entry 2 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,533,180.422 Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 16:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,805 | $5.77 | $10,414.85 |
DisclosureSEC source: 0001287032-23-000369 · wk-form4_1700686878.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,531,185.422 Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 17:32 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | Purchase5.50% Series A1 Preferred Stock · Derivative | 50 | $25.00 | $1,250.00 |
DisclosureSEC source: 0001171843-20-007246 · ownership.xml · derivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50 Underlying: Common Stock · 220.36 shares Expires not disclosed F1 · derivative.exercise_price: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date. F1 · derivative.exercise_date: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date. F1 · derivative.expiration_date: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date. F1 · derivative.underlying_shares: Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 16:22 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 100,000 | $4.45 | $445,000.00 |
DisclosureSEC source: 0001171843-20-002044 · ownership.xml · nonDerivative · entry 1 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352,195.805 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 4,000 | $5.82 | $23,279.60 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 11 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,195.805 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.80 | $28,999.50 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 10 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,195.805 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.80 | $28,987.00 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 9 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,195.805 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.78 | $28,904.50 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 8 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238,195.805 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.80 | $29,000.00 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 7 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233,195.805 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.81 | $29,025.00 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 6 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,228,195.805 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.83 | $29,150.00 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 5 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223,195.805 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.86 | $29,275.00 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 4 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218,195.805 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 16:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,000 | $5.84 | $29,200.00 |
DisclosureSEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 3 Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,195.805 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.