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PROSPECT CAPITAL CORP

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4873
SEC CIK
0001287032
Parsed reports
215

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202670
Jun 202630
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 24, 2018 Filed Dec 27, 2018 21:32 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 304,792 $5.82 $1,772,609.31
Disclosure

SEC source: 0001171843-18-008576 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,593,070.229

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:06 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 1,000,000 $5.87 $5,871,700.00
Disclosure

SEC source: 0001171843-18-008564 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,288,278.229

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 4,000 $5.82 $23,279.60
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 11

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 5,000 $5.80 $28,999.50
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 10

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 5,000 $5.80 $28,987.00
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 9

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 5,000 $5.78 $28,904.50
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 8

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 5,000 $5.80 $29,000.00
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 7

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 5,000 $5.81 $29,025.00
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 6

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 5,000 $5.83 $29,150.00
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 5

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 5,000 $5.86 $29,275.00
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 4

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 5,000 $5.84 $29,200.00
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 3

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 4,000 $5.81 $23,239.60
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 2

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 16:03 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 2,000 $5.76 $11,520.00
Disclosure

SEC source: 0001171843-18-008562 · ownership.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,195.805

Read SEC document
December 20, 2018 Filed Dec 26, 2018 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 453,000 $5.80 $2,627,264.10
Disclosure

SEC source: 0001171843-18-008561 · ownership.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,288,278.229

Read SEC document
December 20, 2018 Filed Dec 26, 2018 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 147,000 $5.81 $854,525.70
Disclosure

SEC source: 0001171843-18-008561 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,835,278.229

Read SEC document
December 20, 2018 Filed Dec 26, 2018 21:04 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 1,000 $5.81 $5,809.90
Disclosure

SEC source: 0001171843-18-008563 · ownership.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:01 UTC PurchaseCOMMON STOCK 1,000 $6.72 $6,720.00
Disclosure

SEC source: 0001171843-18-008405 · ownership.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000.345

Read SEC document
November 08, 2018 Filed Nov 13, 2018 21:02 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 2,500 $7.00 $17,496.25
Disclosure

SEC source: 0001171843-18-007890 · ownership.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
May 18, 2018 Filed May 22, 2018 20:03 UTC
Van Dask Kristin LeaCFO, TREASURER, SECRETARY, CCO
PurchaseCOMMON STOCK 3,649 $6.66 $24,293.22
Disclosure

SEC source: 0001171843-18-004144 · formfour.xml · nonDerivative · entry 1

Van Dask Kristin Lea · CIK 0001737386 · CFO, TREASURER, SECRETARY, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 4,483 $6.50 $29,137.71
Disclosure

SEC source: 0001171843-18-002234 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,413,790.228

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 58,241 $6.50 $378,467.49
Disclosure

SEC source: 0001171843-18-002195 · formfourbarry.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,409,307.228

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:05 UTC PurchaseCOMMON STOCK 1,000 $6.50 $6,500.00
Disclosure

SEC source: 0001171843-18-002155 · formfour.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000.345

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:05 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 63,295 $6.50 $411,227.62
Disclosure

SEC source: 0001171843-18-002153 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,351,066.228

Read SEC document
March 19, 2018 Filed Aug 28, 2018 19:47 UTC PurchaseCOMMON STOCK 1,000 $6.50 $6,497.20
Disclosure

SEC source: 0001171843-18-006285 · ownership.xml · nonDerivative · entry 1

Gremp William · CIK 0001372311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,537.7222

Read SEC document
March 16, 2018 Filed Mar 20, 2018 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 3,100 $6.50 $20,143.49
Disclosure

SEC source: 0001171843-18-002114 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,287,771.228

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 84,100 $6.49 $545,859.46
Disclosure

SEC source: 0001171843-18-002082 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,284,671.228

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:04 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 300 $6.50 $1,950.00
Disclosure

SEC source: 0001171843-18-001999 · formfourbarry.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,200,571.228

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 17,200 $6.50 $111,758.72
Disclosure

SEC source: 0001171843-18-001735 · form4.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,200,271.228

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 242,186 $6.58 $1,594,649.50
Disclosure

SEC source: 0001171843-18-001700 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,183,071.228

Read SEC document
February 28, 2018 Filed Mar 2, 2018 21:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 269,197 $6.63 $1,784,749.19
Disclosure

SEC source: 0001171843-18-001654 · formfourbarry.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,940,885.228

Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:17 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 79,933 $6.67 $533,017.22
Disclosure

SEC source: 0001171843-18-001496 · f4_barry022718.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,671,688.228

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 48,117 $6.70 $322,244.36
Disclosure

SEC source: 0001171843-18-001408 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,591,755.228

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 467,178 $6.73 $3,144,481.68
Disclosure

SEC source: 0001171843-18-001091 · form4.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,259,332.865

Read SEC document
December 22, 2017 Filed Dec 27, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $7.19 $71,900.00
Disclosure

SEC source: 0001171843-17-007861 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,195.805

Read SEC document
December 22, 2017 Filed Dec 27, 2017 21:24 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 490,600 $7.17 $3,516,424.56
Disclosure

SEC source: 0001171843-17-007862 · formfour.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,678,163.857

Read SEC document
December 22, 2017 Filed Dec 27, 2017 21:24 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 503,300 $7.25 $3,651,038.86
Disclosure

SEC source: 0001171843-17-007862 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,187,563.857

Read SEC document
December 21, 2017 Filed Dec 26, 2017 16:02 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $7.08 $70,799.00
Disclosure

SEC source: 0001171843-17-007855 · f4_eliasek122617.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192,195.805

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 508,775 $7.08 $3,603,755.08
Disclosure

SEC source: 0001171843-17-007854 · f4_barry122617.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,281,547.791

Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 169,657 $7.07 $1,199,933.06
Disclosure

SEC source: 0001171843-17-007854 · f4_barry122617.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,772,772.791

Read SEC document
December 20, 2017 Filed Dec 22, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.94 $69,400.00
Disclosure

SEC source: 0001171843-17-007837 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,195.805

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 171,841 $6.96 $1,195,738.41
Disclosure

SEC source: 0001171843-17-007838 · formfour.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,603,115.791

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 8,221 $6.94 $57,085.80
Disclosure

SEC source: 0001171843-17-007838 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,431,274.791

Read SEC document
December 19, 2017 Filed Dec 21, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.94 $69,400.00
Disclosure

SEC source: 0001171843-17-007802 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172,195.805

Read SEC document
December 19, 2017 Filed Dec 21, 2017 21:02 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 450,000 $6.92 $3,116,115.00
Disclosure

SEC source: 0001171843-17-007803 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,423,053.791

Read SEC document
December 18, 2017 Filed Dec 20, 2017 16:01 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.92 $69,200.00
Disclosure

SEC source: 0001171843-17-007769 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162,195.805

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 102,107 $6.88 $702,853.53
Disclosure

SEC source: 0001171843-17-007770 · formfour.xml · nonDerivative · entry 2

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,973,053.791

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:01 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 306,100 $6.87 $2,102,509.07
Disclosure

SEC source: 0001171843-17-007770 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,870,846.791

Read SEC document
December 18, 2017 Filed Aug 27, 2018 20:51 UTC Amendment
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 102,207 $6.88 $703,541.88
Disclosure

SEC source: 0001171843-18-006270 · ownership.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,973,053.791

F1 · shares: Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on December 20, 2017 (this "Amendment") to correct the number of shares purchased with an exercise price of $6.8835 acquired by the reporting person on December 18, 2017 from 102,107 to 102,207.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:11 UTC
Eliasek M GrierDirector · CHIEF OPERATING OFFICER
PurchaseCOMMON STOCK 10,000 $6.77 $67,700.00
Disclosure

SEC source: 0001171843-17-007751 · formfour.xml · nonDerivative · entry 1

Eliasek M Grier · CIK 0001294355 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,195.805

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:19 UTC
Barry John FDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCOMMON STOCK 247,793 $6.87 $1,702,858.28
Disclosure

SEC source: 0001171843-17-007752 · formfour.xml · nonDerivative · entry 1

Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,564,746.791

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.