PRTS

SEC source: 0001140361-17-020852 · doc1.xml · derivative · entry 2

MAJTELES ROBERT J · CIK 0001213803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Underlying: Common Stock · 9,302 shares

Expires not disclosed

F3 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F4 · derivative.exercise_price: Not applicable.

F5 · derivative.exercise_date: The Restricted Stock Units shall vest in three equal installments at each of the Company's next three annual stockholder's meetings, subject to the director's continued service through such dates.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001140361-17-020852 · doc1.xml · nonDerivative · entry 1

MAJTELES ROBERT J · CIK 0001213803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,125

F1 · kind: In accordance with the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, the reporting person was granted 4,211 restricted stock units, one third of which vested on May 11, 2017. These retricted stock units converted to common stock on a one-for-one basis upon vesting.

F2 · balance_after: Includes shares of common stock issued as dividends on the Company's preferred stock.

SEC source: 0001140361-17-020857 · doc1.xml · derivative · entry 1

Wilson Bradley E · CIK 0001592115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-05-10

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

SEC source: 0001140361-17-020855 · doc1.xml · derivative · entry 1

Palmer Barbara · CIK 0001592035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-05-10

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

SEC source: 0001140361-17-020854 · doc1.xml · derivative · entry 4

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-05-10

F2 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

SEC source: 0001140361-17-020854 · doc1.xml · derivative · entry 3

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F3 · derivative.exercise_price: Not applicable.

F1 · derivative.exercise_date: In accordance with the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, the reporting person was granted 1,071 restricted stock units, one third of which vested on May 11, 2017. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

F1 · derivative.expiration_date: In accordance with the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, the reporting person was granted 1,071 restricted stock units, one third of which vested on May 11, 2017. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

SEC source: 0001140361-17-020854 · doc1.xml · derivative · entry 2

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,171

Underlying: Common Stock · 3,171 shares

Expires not disclosed

F2 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F3 · derivative.exercise_price: Not applicable.

F4 · derivative.exercise_date: The Restricted Stock Units shall vest in three equal installments at each of the Company's next three annual stockholder's meetings, subject to the director's continued service through such dates.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001140361-17-020854 · doc1.xml · nonDerivative · entry 1

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,094

F1 · kind: In accordance with the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, the reporting person was granted 1,071 restricted stock units, one third of which vested on May 11, 2017. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

SEC source: 0001140361-17-014459 · doc1.xml · nonDerivative · entry 1

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,737

F1 · date: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $2,343.30.

F1 · kind: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $2,343.30.

SEC source: 0001140361-17-014093 · doc1.xml · derivative · entry 2

Coleman Aaron · CIK 0001431505 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2027-03-29

F2 · security: Granted under the 2016 Equity Plan.

F3 · derivative.exercise_date: Twenty-five percent of the shares vest on the first anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates.

SEC source: 0001140361-17-014093 · doc1.xml · nonDerivative · entry 1

Coleman Aaron · CIK 0001431505 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,937

F1 · security: Restricted stock units granted pursuant to the 2016 Equity Plan. Twenty-five percent of the shares vest on the first anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates.

SEC source: 0001140361-17-015136 · doc1.xml · derivative · entry 2

Coleman Aaron · CIK 0001431505 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2027-03-29

F2 · derivative.exercise_price: This amendment is also filed to correct the exercise price of this option award which was incorrectly reported in the original filing. The closing stock price on the date of grant was $3.34.

F3 · derivative.exercise_date: Twenty-five percent of the shares vest on the first anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates.

SEC source: 0001140361-17-015136 · doc1.xml · nonDerivative · entry 1

Coleman Aaron · CIK 0001431505 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,937

F1 · date: This amendment is being filed to correct the vesting terms of this restricted stock unit award which were incorrectly reported in the original filing. Twenty-five percent of the shares vest on the first anniversary of the grant date, and the remainder of which will vest in equal annual installments thereafter over three years, subject to such executive's service to the Company through such dates.

SEC source: 0001140361-17-013250 · doc1.xml · derivative · entry 3

WATANABE NEIL T · CIK 0001345543 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_date: In accordance with the Stock Unit Award Agreement dated March 23, 2015, the reporting person was granted 30,000 restricted stock units which vested 100% on March 23, 2017. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

F1 · derivative.expiration_date: In accordance with the Stock Unit Award Agreement dated March 23, 2015, the reporting person was granted 30,000 restricted stock units which vested 100% on March 23, 2017. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

SEC source: 0001140361-17-013250 · doc1.xml · nonDerivative · entry 2

WATANABE NEIL T · CIK 0001345543 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,045

F2 · kind: Pursuant to the Stock Unit Award Agreement dated March 23, 2015, the shares were cancelled to satisfy tax withholding obligations of the reporting person.

SEC source: 0001140361-17-013250 · doc1.xml · nonDerivative · entry 1

WATANABE NEIL T · CIK 0001345543 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,750

F1 · kind: In accordance with the Stock Unit Award Agreement dated March 23, 2015, the reporting person was granted 30,000 restricted stock units which vested 100% on March 23, 2017. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

SEC source: 0001140361-17-010901 · doc1.xml · nonDerivative · entry 2

Coleman Aaron · CIK 0001431505 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,937

F2 · kind: Pursuant to the Stock Unit Award Agreement dated January 21, 2016, the issuer elected to cancel and not issue vested shares to satisfy tax withholding obligations of the reporting person.

SEC source: 0001140361-17-010901 · doc1.xml · nonDerivative · entry 1

Coleman Aaron · CIK 0001431505 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,473

F1 · kind: In accordance with the Stock Unit Award Agreement dated January 21, 2016, the reporting person was granted 60,204 performance-based restricted stock units which vested 100% on March 3, 2017, the date the Compensation Committee determined that the performance metrics were met. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

SEC source: 0001140361-17-010902 · doc1.xml · nonDerivative · entry 2

Evangelist Shane N · CIK 0001415531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,151

F2 · kind: Pursuant to the Stock Unit Award Agreement dated January 21, 2016, the Issuer elected to cancel and not issue vested shares to satisfy tax withholding obligations of the reporting person.

SEC source: 0001140361-17-010902 · doc1.xml · nonDerivative · entry 1

Evangelist Shane N · CIK 0001415531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,723

F1 · kind: In accordance with the Stock Unit Award Agreement dated January 21, 2016, the reporting person was granted 131,742 performance-based restricted stock units which vested 100% on March 3, 2017, the date the Compensation Committee determined that the performance metrics were met. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

SEC source: 0001140361-17-010898 · doc1.xml · nonDerivative · entry 2

WATANABE NEIL T · CIK 0001345543 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,750

F2 · kind: Pursuant to the Stock Unit Award Agreement dated January 21, 2016, the Issuer elected to cancel and not issue vested shares to satisfy tax withholding obligations of the reporting person.

SEC source: 0001140361-17-010898 · doc1.xml · nonDerivative · entry 1

WATANABE NEIL T · CIK 0001345543 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,054

F1 · kind: In accordance with the Stock Unit Award Agreement dated January 21, 2016, the reporting person was granted 57,303 performance-based restricted stock units which vested 100% on March 3, 2017, the date the Compensation Committee determined that the performance metrics were met. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

SEC source: 0001140361-17-010895 · doc1.xml · nonDerivative · entry 2

Eisler David · CIK 0001646361 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,117

F2 · kind: Pursuant to the Stock Unit Award Agreement dated January 21, 2016, the issuer elected to cancel and not issue vested shares to satisfy tax withholding obligations of the reporting person.

SEC source: 0001140361-17-010895 · doc1.xml · nonDerivative · entry 1

Eisler David · CIK 0001646361 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,137

F1 · kind: In accordance with the Stock Unit Award Agreement dated January 21, 2016, the reporting person was granted 27,329 performance-based restricted stock units which vested 100% on March 3, 2017, the date the Compensation Committee determined that the performance metrics were met. These restricted stock units converted to common stock on a one-for-one basis upon vesting.

SEC source: 0001140361-17-003050 · doc1.xml · derivative · entry 1

Coleman Aaron · CIK 0001431505 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-01-24

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: Twenty-five percent of the shares of stock subject to the option vest on the first anniversary of the grant date, and the remainder will vest in equal monthly installments thereafter over the subsequent three years, subject to Mr. Coleman's service to the Company through such dates.

SEC source: 0001140361-17-003049 · doc1.xml · derivative · entry 1

Evangelist Shane N · CIK 0001415531 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,333

Underlying: Common Stock · 833,333 shares

Expires not disclosed

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_price: Fifty-percent of the RSU Award will become fully-vested on January 25, 2020, and fifty-percent of the RSU Award shall vest in twelve equal quarterly installments commencing on April 25, 2017 and vesting on each three month anniversary date thereafter through January 25, 2020, subject in each case, to Mr. Evangelist's service to the Company through such vesting dates.

F2 · derivative.exercise_date: Fifty-percent of the RSU Award will become fully-vested on January 25, 2020, and fifty-percent of the RSU Award shall vest in twelve equal quarterly installments commencing on April 25, 2017 and vesting on each three month anniversary date thereafter through January 25, 2020, subject in each case, to Mr. Evangelist's service to the Company through such vesting dates.

F2 · derivative.expiration_date: Fifty-percent of the RSU Award will become fully-vested on January 25, 2020, and fifty-percent of the RSU Award shall vest in twelve equal quarterly installments commencing on April 25, 2017 and vesting on each three month anniversary date thereafter through January 25, 2020, subject in each case, to Mr. Evangelist's service to the Company through such vesting dates.

SEC source: 0001140361-17-003054 · doc1.xml · derivative · entry 1

WATANABE NEIL T · CIK 0001345543 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-01-24

F1 · security: Granted pursuant the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: Twenty-five percent of the shares of stock subject to the option vest on the first anniversary of the grant date, and the remainder vest in equal monthly installments thereafter over the subsequent three years, subject to Mr. Watanabe's service to the Company through such dates.

SEC source: 0001140361-17-003055 · doc1.xml · derivative · entry 1

Eisler David · CIK 0001646361 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-01-24

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: Twenty-five percent of the shares of stock subject to the option vest on the first anniversary of the grant date, and the remainder will vest in equal monthly installments thereafter over the subsequent three years, subject to Mr. Eisler's service to the Company through such dates.

SEC source: 0001140361-17-002544 · doc1.xml · derivative · entry 1

Berman Joshua L · CIK 0001415267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,071

Underlying: Common Stock · 1,071 shares

Expires not disclosed

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_price: Not applicable.

F3 · derivative.exercise_date: The Restricted Stock Units shall vest in three equal installments at each of the Company's next three annual stockholder meetings, subject to the director's continued service to the Company through such vesting dates.

F2 · derivative.expiration_date: Not applicable.

SEC source: 0001140361-17-002545 · doc1.xml · derivative · entry 1

PHELPS BARRY · CIK 0001240508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,071

Underlying: Common Stock · 1,071 shares

Expires not disclosed

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_price: Not applicable.

F3 · derivative.exercise_date: The Restricted Stock Units shall vest in three equal installments at each of the Company's next three annual stockholder meetings, subject to the director's continued service to the Company through such vesting dates.

F2 · derivative.expiration_date: Not applicable.

SEC source: 0001140361-17-002541 · doc1.xml · derivative · entry 1

MAJTELES ROBERT J · CIK 0001213803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,211

Underlying: Common Stock · 4,211 shares

Expires not disclosed

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_price: Not applicable.

F3 · derivative.exercise_date: The Restricted Stock Units shall vest in three equal installments at each of the Company's next three annual stockholder meetings, subject to the director's continued service to the Company through such vesting dates.

F2 · derivative.expiration_date: Not applicable.

SEC source: 0001140361-17-002542 · doc1.xml · derivative · entry 1

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,071

Underlying: Common Stock · 1,071 shares

Expires not disclosed

F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan.

F2 · derivative.exercise_price: Not applicable.

F3 · derivative.exercise_date: The Restricted Stock Units shall vest in three equal installments at each of the Company's next three annual stockholder meetings, subject to the director's continued service to the Company through such vesting dates.

F2 · derivative.expiration_date: Not applicable.

SEC source: 0001140361-17-000361 · doc1.xml · nonDerivative · entry 1

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,007

F1 · date: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $2,342.04.

F1 · kind: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $2,342.04.

SEC source: 0001183748-17-000001 · edgar.xml · nonDerivative · entry 1

HARMAN FREDERIC W · CIK 0001183748 · Director · 10% owner

Oak Investment Partners XI L P · CIK 0001299239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 9,432,112

F1 · date: On March 31, 2016, and June 30, 2016, the Issuer distributed shares of Common Stock of 7,420 and 5,017, respectively, as a dividend to Oak Investment Partners XI, Limited Partnership ("Oak XI, L.P."), which resulted from Series A Convertible Preferred Stock.

F1 · kind: On March 31, 2016, and June 30, 2016, the Issuer distributed shares of Common Stock of 7,420 and 5,017, respectively, as a dividend to Oak Investment Partners XI, Limited Partnership ("Oak XI, L.P."), which resulted from Series A Convertible Preferred Stock.

F2 · price: Not applicable.

F3 · ownership.nature: The reported securities are directly held by Oak XI, L.P. Oak Associates XI, L.L.C., as the general partner of Oak XI, L.P. may be deemed to beneficially own the reported securities.

SEC source: 0001140361-16-081652 · doc1.xml · nonDerivative · entry 1

GREYSON JAY KEITH · CIK 0001611116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

F1 · date: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $2,340.68.

F1 · kind: Shares were awarded pursuant to the U.S. Auto Parts Network, Inc. Director Payment Election Plan in lieu of retainer fees equal to $2,340.68.