Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CarParts.com, Inc.PRTS · Entity 7113 | Director | August 20, 2026 | September 09, 2026 |
| LUNA INNOVATIONS INCLUNA · Entity 84494 | Director | October 01, 2024 | October 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CarParts.com, Inc.
Report date August 20, 2026 · Filed September 09, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,577 |
Last balance in matching sequence
After 2026-08-25 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-08-20 · Purchase · Acquired 100 · Balance 33,677 F1: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split. Row 2 · 2026-08-25 · Purchase · Acquired 9,900 · Balance 43,577 F1: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split.
LUNA INNOVATIONS INC
Report date October 01, 2024 · Filed October 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 147,247.36 |
Reported balance
After 2024-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-10-01 · Grant · Acquired 7,394.37 · Balance 147,247.36 F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $15,750.00 divided by $2.13, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 149,251.69 |
Reported balance
After 2024-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-10-01 · Grant · Acquired 2,004.33 · Balance 149,251.69 F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4: Mr. Phelps was appointed chair of the board of directors effective July 16, 2024. This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of director for the period from July 16, 2024 to September 30, 2024. The number of stock units is equal to $4,269.23 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 151,012.25 |
Reported balance
After 2024-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-10-01 · Grant · Acquired 1,760.56 · Balance 151,012.25 F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $3,750.00 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis.
F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $15,750.00 divided by $2.13, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date.
F4: Mr. Phelps was appointed chair of the board of directors effective July 16, 2024. This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of director for the period from July 16, 2024 to September 30, 2024. The number of stock units is equal to $4,269.23 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $3,750.00 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Sep 9, 2026 22:46 UTC Amendment | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 9,900 | $6.48 | $64,152.00 |
DisclosureSEC source: 0001140361-26-036091 · form4.xml · nonDerivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,577 F1 · balance_after: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split. Read SEC document |
| August 25, 2026 Filed Aug 26, 2026 20:15 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 9,900 | $6.48 | $64,152.00 |
DisclosureSEC source: 0001140361-26-034452 · form4.xml · nonDerivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,788 Read SEC document |
| August 20, 2026 Filed Sep 9, 2026 22:46 UTC Amendment | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 100 | $6.15 | $615.00 |
DisclosureSEC source: 0001140361-26-036091 · form4.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,677 F1 · balance_after: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split. Read SEC document |
| August 20, 2026 Filed Aug 26, 2026 20:15 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 100 | $6.15 | $615.00 |
DisclosureSEC source: 0001140361-26-034452 · form4.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,888 Read SEC document |
| May 19, 2026 Filed May 20, 2026 00:40 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantRestricted Stock Units · Derivative | 218,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001378950-26-000068 · form4.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,342 Underlying: Common Stock · 218,342 shares Expires not disclosed F1 · derivative.exercise_price: Reflects cash-settled RSUs. Each RSU represents a contingent right to receive an amount in cash equal to the fair market value of one share of the Issuer's common stock on the applicable vesting date. The RSUs shall vest on the 2027 annual shareholder meeting date, as long as the Reporting Person's service with the Company has not previously ended. F1 · derivative.exercise_date: Reflects cash-settled RSUs. Each RSU represents a contingent right to receive an amount in cash equal to the fair market value of one share of the Issuer's common stock on the applicable vesting date. The RSUs shall vest on the 2027 annual shareholder meeting date, as long as the Reporting Person's service with the Company has not previously ended. F1 · derivative.expiration_date: Reflects cash-settled RSUs. Each RSU represents a contingent right to receive an amount in cash equal to the fair market value of one share of the Issuer's common stock on the applicable vesting date. The RSUs shall vest on the 2027 annual shareholder meeting date, as long as the Reporting Person's service with the Company has not previously ended. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 21:48 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantRestricted Stock Units · Derivative | 213,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001378950-25-000069 · form4.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,086 Underlying: Common Stock · 213,086 shares Expires not disclosed F1 · derivative.exercise_price: Reflects cash-settled RSUs. Each RSU represents a contingent right to receive an amount in cash equal to the fair market value of one share of the Issuer's common stock on the applicable vesting date. The RSUs shall vest on the date when the Reporting Person finishes a 12-month service period from the grant date. F1 · derivative.exercise_date: Reflects cash-settled RSUs. Each RSU represents a contingent right to receive an amount in cash equal to the fair market value of one share of the Issuer's common stock on the applicable vesting date. The RSUs shall vest on the date when the Reporting Person finishes a 12-month service period from the grant date. F1 · derivative.expiration_date: Reflects cash-settled RSUs. Each RSU represents a contingent right to receive an amount in cash equal to the fair market value of one share of the Issuer's common stock on the applicable vesting date. The RSUs shall vest on the date when the Reporting Person finishes a 12-month service period from the grant date. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:23 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,760.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000108 · wk-form4_1727990606.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,012.25 Underlying: Common Stock · 1,760.56 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $3,750.00 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:23 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 2,004.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000108 · wk-form4_1727990606.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,251.69 Underlying: Common Stock · 2,004.33 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: Mr. Phelps was appointed chair of the board of directors effective July 16, 2024. This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of director for the period from July 16, 2024 to September 30, 2024. The number of stock units is equal to $4,269.23 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:23 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 7,394.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000108 · wk-form4_1727990606.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,247.36 Underlying: Common Stock · 7,394.37 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $15,750.00 divided by $2.13, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 01:34 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 423.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000083 · wk-form4_1719884053.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,852.99 Underlying: Common Stock · 423.73 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F7 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from July 1, 2024 to September 30, 2024. The number of stock units is equal to $1,250.00 divided by $2.95, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F5 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F5 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 01:34 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,271.19 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000083 · wk-form4_1719884053.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,429.26 Underlying: Common Stock · 1,271.19 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from July 1, 2024 to September 30, 2024. The number of stock units is equal to $3,750.00 divided by $2.95, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F5 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F5 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 01:34 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 3,559.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000083 · wk-form4_1719884053.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,158.07 Underlying: Common Stock · 3,559.32 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from July 1, 2024 to September 30, 2024. The number of stock units is equal to $10,500.00 divided by $2.95, the closing price of the issuer's common stock on the Nasdaq Capital Market on July 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F5 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F5 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| June 27, 2024 Filed Jul 2, 2024 01:34 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 18,313.95 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000083 · wk-form4_1719884053.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,598.75 Underlying: Common Stock · 18,313.95 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was awarded in connection with Mr. Phelps's service a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to $63,000 divided by $3.44, the closing price of the issuer's stock on the Nasdaq Capital Market on June 27, 2024, the date of grant. F3 · derivative.exercise_date: The stock units vest upon the one year anniversary of the grant date, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. F3 · derivative.expiration_date: The stock units vest upon the one year anniversary of the grant date, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. Read SEC document |
| May 23, 2024 Filed May 29, 2024 00:28 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 38,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001378950-24-000068 · form4.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,788 F1 · kind: Granted pursuant to the CarParts.com, Inc. 2016 Equity Incentive Plan, these restricted stock units shall vest in full at the Company's 2025 annual stockholder meeting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:00 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 412.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000046 · wk-form4_1712178024.xml · derivative · entry 5 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,284.8 Underlying: Common Stock · 412.54 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F7 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from April 1, 2024 to June 30, 2024. The number of restricted stock units is equal to $1,250.00 divided by $3.03, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:00 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 412.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000046 · wk-form4_1712178024.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,872.26 Underlying: Common Stock · 412.54 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from April 1, 2024 to June 30, 2024. The number of restricted stock units is equal to $1,250.00 divided by $3.03, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:00 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 907.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000046 · wk-form4_1712178024.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,459.72 Underlying: Common Stock · 907.59 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the operations committee of the board of directors for the period from April 1, 2024 to June 30, 2024. The number of restricted stock units is equal to $2,750.00 divided by $3.03, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:00 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,237.62 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000046 · wk-form4_1712178024.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,552.13 Underlying: Common Stock · 1,237.62 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from April 1, 2024 to June 30, 2024. The number of restricted stock units is equal to $3,750.00 divided by $3.03, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:00 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 3,465.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000046 · wk-form4_1712178024.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,314.51 Underlying: Common Stock · 3,465.35 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from April 1, 2024 to June 30, 2024. The number of restricted stock units is equal to $10,500.00 divided by $3.03, the closing price of the issuer's common stock on the Nasdaq Capital Market on April 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:28 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 183.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000008 · wk-form4_1704317299.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,849.16 Underlying: Common Stock · 183.82 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from January 1, 2024 to March 31, 2024. The number of restricted stock units is equal to $1,250.00 divided by $6.80, the closing price of issuer's common stock on the Nasdaq Capital Market on January 2, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:28 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 183.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000008 · wk-form4_1704317299.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,665.34 Underlying: Common Stock · 183.82 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from January 1, 2024 to March 31, 2024. The number of restricted stock units is equal to $1,250.00 divided by $6.80, the closing price of issuer's common stock on the Nasdaq Capital Market on January 2, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:28 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 551.47 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000008 · wk-form4_1704317299.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,481.52 Underlying: Common Stock · 551.47 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from January 1, 2024 to March 31, 2024. The number of restricted stock units is equal to $3,750.00 divided by $6.80, the closing price of issuer's common stock on the Nasdaq Capital Market on Jauary 2, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:28 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,544.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-24-000008 · wk-form4_1704317299.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,930.05 Underlying: Common Stock · 1,544.12 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from January 1, 2024 to March 31, 2024. The number of restricted stock units is equal to $10,500.00 divided by $6.80, the closing price of the issuer's common stock on the Nasdaq Capital Market on January 2, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:52 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 212.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000109 · wk-form4_1696366342.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,385.93 Underlying: Common Stock · 212.59 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $5.88, the closing price of issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:52 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 212.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000109 · wk-form4_1696366342.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,173.34 Underlying: Common Stock · 212.59 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $5.88, the closing price of issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:52 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 637.76 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000109 · wk-form4_1696366342.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,960.75 Underlying: Common Stock · 637.76 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $3,750.00 divided by $5.88, the closing price of issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:52 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,785.71 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000109 · wk-form4_1696366342.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,322.99 Underlying: Common Stock · 1,785.71 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from October 1, 2023 to December 31, 2023. The number of restricted stock units is equal to $10,500.00 divided by $5.88, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 2, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 21:13 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 138.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000093 · wf-form4_168859156896756.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,537.28 Underlying: Common Stock · 138.12 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from July 1, 2023 to September 30, 2023. The number of restricted stock units is equal to $1,250.00 divided by $9.05, the closing price of issuer's common stock on the Nasdaq Capital Market on July 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 21:13 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 138.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000093 · wf-form4_168859156896756.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,399.16 Underlying: Common Stock · 138.12 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from July 1, 2023 to September 30, 2023. The number of restricted stock units is equal to $1,250.00 divided by $9.05, the closing price of issuer's common stock on the Nasdaq Capital Market on July 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 21:13 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 414.36 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000093 · wf-form4_168859156896756.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,261.04 Underlying: Common Stock · 414.36 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from July 1, 2023 to September 30, 2023. The number of restricted stock units is equal to $3,750.00 divided by $9.05, the closing price of issuer's common stock on the Nasdaq Capital Market on July 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 21:13 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,160.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000093 · wf-form4_168859156896756.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,846.68 Underlying: Common Stock · 1,160.22 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from July 1, 2023 to September 30, 2023. The number of restricted stock units is equal to $10,500.00 divided by $9.05, the closing price of the issuer's common stock on the Nasdaq Capital Market July 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:53 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 45,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001378950-23-000038 · form4.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,433 F1 · kind: Granted pursuant to the CarParts.com, Inc. 2016 Equity Incentive Plan, these restricted stock units shall vest in full at the Company's 2024 annual stockholder meeting. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:20 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 7,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000081 · wf-form4_168513236316493.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,686.46 Underlying: Common Stock · 7,102 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was awarded in connection with Mr. Phelps's service a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to $63,000 divided by $8.87, the closing price of the issuer's stock on the Nasdaq Capital Market on May 24, 2023, the date of grant. F3 · derivative.exercise_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. F3 · derivative.expiration_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. Read SEC document |
| April 12, 2023 Filed Apr 13, 2023 20:08 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0001378950-23-000017 · form4.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was granted to the Reporting Person on July 9, 2013 pursuant to the CarParts.com, Inc. 2007 Omnibus Incentive Plan. Thirty-three percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vested in equal monthly installments thereafter over two years. Read SEC document |
| April 12, 2023 Filed Apr 13, 2023 20:08 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 20,000 | $1.12 | $22,400.00 |
DisclosureSEC source: 0001378950-23-000017 · form4.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:39 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 176.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000056 · wf-form4_168064797874318.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,584.46 Underlying: Common Stock · 176.55 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $1,250.00 divided by $7.08, the closing price of issuer's common stock on the Nasdaq Capital Market on April 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:39 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 176.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000056 · wf-form4_168064797874318.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,407.91 Underlying: Common Stock · 176.55 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $1,250.00 divided by $7.08, the closing price of issuer's common stock on the Nasdaq Capital Market on April 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:39 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 529.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000056 · wf-form4_168064797874318.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,231.36 Underlying: Common Stock · 529.66 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $3,750.00 divided by $7.08, the closing price of issuer's common stock on the Nasdaq Capital Market on April 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:39 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,483.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000056 · wf-form4_168064797874318.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,701.7 Underlying: Common Stock · 1,483.05 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from April 1, 2023 to June 30, 2023. The number of restricted stock units is equal to $10,500.00 divided by $7.08, the closing price of the issuer's common stock on the Nasdaq Capital Market April 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:15 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 139.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000008 · wf-form4_167287051869395.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,218.65 Underlying: Common Stock · 139.04 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $8.99, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:15 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 139.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000008 · wf-form4_167287051869395.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,079.61 Underlying: Common Stock · 139.04 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $1,250.00 divided by $8.99, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:15 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 417.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000008 · wf-form4_167287051869395.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,940.57 Underlying: Common Stock · 417.13 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $3,750.00 divided by $8.99, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:15 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,167.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-23-000008 · wf-form4_167287051869395.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,523.44 Underlying: Common Stock · 1,167.96 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from January 1, 2023 to March 31, 2023. The number of restricted stock units is equal to $10,500.00 divided by $8.99, the closing price of the issuer's common stock on the Nasdaq Capital Market January 3, 2023, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 21:07 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 5,000 | $5.13 | $25,650.00 |
DisclosureSEC source: 0001567619-22-020364 · doc1.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,466 F1 · price: The price reported above reflects the weighted-average buy price. The open market purchases were at prices ranging from $5.11 to $5.14. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 21:30 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 274.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-22-000115 · wf-form4_166491882975047.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,355.48 Underlying: Common Stock · 274.12 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from October 1, 2022 to December 31, 2022. The number of restricted stock units is equal to $1,250.00 divided by $4.56, the closing price of issuer's common stock on the Nasdaq Capital Market on October 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 21:30 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 274.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-22-000115 · wf-form4_166491882975047.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,081.36 Underlying: Common Stock · 274.12 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from October 1, 2022 to Decmeber 31, 2022. The number of restricted stock units is equal to $1,250.00 divided by $4.56, the closing price of issuer's common stock on the Nasdaq Capital Market on October 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 21:30 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 822.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-22-000115 · wf-form4_166491882975047.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,807.24 Underlying: Common Stock · 822.37 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2022 to December 31, 2022. The number of restricted stock units is equal to $3,750.00 divided by $4.56, the closing price of issuer's common stock on the Nasdaq Capital Market on October 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 21:30 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 2,302.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-22-000115 · wf-form4_166491882975047.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,984.87 Underlying: Common Stock · 2,302.63 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from October 1, 2022 to December 31, 2022. The number of restricted stock units is equal to $10,500.00 divided by $4.56, the closing price of the issuer's common stock on the Nasdaq Capital Market October 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 21:10 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 224.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-22-000099 · wf-form4_165705542382489.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,682.24 Underlying: Common Stock · 224.82 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $1,250.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 21:10 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 224.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-22-000099 · wf-form4_165705542382489.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,457.42 Underlying: Common Stock · 224.82 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $1,250.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.